Foundry Financial Group, Inc.

Registered adviser

CIK

2007960

Location

LACONIA, NH

Portfolio Value

Small $215,984,325

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,171 / 8,819 ▲ 176 · as of Jun 2026

Top Industry

Semiconductors 19.3%

Period ended 29 days ago

Filed Oct 28, 2026 · 1d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 116823

Roster of Oct 1, 2026

Regulatory AUM

$284,214,253

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$284,214,253	Individuals and high net worth (97%)
Jan 2026 to Feb 2026	$249,999,233	Individuals and high net worth (100%)
Jan 2025 to Dec 2025	$207,895,358	Individuals and high net worth (100%)
Feb 2024 to Dec 2024	$198,750,000	Individuals and high net worth (81%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.8% of the book (60%+)

Turnover

Low turnover

23.5% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 90.2%; sector active share 81.8% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

82 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

46.3%

+1.8 pts

Top 5

77.4%

−5.0 pts

Top 10

90.6%

−2.2 pts

HHI

2,493

Moderately concentrated+44

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	93.1%	$201,014,404	59
Technology	3.0%	$6,406,464	9
Financial Services	2.2%	$4,751,739	6
Communication Services	0.7%	$1,576,706	3
Consumer Cyclical	0.7%	$1,523,515	2
Healthcare	0.2%	$496,016	2
Energy	0.1%	$215,481	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+102,824	357,034	$0
PYLD		+102,083	208,819	$5,301,914
IUSG	iShares Core S&P U.S. Growth ETF	+43,643	121,061	$23,455,568
BINC		+41,533	102,843	$5,223,395
AVSC	Avantis U.S. Small Cap Equity ETF	+10,068	122,268	$8,453,609
AIRR	First Trust Exchange-Traded Fund VI	+9,448	44,996	$4,645,387
SELV	SEI Enhanced Low Volatility U.S. Large Cap ETF	+8,143	14,293	$481,959
SEIV	SEI Enhanced U.S. Large Cap Value Factor ETF	+6,782	11,741	$576,365
SEIM	SEI Enhanced U.S. Large Cap Momentum Factor ETF	+6,664	10,949	$588,727
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+6,451	225,547	$15,621,385
AVLV	Avantis U.S. Large Cap Value ETF	+4,000	129,841	$11,742,820
EMXC	iShares MSCI Emerging Markets ex China ETF	+3,065	92,821	$9,196,704
IEI	iShares 3-7 Year Treasury Bond ETF	+2,760	80,604	$9,143,717
IEFA	iShares Core MSCI EAFE ETF	+2,594	138,364	$13,404,704
IUSV	iShares Core S&P U.S. Value ETF	+1,695	83,921	$9,254,807
IEMG	iShares Trust	+1,424	70,099	$0
BSMT	Invesco BulletShares 2029 Municipal Bond ETF	+1,320	11,107	$247,275
SEEM	SEI Select Emerging Markets Equity ETF	+1,309	13,253	$513,924
JTEK	JPMorgan U.S. Tech Leaders ETF	+1,263	87,142	$9,166,902
HIMU		+1,071	9,298	$424,732
BSMS	Invesco BulletShares 2028 Municipal Bond ETF	+954	10,829	$246,912
BSMR	Invesco BulletShares 2027 Municipal Bond ETF	+834	10,643	$247,588
CME	Cme Group Inc.	+823	10,272	$2,691,058
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+811	30,077	$3,024,242
BSMQ	Invesco BulletShares 2026 Municipal Bond ETF	+721	10,663	$249,759
No positions match the current search.

Trimmed

Positions the filer reduced

24 positions

Ticker	Company	Δ Shares	Shares	Value
JGRO	JPMorgan Active Growth ETF	−123,346	18,349	$1,772,146
AVIV	Avantis International Large Cap Value ETF	−79,541	142,652	$11,359,378
SHV	iShares 0-1 Year Treasury Bond ETF	−11,625	10,559	$1,164,868
IBTI	iShares iBonds Dec 2028 Term Treasury ETF	−7,536	69,342	$1,519,283
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	−5,497	71,100	$1,774,656
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	−5,366	98,792	$2,382,863
IBTJ	iShares iBonds Dec 2029 Term Treasury ETF	−4,604	54,943	$1,166,165
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	−4,119	58,640	$1,330,541
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	−4,066	71,360	$1,592,755
IBTK	iShares iBonds Dec 2030 Term Treasury ETF	−3,833	36,284	$689,033
EFV	iShares MSCI EAFE Value ETF	−3,439	3,317	$262,507
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	−3,199	65,525	$1,588,326
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	−3,196	39,344	$831,732
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	−3,106	33,729	$771,719
JHML	John Hancock Multifactor Large Cap ETF	−2,603	14,804	$1,319,480
IBMO	iShares iBonds Dec 2026 Term Muni Bond ETF	−2,559	19,582	$502,082
QUAL	iShares MSCI USA Quality Factor ETF	−1,346	7,211	$1,602,572
SHY	iShares 1-3 Year Treasury Bond ETF	−1,232	13,314	$1,081,096
IBMR	iShares iBonds Dec 2029 Term Muni Bond ETF	−1,197	8,196	$202,687
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	−1,181	19,321	$487,662
CSCO	Cisco Systems, Inc.	−328	1,935	$208,264
IBMS	iShares iBonds Dec 2030 Term Muni Bond ETF	−247	10,221	$255,525
WDC	Western Digital Corp	−37	469	$213,141
MU	Micron Technology Inc	−23	486	$517,643
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
IDEQ	Lazard International Dynamic Equity ETF	207,313	$7,260,101
BHB	Bar Harbor Bankshares	28,776	$1,113,343
NEAR	iShares Short Duration Bond Active ETF	20,849	$1,039,531
DELL	Dell Technologies Inc.	465	$250,146
XOM	ExxonMobil Holdings Corp	1,324	$215,481
SAN	Banco Santander, S.A.	10,241	$141,633
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
XSHQ	Invesco S&P SmallCap Quality ETF	5,213	$252,069
IWD	iShares Russell 1000 Value ETF	933	$226,187
SNDK	Sandisk Corp	92	$209,183
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

82 tracked positions · $215,984,325 total · filing declares 83 positions · $240,760,643 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Energy Financial Services Healthcare Technology

Showing 1–50 of 82 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	32,230	+423	$24,683,345	+3.6%	11.43%
IUSG	iShares Core S&P U.S. Growth ETF	Added	121,061	+43,643	$23,455,568	+61.1%	10.86%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	225,547	+6,451	$15,621,385	+4.8%	7.23%
IEFA	iShares Core MSCI EAFE ETF	Added	138,364	+2,594	$13,404,704	+2.2%	6.21%
AVLV	Avantis U.S. Large Cap Value ETF	Added	129,841	+4,000	$11,742,820	+2.3%	5.44%
AVIV	Avantis International Large Cap Value ETF	Reduced	142,652	-79,541	$11,359,378	−34.0%	5.26%
IUSV	iShares Core S&P U.S. Value ETF	Added	83,921	+1,695	$9,254,807	+2.2%	4.28%
EMXC	iShares MSCI Emerging Markets ex China ETF	Added	92,821	+3,065	$9,196,704	+0.2%	4.26%
JTEK	JPMorgan U.S. Tech Leaders ETF	Added	87,142	+1,263	$9,166,902	−4.3%	4.24%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	80,604	+2,760	$9,143,717	+0.0%	4.23%
AVSC	Avantis U.S. Small Cap Equity ETF	Added	122,268	+10,068	$8,453,609	+2.7%	3.91%
IDEQ	Lazard International Dynamic Equity ETF	NEW	207,313	NEW	$7,260,101	NEW	3.36%
PYLD		Added	208,819	+102,083	$5,301,914	+87.3%	2.45%
BINC		Added	102,843	+41,533	$5,223,395	+62.8%	2.42%
AIRR	First Trust Exchange-Traded Fund VI	Added	44,996	+9,448	$4,645,387	−1.9%	2.15%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	30,077	+811	$3,024,242	+2.5%	1.40%
CME	Cme Group Inc. Financial Services	Added	10,272	+823	$2,691,058	+29.0%	1.25%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Reduced	98,792	-5,366	$2,382,863	−5.5%	1.10%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Reduced	71,100	-5,497	$1,774,656	−8.2%	0.82%
JGRO	JPMorgan Active Growth ETF	Reduced	18,349	-123,346	$1,772,146	−87.3%	0.82%
AAPL	Apple Inc. Technology	Added	4,981	+406	$1,658,772	+25.3%	0.77%
NVDA	Nvidia Corp Technology	Added	7,034	+528	$1,606,424	+23.4%	0.74%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	7,211	-1,346	$1,602,572	−14.7%	0.74%
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	Reduced	71,360	-4,066	$1,592,755	−5.6%	0.74%
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	Reduced	65,525	-3,199	$1,588,326	−4.6%	0.74%
IBTI	iShares iBonds Dec 2028 Term Treasury ETF	Reduced	69,342	-7,536	$1,519,283	−10.7%	0.70%
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	Reduced	58,640	-4,119	$1,330,541	−8.5%	0.62%
JHML	John Hancock Multifactor Large Cap ETF	Reduced	14,804	-2,603	$1,319,480	−15.0%	0.61%
MSFT	Microsoft Corp Technology	Added	2,314	+233	$1,186,850	+52.9%	0.55%
IBTJ	iShares iBonds Dec 2029 Term Treasury ETF	Reduced	54,943	-4,604	$1,166,165	−9.5%	0.54%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	10,559	-11,625	$1,164,868	−52.4%	0.54%
AMZN	Amazon Com Inc Consumer Cyclical	Added	4,527	+14	$1,127,902	+4.9%	0.52%
BHB	Bar Harbor Bankshares Financial Services	NEW	28,776	NEW	$1,113,343	NEW	0.52%
SHY	iShares 1-3 Year Treasury Bond ETF	Reduced	13,314	-1,232	$1,081,096	−9.5%	0.50%
NEAR	iShares Short Duration Bond Active ETF	NEW	20,849	NEW	$1,039,531	NEW	0.48%
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	Reduced	39,344	-3,196	$831,732	−10.3%	0.39%
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	Reduced	33,729	-3,106	$771,719	−8.5%	0.36%
IBTK	iShares iBonds Dec 2030 Term Treasury ETF	Reduced	36,284	-3,833	$689,033	−12.1%	0.32%
GOOG	Alphabet Inc. Communication Services	Added	1,780	+65	$606,517	+0.1%	0.28%
PFEB		Held	13,512	0	$595,203	+2.3%	0.28%
SEIM	SEI Enhanced U.S. Large Cap Momentum Factor ETF	Added	10,949	+6,664	$588,727	+144.7%	0.27%
SEIV	SEI Enhanced U.S. Large Cap Value Factor ETF	Added	11,741	+6,782	$576,365	+142.1%	0.27%
GOOGL	Alphabet Inc. Communication Services	Added	1,553	+65	$534,356	+0.5%	0.25%
MU	Micron Technology Inc Technology	Reduced	486	-23	$517,643	−11.9%	0.24%
SEEM	SEI Select Emerging Markets Equity ETF	Added	13,253	+1,309	$513,924	+7.3%	0.24%
IBMO	iShares iBonds Dec 2026 Term Muni Bond ETF	Reduced	19,582	-2,559	$502,082	−11.6%	0.23%
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	Reduced	19,321	-1,181	$487,662	−6.4%	0.23%
SELV	SEI Enhanced Low Volatility U.S. Large Cap ETF	Added	14,293	+8,143	$481,959	+139.8%	0.22%
AVGO	Broadcom Inc. Technology	Added	1,355	+43	$475,862	−4.0%	0.22%
META	Meta Platforms, Inc. Communication Services	Added	601	+47	$435,833	+39.7%	0.20%

Showing the top 50 of 82 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.