AA Financial Advisors, LLC

Registered adviser

CIK

2016899

Location

Columbus, OH

Portfolio Value

Small $814,270,926

Diversification

Diversified

Files via

Capital International Investors Capital World Investors

Filing Date

Global Rank

#2,829 / 8,827 ▲ 76 · as of Jun 2026

Top Industry

Semiconductors 12.5%

Period ended 37 days ago

Filed Oct 19, 2026 · 18d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 119829

Roster of Nov 1, 2026

Regulatory AUM

$1,418,568,755

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,418,568,755	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$1,012,205,353	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$864,294,929	Individuals and high net worth (96%)
May 2023 to Mar 2024	$725,251,368	Individuals and high net worth (97%)
Apr 2023	$725,251,368	Individuals and high net worth (97%)
Jul 2022 to Mar 2023	$733,489,140	Individuals and high net worth (97%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.1%, 17.9 effective positions, active share 75.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

22.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.2 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 75.0%; sector active share 66.9% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

250 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.3%

−3.7 pts

Top 5

39.5%

−2.3 pts

Top 10

58.4%

−0.7 pts

HHI

479

Diversified−79

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	80.3%	$653,766,378	111
Technology	6.1%	$49,919,753	22
Financial Services	2.9%	$23,847,528	27
Industrials	2.2%	$17,760,455	21
Consumer Cyclical	1.9%	$15,838,168	12
Healthcare	1.9%	$15,242,419	17
Communication Services	1.4%	$11,580,761	4
Consumer Defensive	1.3%	$10,725,437	8
Energy	0.9%	$7,240,149	11
Utilities	0.4%	$3,393,866	6
Real Estate	0.3%	$2,777,424	5
Basic Materials	0.3%	$2,178,588	6

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFCF	Dimensional Core Fixed Income ETF	+158,293	369,584	$14,827,710
DFSD	Dimensional Short-Duration Fixed Income ETF	+116,950	313,157	$14,553,032
CGGR	Capital Group Growth ETF	+71,963	961,621	$45,609,684
DFGX	Dimensional International Core Fixed Income ETF	+60,233	212,031	$10,843,053
FDVV	Fidelity High Dividend ETF	+55,029	376,204	$22,846,868
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+51,850	333,903	$25,794,006
IJH	iShares Core S&P Mid-Cap ETF	+49,769	446,740	$32,142,943
DXYZ	Destiny Tech100 Inc.	+38,800	96,800	$2,986,280
CGUS	Capital Group Core Equity ETF	+32,466	630,226	$28,045,057
DFIC	Dimensional International Core Equity 2 ETF	+29,610	560,147	$21,067,128
SCHF	Schwab International Equity ETF	+29,329	300,202	$8,246,548
ATEC	Alphatec Holdings, Inc.	+28,094	48,094	$496,330
CGDV	Capital Group Dividend Value ETF	+27,508	951,821	$46,496,455
—		+25,725	360,360	$0
POCT		+20,733	203,163	$9,729,476
PAPR		+19,614	217,861	$9,407,237
GLDM	World Gold Trust	+19,593	155,954	$12,816,299
PJUL		+19,511	190,719	$9,474,919
CGCB	Capital Group Fixed Income ETF Trust	+19,417	64,052	$1,600,018
TFLO	iShares Treasury Floating Rate Bond ETF	+18,481	53,129	$2,692,046
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	+17,781	152,016	$23,995,725
PJAN		+17,718	188,374	$9,554,329
VNQ	VANGUARD REAL ESTATE INDEX FUND	+17,373	192,466	$17,250,727
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+16,146	123,154	$9,644,189
DFSU	Dimensional US Sustainability Core 1 ETF	+9,562	29,340	$1,383,967
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DGCB	Dimensional Global Credit ETF	−80,507	240,643	$12,491,056
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	−41,324	285,119	$5,189,165
DIHP	Dimensional International High Profitability ETF	−26,701	41,464	$1,396,922
DISV	Dimensional International Small Cap Value ETF	−22,107	34,835	$1,508,007
DFGP	Dimensional Global Core Plus Fixed Income ETF	−13,679	136,449	$7,085,250
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	−11,938	554,764	$10,842,862
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	−10,515	75,787	$1,730,217
TSLA	Tesla, Inc.	−8,810	15,831	$5,616,997
CGGO	Capital Group Global Growth Equity ETF	−5,147	278,856	$11,092,891
USAS	Americas Gold & Silver Corp	−3,500	57,700	$251,572
LOW	Lowes Companies Inc	−3,444	3,162	$582,724
CORT	Corcept Therapeutics Inc	−2,808	2,192	$252,584
BKLN	Invesco Ltd.	−2,045	62,828	$0
BUFP	PGIM Laddered S&P 500 Buffer 12 ETF	−1,691	323,657	$10,638,605
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	−1,662	248,216	$4,996,588
CRM	Salesforce, Inc.	−1,419	6,670	$1,531,231
IEMG	iShares Trust	−1,342	35,310	$0
PSR	Invesco Active U.S. Real Estate ETF	−1,299	5,840	$563,518
VEA	Vanguard FTSE Developed Markets ETF	−1,252	5,721	$403,959
MS	Morgan Stanley	−923	1,177	$221,370
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−913	105,788	$6,466,820
FBTC	Fidelity Wise Origin Bitcoin Fund	−805	4,173	$303,126
SCHD	Schwab U.S. Dividend Equity ETF	−728	13,510	$439,480
BAI	BlackRock ETF Trust	−670	4,866	$229,626
PBFR	PGIM Laddered S&P 500 Buffer 20 ETF	−548	336,243	$10,509,274
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CGHM	Capital Group Municipal High-Income ETF	96,936	$2,333,249
DXIV	Dimensional International Vector Equity ETF	28,963	$2,085,625
CGSM	Capital Group Short Duration Municipal Income ETF	53,095	$1,365,072
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	32,531	$1,204,297
DFAI	Dimensional International Core Equity Market ETF	27,451	$1,137,294
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	23,106	$902,520
XOM	ExxonMobil Holdings Corp	5,490	$893,497
EQIX	Equinix Inc	830	$839,611
DIA	Spdr Dow Jones Industrial Average ETF Trust	1,155	$587,375
DFAW	Dimensional World Equity ETF	6,178	$508,511
SPY	Spdr S&P 500 ETF Trust	656	$500,285
EMR	Emerson Electric Co	2,872	$445,447
DFAU	Dimensional US Core Equity Market ETF	8,442	$442,023
CORO		10,712	$389,381
DFNM	Dimensional National Municipal Bond ETF	7,813	$359,632
WPM	Wheaton Precious Metals Corp.	2,420	$323,602
ACWX	iShares MSCI ACWI ex U.S. ETF	4,220	$319,116
SAP	Sap SE	1,527	$318,348
BLCR		5,723	$280,198
VLO	Valero Energy Corp	673	$260,861
BSJT		12,444	$257,030
CVX	Chevron Corp	1,209	$246,889
BSMU	Invesco BulletShares 2030 Municipal Bond ETF	11,766	$245,838
AMD	Advanced Micro Devices Inc	398	$243,480
DHI	Horton D R Inc	1,681	$229,708
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	729,792	$32,373,573
DFSV	Dimensional US Small Cap Value ETF	208,497	$8,087,598
DUHP	Dimensional US High Profitability ETF	187,855	$7,839,189
BA	Boeing Co	1,295	$280,328
MTUM	iShares MSCI USA Momentum Factor ETF	786	$269,464
C	Citigroup Inc	1,652	$231,213
CMCSA	Comcast Corp	8,793	$215,868
GLW	Corning Inc	835	$213,284
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	3,990	$209,115
HWM	Howmet Aerospace Inc.	754	$202,720
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

250 tracked positions · $814,270,926 total · filing declares 251 positions · $840,198,615 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 250 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VB	Vanguard Index Funds	Added	167,974	+7,105	$47,786,923	−2.0%	5.87%
CGDV	Capital Group Dividend Value ETF	Added	951,821	+27,508	$46,496,455	+2.1%	5.71%
CGGR	Capital Group Growth ETF	Added	961,621	+71,963	$45,609,684	+8.6%	5.60%
IJH	iShares Core S&P Mid-Cap ETF	Added	446,740	+49,769	$32,142,943	+5.0%	3.95%
CGUS	Capital Group Core Equity ETF	Added	630,226	+32,466	$28,045,057	+5.5%	3.44%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	333,903	+51,850	$25,794,006	+15.7%	3.17%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	152,016	+17,781	$23,995,725	+13.9%	2.95%
FDVV	Fidelity High Dividend ETF	Added	376,204	+55,029	$22,846,868	+18.0%	2.81%
DFIC	Dimensional International Core Equity 2 ETF	Added	560,147	+29,610	$21,067,128	+6.6%	2.59%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	55,059	-276	$20,605,280	+0.6%	2.53%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	192,466	+17,373	$17,250,727	+2.2%	2.12%
DFCF	Dimensional Core Fixed Income ETF	Added	369,584	+158,293	$14,827,710	+66.3%	1.82%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	313,157	+116,950	$14,553,032	+55.3%	1.79%
GLDM	World Gold Trust	Added	155,954	+19,593	$12,816,299	+18.3%	1.57%
DGCB	Dimensional Global Credit ETF	Reduced	240,643	-80,507	$12,491,056	−28.9%	1.53%
CGCP	Capital Group Core Plus Income ETF	Added	527,612	+8,205	$11,169,546	−3.5%	1.37%
CGGO	Capital Group Global Growth Equity ETF	Reduced	278,856	-5,147	$11,092,891	−7.7%	1.36%
DFGX	Dimensional International Core Fixed Income ETF	Added	212,031	+60,233	$10,843,053	+33.3%	1.33%
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	Reduced	554,764	-11,938	$10,842,862	−2.5%	1.33%
BUFP	PGIM Laddered S&P 500 Buffer 12 ETF	Reduced	323,657	-1,691	$10,638,605	+2.0%	1.31%
PBFR	PGIM Laddered S&P 500 Buffer 20 ETF	Reduced	336,243	-548	$10,509,274	+1.8%	1.29%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	64,803	+3,307	$10,057,425	+3.5%	1.24%
POCT		Added	203,163	+20,733	$9,729,476	+14.9%	1.19%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	123,154	+16,146	$9,644,189	+9.0%	1.18%
IVV	iShares Core S&P 500 ETF	Added	12,531	+2,748	$9,596,866	+31.0%	1.18%
PJAN		Added	188,374	+17,718	$9,554,329	+13.1%	1.17%
PJUL		Added	190,719	+19,511	$9,474,919	+13.4%	1.16%
PAPR		Added	217,861	+19,614	$9,407,237	+12.4%	1.16%
MSFT	Microsoft Corp Technology	Added	18,210	+600	$9,339,909	+42.2%	1.15%
AAPL	Apple Inc. Technology	Added	26,175	+1,826	$8,716,798	+23.7%	1.07%
SCHF	Schwab International Equity ETF	Added	300,202	+29,329	$8,246,548	+9.9%	1.01%
NVDA	Nvidia Corp Technology	Added	35,203	+1,401	$8,039,661	+18.9%	0.99%
DFGP	Dimensional Global Core Plus Fixed Income ETF	Reduced	136,449	-13,679	$7,085,250	−13.3%	0.87%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	105,788	-913	$6,466,820	−0.3%	0.79%
AVGO	Broadcom Inc. Technology	Added	18,334	+919	$6,438,717	−2.1%	0.79%
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	Reduced	322,222	-145	$6,289,773	−0.1%	0.77%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	152,084	+1,777	$5,978,422	−1.1%	0.73%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	15,831	-8,810	$5,616,997	−45.8%	0.69%
AMZN	Amazon Com Inc Consumer Cyclical	Added	22,126	+1,525	$5,512,692	+12.3%	0.68%
LLY	ELI LILLY & Co Healthcare	Reduced	4,628	-58	$5,354,966	−4.7%	0.66%
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	Reduced	285,119	-41,324	$5,189,165	−14.4%	0.64%
CGBL	Capital Group Core Balanced ETF	Added	140,930	+3,300	$5,179,177	−0.9%	0.64%
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	Reduced	248,216	-1,662	$4,996,588	−1.8%	0.61%
LRGE	Legg Mason ETF Investment Trust	Added	53,097	+442	$4,808,092	+6.6%	0.59%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Added	99,905	+9,387	$3,968,226	+7.9%	0.49%
GOOG	Alphabet Inc. Communication Services	Added	11,557	+650	$3,937,932	+2.2%	0.48%
GOOGL	Alphabet Inc. Communication Services	Added	10,748	+183	$3,698,171	−2.1%	0.45%
JPM	Jpmorgan Chase & Co Financial Services	Added	11,144	+364	$3,686,769	+4.5%	0.45%
BSCV		Added	221,230	+5,758	$3,488,797	−1.2%	0.43%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	22,686	+1	$3,323,045	−3.7%	0.41%

Showing the top 50 of 250 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.