SMITH, MOORE & CO.

Registered adviser

CIK

200724

Location

CLAYTON, MO

Portfolio Value

Mid $1,535,882,626

Diversification

Diversified

Filing Date

Global Rank

#1,929 / 8,821 ▼ 26

Top Industry

Asset Management 10.5%

Period ended 4 months ago

Filed Aug 12, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 3441

Roster of Oct 1, 2026

Regulatory AUM

$2,371,739,897

Main clients

Individuals and high net worth (92% of AUM)

LEI

254900L4XEB9V4QDJR02

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,371,739,897	Individuals and high net worth (92%)
Apr 2025 to Mar 2026	$2,008,286,156	Individuals and high net worth (91%)
Apr 2024 to Mar 2025	$1,705,976,563	Individuals and high net worth (91%)
May 2023 to Mar 2024	$1,451,104,109	Individuals and high net worth (91%)
Apr 2023	$1,451,104,109	Individuals and high net worth (91%)
Apr 2022 to Mar 2023	$1,568,770,783	Individuals and high net worth (90%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.9%, 18.1 effective positions, active share 67.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

13.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.8 quarters (12+), a floor since 58.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 67.7%; sector active share 61.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

581 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

20.7%

+0.7 pts

Top 5

35.9%

+0.5 pts

Top 10

45.9%

+0.3 pts

HHI

552

Diversified+29

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	74.4%	$1,142,534,568	285
Technology	6.4%	$98,146,566	39
Financial Services	4.5%	$69,767,736	71
Industrials	3.1%	$46,992,322	29
Healthcare	2.5%	$37,770,447	26
Energy	2.1%	$32,544,574	31
Consumer Defensive	2.0%	$30,531,660	22
Communication Services	1.7%	$25,969,244	8
Consumer Cyclical	1.5%	$23,462,230	20
Utilities	1.0%	$14,863,928	19
Basic Materials	0.6%	$9,558,841	18
Real Estate	0.2%	$3,740,510	13

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOSS	Gossamer Bio, Inc.	+430,000	900,000	$148,500
IWF	iShares Russell 1000 Growth ETF	+212,157	284,924	$35,379,013
—		+151,096	308,626	$17,332,436
SCMB	Schwab Municipal Bond ETF	+95,284	329,854	$8,516,830
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+74,200	80,726	$9,648,371
VUG	VANGUARD GROWTH INDEX FUND	+70,628	84,410	$7,271,077
VO	VANGUARD MID-CAP INDEX FUND	+53,805	71,662	$5,773,807
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	+42,990	237,384	$7,463,352
IDMO	Invesco Ltd.	+36,854	128,251	$7,732,252
SPMO	Invesco Ltd.	+35,619	39,695	$6,412,330
—		+31,856	816,101	$22,565,192
AVEM	Avantis Emerging Markets Equity ETF	+28,631	31,889	$3,076,969
CGDV	Capital Group Dividend Value ETF	+26,975	459,878	$22,662,787
VBIL	Vanguard Institutional Index Funds	+25,620	82,836	$6,269,028
SCHD	Schwab U.S. Dividend Equity ETF	+17,256	255,090	$8,088,903
NMZ	Nuveen Municipal High Income Opportunity Fund	+17,178	59,977	$633,956
TOUS	T. Rowe Price International Equity ETF	+17,173	234,402	$8,994,004
ALAI	Alger ETF Trust	+15,799	58,777	$2,682,582
JPIE	JPMorgan Income ETF	+14,106	321,603	$14,809,818
FEOE	First Eagle Overseas Equity ETF	+13,668	114,523	$6,115,528
—		+10,880	13,600	$372,776
GAB	Gabelli Equity Trust Inc	+10,505	33,879	$191,755
DTCR	Global X Data Center & Digital Infrastructure ETF	+10,448	36,317	$1,102,947
DIVO	Amplify CWP Enhanced Dividend Income ETF	+10,159	65,886	$3,010,990
CGBL	Capital Group Core Balanced ETF	+9,986	326,851	$12,407,263
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PYLD		−421,808	167,347	$4,438,042
SCHG	Schwab U.S. Large-Cap Growth ETF	−40,391	171,082	$5,789,414
CGUS	Capital Group Core Equity ETF	−16,533	104,816	$4,662,215
—		−9,476	84,547	$5,471,036
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	−6,278	111,433	$2,700,021
GNTX	Gentex Corp	−5,974	9,773	$246,963
MFSI	MFS Active International ETF	−5,493	12,770	$414,769
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	−5,397	95,525	$2,313,615
DD	DuPont de Nemours, Inc.	−5,141	2,548	$345,610
INCM		−4,642	139,230	$4,017,481
DOW	Dow Inc.	−4,596	9,450	$258,552
HON	Honeywell International Inc	−4,368	4,312	$965,456
DINO	HF Sinclair Corp	−4,064	4,775	$332,578
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	−4,012	46,723	$1,875,741
IEMG	iShares Trust	−3,981	111,398	$9,228,210
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	−3,942	25,078	$580,806
JAAA	Janus Henderson AAA CLO ETF	−3,810	236,745	$11,953,255
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−3,714	29,068	$1,543,801
JGRO	JPMorgan Active Growth ETF	−3,133	18,178	$1,792,169
AVDV	Avantis International Small Cap Value ETF	−2,954	77,457	$7,981,943
RSP	Victory Portfolios II	−2,819	67,050	$14,266,228
SCHW	Schwab Charles Corp	−2,804	5,207	$480,449
TGT	Target Corp	−2,656	2,364	$308,762
AAPL	Apple Inc.	−2,424	140,230	$40,576,952
PSLV	Sprott Physical Silver Trust	−2,421	117,482	$2,216,885
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
PBMY	PGIM S&P 500 Buffer 20 ETF - May	67,908	$2,117,235
TRMK	Trustmark Corp	34,786	$1,600,503
PBAP	PGIM S&P 500 Buffer 20 ETF - April	33,333	$1,033,822
HONA	Honeywell Aerospace Inc.	4,312	$953,296
WDC	Western Digital Corp	813	$519,279
DELL	Dell Technologies Inc.	1,189	$513,005
AZN	Astrazeneca PLC	2,644	$501,355
PBJN	PGIM S&P 500 Buffer 20 ETF - June	14,596	$450,140
PMAP	PGIM S&P 500 Max Buffer ETF - April	16,007	$436,270
LRCX	Lam Research Corp	963	$417,296
UTF	Cohen & Steers Infrastructure Fund Inc	13,850	$382,121
SPCX	Space Exploration Technologies Corp	2,173	$371,278
NOW	ServiceNow, Inc.	3,199	$317,596
MTUM	iShares MSCI USA Momentum Factor ETF	858	$294,148
BG	Bunge Global SA	2,746	$293,080
SOXX	iShares Semiconductor ETF	457	$292,827
CDNS	Cadence Design Systems Inc	749	$281,114
STX	Seagate Technology Holdings plc	268	$258,620
ALAB	Astera Labs, Inc.	525	$253,585
CF	CF Industries Holdings, Inc.	2,284	$247,265
CGNG	Capital Group New Geography Equity ETF	6,593	$246,973
AXSM	Axsome Therapeutics, Inc.	1,000	$244,770
RSPT	Victory Portfolios II	3,753	$242,068
—		2,500	$237,592
PDP	Victory Portfolios II	1,546	$234,574
No positions match the current search.

Sold Out

Positions the filer fully exited

21 positions

Ticker	Company	Shares	Value
TBIL	F/m US Treasury 3 Month Bill Fund	7,300	$363,978
ALLE	Allegion plc	2,469	$358,721
AMCR	Amcor plc	9,000	$357,750
NOC	Northrop Grumman Corp	473	$322,699
QGRO	American Century U.S. Quality Growth ETF	3,054	$320,761
ACN	Accenture plc	1,480	$293,469
PPG	Ppg Industries Inc	2,515	$268,803
FISV	Fiserv Inc	4,561	$254,503
PHEQ	Parametric Hedged Equity ETF	7,750	$247,666
TLT	iShares 20+ Year Treasury Bond ETF	2,856	$247,586
MSTR	Strategy Inc	1,982	$247,353
SF	Stifel Financial Corp	3,285	$242,827
TSCO	Tractor Supply Co	5,287	$239,501
FEGE	First Eagle Global Equity ETF	4,772	$224,284
CMCSA	Comcast Corp	7,693	$220,866
LYB	LyondellBasell Industries N.V.	2,705	$217,914
COIN	Coinbase Global, Inc.	1,229	$214,595
PHYS	Sprott Physical Gold Trust	5,960	$211,222
IGLD	FT Vest Gold Strategy Target Income ETF	8,107	$206,971
GILD	Gilead Sciences, Inc.	1,474	$205,431
NOM	NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND	15,866	$167,857
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

581 tracked positions · $1,535,882,626 total · filing declares 586 positions · $1,540,345,346 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 581 positions by value · page 1 of 12

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	112,291	+2,828	$84,093,606	+17.6%	26+	before history	5.48%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	189,875	+785	$70,261,345	+15.8%	26+	before history	4.57%
IVE	iShares S&P 500 Value ETF	Reduced	197,698	-1,205	$44,889,307	+6.9%	26+	before history	2.92%
		Added	906,468	+9,775	$44,752,325	+0.8%	5	$49.56	2.91%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	60,828	-699	$42,782,765	+12.7%	26+	before history	2.79%
AAPL	Apple Inc. Technology	Reduced	140,230	-2,424	$40,576,952	+12.1%	26+	before history	2.64%
IWF	iShares Russell 1000 Growth ETF	Added	284,924	+212,157	$35,379,013	+14.0%	26+	before history	2.30%
SPY	Spdr S&P 500 ETF Trust	Added	46,816	+560	$34,960,784	+16.2%	26+	before history	2.28%
IJR	iShares Core S&P Small-Cap ETF	Reduced	215,831	-737	$32,009,895	+18.9%	26+	before history	2.08%
QQQ	Invesco Qqq Trust, Series 1	Added	30,992	+1,359	$22,822,508	+33.4%	24	$382.09	1.49%
CGDV	Capital Group Dividend Value ETF	Added	459,878	+26,975	$22,662,787	+23.1%	13	$36.05	1.48%
		Added	816,101	+31,856	$22,565,192	+20.5%	7	$20.89	1.47%
VIG	Vanguard Specialized Funds	Reduced	86,920	-1,755	$20,567,010	+7.8%	26+	before history	1.34%
IJH	iShares Core S&P Mid-Cap ETF	Added	258,647	+397	$19,944,270	+14.4%	26+	before history	1.30%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	277,047	-1,927	$19,739,598	+10.4%	26+	before history	1.29%
IWM	iShares Russell 2000 ETF	Reduced	64,986	-1,585	$19,525,043	+18.3%	26+	before history	1.27%
		Added	308,626	+151,096	$17,332,436	+107.6%	26+	before history	1.13%
RDVY	First Trust Rising Dividend Achievers ETF	Added	210,243	+9,853	$17,042,297	+24.6%	20	$60.91	1.11%
NVDA	Nvidia Corp Technology	Reduced	78,311	-1,304	$15,669,247	+12.9%	26+	before history	1.02%
CGGR	Capital Group Growth ETF	Added	330,248	+6,668	$15,587,705	+19.9%	13	$34.41	1.01%
JPIE	JPMorgan Income ETF	Added	321,603	+14,106	$14,809,818	+4.5%	13	$45.57	0.96%
RSP	Victory Portfolios II	Reduced	67,050	-2,819	$14,266,228	+6.4%	25	$155.45	0.93%
CGBL	Capital Group Core Balanced ETF	Added	326,851	+9,986	$12,407,263	+13.8%	10	$32.97	0.81%
JAAA	Janus Henderson AAA CLO ETF	Reduced	236,745	-3,810	$11,953,255	−1.3%	11	$50.73	0.78%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	186,905	+613	$11,156,359	+10.8%	26+	before history	0.73%
VOO	VANGUARD 500 INDEX FUND	Added	16,241	+300	$11,154,481	+17.1%	26+	before history	0.73%
CAT	Caterpillar Inc Industrials	Reduced	10,324	-287	$10,994,027	+46.2%	26+	before history	0.72%
GDX	VanEck Gold Miners ETF	Reduced	140,379	-1,156	$10,591,595	−18.5%	26+	before history	0.69%
GOOGL	Alphabet Inc. Communication Services	Reduced	28,718	-63	$10,262,951	+24.0%	26+	before history	0.67%
MSFT	Microsoft Corp Technology	Reduced	26,161	-410	$9,758,576	−0.8%	18	$317.85	0.64%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	80,726	+74,200	$9,648,371	+111.9%	13	unpriced	0.63%
IWC	iShares Micro-Cap ETF	Reduced	47,010	-570	$9,403,880	+23.8%	26+	before history	0.61%
AMZN	Amazon Com Inc Consumer Cyclical	Added	39,366	+1,350	$9,382,492	+18.5%	26+	before history	0.61%
SLV	iShares Silver Trust	Reduced	173,168	-1,924	$9,259,292	−22.4%	26+	before history	0.60%
IEMG	iShares Trust	Reduced	111,398	-3,981	$9,228,210	—	26+	before history	0.60%
TOUS	T. Rowe Price International Equity ETF	Added	234,402	+17,173	$8,994,004	+19.9%	5	$31.98	0.59%
SCMB	Schwab Municipal Bond ETF	Added	329,854	+95,284	$8,516,830	+42.5%	5	$25.57	0.55%
AIRR	First Trust Exchange-Traded Fund VI	Added	63,550	+4,474	$8,468,037	+29.4%	8	$82.76	0.55%
GDXJ	VanEck Junior Gold Miners ETF	Reduced	85,401	-768	$8,390,648	−18.9%	26+	before history	0.55%
SCHD	Schwab U.S. Dividend Equity ETF	Added	255,090	+17,256	$8,088,903	+10.9%	21	unpriced	0.53%
AVDV	Avantis International Small Cap Value ETF	Reduced	77,457	-2,954	$7,981,943	−0.6%	11	$62.49	0.52%
CGGO	Capital Group Global Growth Equity ETF	Added	185,514	+8,493	$7,852,807	+32.9%	7	$30.77	0.51%
IDMO	Invesco Ltd. Financial Services	Added	128,251	+36,854	$7,732,252	+54.3%	5	$51.54	0.50%
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	Added	237,384	+42,990	$7,463,352	+53.5%	3	$26.56	0.49%
REGL	ProShares S&P MidCap 400 Dividend Aristocrats ETF	Reduced	80,021	-1,932	$7,327,522	+3.5%	26+	before history	0.48%
DGRO	iShares Core Dividend Growth ETF	Reduced	96,160	-1,255	$7,287,966	+6.6%	23	unpriced	0.47%
VUG	VANGUARD GROWTH INDEX FUND	Added	84,410	+70,628	$7,271,077	+20.8%	21	unpriced	0.47%
IAU	Ishares Gold Trust	Added	96,279	+61	$7,270,027	−14.3%	2	$91.73	0.47%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	49,162	+2,533	$7,209,115	+7.0%	26+	before history	0.47%
ABBV	AbbVie Inc. Healthcare	Reduced	28,543	-718	$7,182,560	+12.9%	26+	before history	0.47%

Showing the top 50 of 581 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.