Frederick Financial Consultants, LLC

Registered adviser

CIK

2055328

Location

FREDERICK, MD

Portfolio Value

Small $219,443,865

Diversification

Diversified

Filing Date

Global Rank

#5,988 / 8,827 ▲ 78 · as of Jun 2026

Top Industry

Semiconductors 13.9%

Period ended 38 days ago

Filed Oct 29, 2026 · 9d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 314290

Roster of Nov 1, 2026

Regulatory AUM

$551,065,850

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$551,065,850	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$471,114,175	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$389,503,602	Individuals and high net worth (99%)
May 2023 to Mar 2024	$334,597,814	Individuals and high net worth (100%)
Apr 2023	$334,597,814	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$348,049,192	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 69.3% of the book (60%+)

Turnover

Low turnover

11.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 77.5%; sector active share 68.2% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

124 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.3%

−0.4 pts

Top 5

55.4%

+1.2 pts

Top 10

68.5%

−0.7 pts

HHI

794

Diversified+17

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	78.1%	$171,320,751	63
Technology	8.5%	$18,584,622	15
Financial Services	2.8%	$6,238,328	14
Communication Services	2.4%	$5,263,207	5
Consumer Cyclical	2.3%	$4,970,510	5
Basic Materials	1.9%	$4,085,809	1
Healthcare	1.5%	$3,208,112	7
Industrials	1.3%	$2,765,962	4
Consumer Defensive	0.7%	$1,629,286	6
Energy	0.5%	$993,125	3
Utilities	0.2%	$384,153	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MUST	Columbia Multi-Sector Municipal Income ETF	+23,168	182,149	$3,482,688
MKTN	Federated Hermes MDT Market Neutral ETF	+21,013	545,909	$15,236,320
IDV	iShares International Select Dividend ETF	+6,162	20,636	$870,632
SGOV	iShares 0-3 Month Treasury Bond ETF	+6,129	27,087	$2,727,119
FSCC	Federated Hermes MDT Small Cap Core ETF	+5,723	394,302	$13,193,344
FV	First Trust Dorsey Wright Focus 5 ETF	+5,521	222,184	$16,307,194
VIGI	Vanguard Whitehall Funds	+5,287	49,564	$4,679,832
FTLS	First Trust Long/Short Equity ETF	+5,145	43,868	$3,364,236
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+4,157	35,791	$1,998,211
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	+3,419	113,489	$11,907,265
EBND	State Street(R) SPDR(R) Bloomberg Emerging Markets Local Bond ETF	+2,949	16,638	$342,742
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	+2,807	52,028	$6,707,970
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	+2,683	21,937	$890,203
JEPI	JPMorgan Equity Premium Income ETF	+2,105	29,155	$1,639,094
BUFR	FT Vest Laddered Buffer ETF	+1,918	319,552	$11,973,613
RDVY	First Trust Rising Dividend Achievers ETF	+1,903	123,130	$9,639,847
JHMM	John Hancock Multifactor Mid Cap ETF	+1,804	65,159	$4,658,868
APH	Amphenol Corp	+1,100	2,544	$214,459
GOOG	Alphabet Inc.	+1,040	6,298	$2,145,980
AAPL	Apple Inc.	+959	19,631	$6,537,515
IEI	iShares 3-7 Year Treasury Bond ETF	+867	2,638	$299,254
NVDA	Nvidia Corp	+739	19,401	$4,430,800
—		+682	5,516	$0
V	Visa Inc.	+663	1,655	$594,691
AMZN	Amazon Com Inc	+621	6,893	$1,717,390
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
—		−5,143	136,987	$0
HDG	ProShares Hedge Replication ETF	−1,022	67,381	$3,635,373
NTRL	First Trust Equity Market Neutral ETF	−433	58,286	$1,187,285
MS	Morgan Stanley	−404	1,511	$284,188
BAC	Bank Of America Corp	−277	7,110	$386,997
IBM	International Business Machines Corp	−234	5,690	$1,251,401
TXN	Texas Instruments Inc	−91	813	$227,713
TSLA	Tesla, Inc.	−75	4,230	$1,500,846
COF	Capital One Financial Corp	−70	2,692	$519,744
LRCX	Lam Research Corp	−66	1,282	$421,149
BBUS	JPMORGAN BETABUILDERS U.S. EQUITY ETF	−31	1,653	$227,419
MU	Micron Technology Inc	−18	215	$228,998
ESGU	iShares ESG Aware MSCI USA ETF	−18	1,504	$250,867
PANW	Palo Alto Networks Inc	−13	696	$276,527
HD	Home Depot, Inc.	−11	772	$219,626
VB	Vanguard Index Funds	−10	762	$216,781
DOV	DOVER Corp	−9	1,582	$295,913
MAR	Marriott International Inc	−6	3,533	$1,256,582
ASML	Asml Holding NV	−5	119	$215,588
NLR	VanEck Uranium and Nuclear ETF	−4	2,565	$265,374
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	12,045	$606,706
AMP	Ameriprise Financial Inc	1,142	$562,263
TMO	Thermo Fisher Scientific Inc.	368	$248,418
SHOP	Shopify Inc.	1,618	$239,949
NFLX	Netflix Inc	3,291	$228,987
CVX	Chevron Corp	1,109	$226,468
COP	Conocophillips	1,668	$208,750
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
GLW	Corning Inc	904	$230,908
TAXF	American Century Diversified Municipal Bond ETF	4,058	$206,308
FSK	FS KKR Capital Corp	14,531	$152,575
FSSL	FS Specialty Lending Fund	10,527	$117,376
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

124 tracked positions · $219,443,865 total · filing declares 128 positions · $240,863,386 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 124 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FV	First Trust Dorsey Wright Focus 5 ETF	Added	222,184	+5,521	$16,307,194	−0.8%	7.43%
MKTN	Federated Hermes MDT Market Neutral ETF	Added	545,909	+21,013	$15,236,320	+11.8%	6.94%
AIRR	First Trust Exchange-Traded Fund VI	Added	128,385	+583	$13,254,467	−22.2%	6.04%
FSCC	Federated Hermes MDT Small Cap Core ETF	Added	394,302	+5,723	$13,193,344	−9.0%	6.01%
BUFR	FT Vest Laddered Buffer ETF	Added	319,552	+1,918	$11,973,613	+3.2%	5.46%
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	Added	113,489	+3,419	$11,907,265	−4.2%	5.43%
IWF	iShares Russell 1000 Growth ETF	Added	81,380	+31	$10,193,658	+0.9%	4.65%
RDVY	First Trust Rising Dividend Achievers ETF	Added	123,130	+1,903	$9,639,847	−1.9%	4.39%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Added	52,028	+2,807	$6,707,970	+6.6%	3.06%
AAPL	Apple Inc. Technology	Added	19,631	+959	$6,537,515	+21.0%	2.98%
VIG	Vanguard Specialized Funds	Added	27,274	+41	$6,363,296	−1.3%	2.90%
VIGI	Vanguard Whitehall Funds	Added	49,564	+5,287	$4,679,832	+13.2%	2.13%
JHMM	John Hancock Multifactor Mid Cap ETF	Added	65,159	+1,804	$4,658,868	−1.9%	2.12%
NVDA	Nvidia Corp Technology	Added	19,401	+739	$4,430,800	+18.7%	2.02%
SHW	Sherwin Williams Co Basic Materials	Held	12,639	0	$4,085,809	−6.1%	1.86%
HDG	ProShares Hedge Replication ETF	Reduced	67,381	-1,022	$3,635,373	−2.9%	1.66%
MUST	Columbia Multi-Sector Municipal Income ETF	Added	182,149	+23,168	$3,482,688	+5.3%	1.59%
FTLS	First Trust Long/Short Equity ETF	Added	43,868	+5,145	$3,364,236	+17.7%	1.53%
IWM	iShares Russell 2000 ETF	Added	10,409	+25	$2,892,557	−7.3%	1.32%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	27,087	+6,129	$2,727,119	+29.3%	1.24%
MSFT	Microsoft Corp Technology	Added	4,959	+410	$2,543,471	+49.9%	1.16%
QQQ	Invesco Qqq Trust, Series 1	Added	2,991	+85	$2,212,652	+3.4%	1.01%
GOOG	Alphabet Inc. Communication Services	Added	6,298	+1,040	$2,145,980	+15.5%	0.98%
IVV	iShares Core S&P 500 ETF	Added	2,730	+191	$2,090,770	+10.0%	0.95%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	35,791	+4,157	$1,998,211	+13.7%	0.91%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	32,210	+90	$1,910,375	−0.4%	0.87%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,893	+621	$1,717,390	+14.9%	0.78%
GOOGL	Alphabet Inc. Communication Services	Added	4,959	+366	$1,706,292	+4.0%	0.78%
JEPI	JPMorgan Equity Premium Income ETF	Added	29,155	+2,105	$1,639,094	+7.3%	0.75%
IWD	iShares Russell 1000 Value ETF	Added	6,569	+109	$1,628,652	+4.0%	0.74%
LMT	Lockheed Martin Corp Industrials	Added	3,089	+14	$1,573,073	+0.4%	0.72%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	4,230	-75	$1,500,846	−17.1%	0.68%
EFA	iShares MSCI EAFE ETF	Added	13,555	+290	$1,408,228	+2.2%	0.64%
IWO	iShares Russell 2000 Growth ETF	Added	3,875	+40	$1,382,987	−8.5%	0.63%
GLDM	World Gold Trust	Added	15,996	+558	$1,314,551	+7.2%	0.60%
SPY	Spdr S&P 500 ETF Trust	Added	1,680	+66	$1,281,218	+6.3%	0.58%
MAR	Marriott International Inc Consumer Cyclical	Reduced	3,533	-6	$1,256,582	−4.2%	0.57%
IBM	International Business Machines Corp Technology	Reduced	5,690	-234	$1,251,401	−24.9%	0.57%
NTRL	First Trust Equity Market Neutral ETF	Reduced	58,286	-433	$1,187,285	−2.0%	0.54%
QMAG	FT Vest Nasdaq-100 Moderate Buffer ETF - August	Added	44,455	+235	$1,170,055	+4.4%	0.53%
JNJ	Johnson & Johnson Healthcare	Added	3,480	+35	$921,295	+5.3%	0.42%
META	Meta Platforms, Inc. Communication Services	Added	1,236	+117	$896,322	+42.2%	0.41%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Added	21,937	+2,683	$890,203	+7.2%	0.41%
IDV	iShares International Select Dividend ETF	Added	20,636	+6,162	$870,632	+45.2%	0.40%
REVS	Columbia Research Enhanced Value ETF	Added	26,339	+123	$863,971	+4.8%	0.39%
AVGO	Broadcom Inc. Technology	Added	2,405	+116	$844,611	−2.3%	0.38%
GLD	Spdr Gold Trust	Added	2,196	+111	$836,324	+8.9%	0.38%
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	Added	8,531	+37	$774,956	−5.4%	0.35%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	3,462	+2	$769,464	−9.7%	0.35%
MA	Mastercard Inc Financial Services	Added	1,269	+435	$699,815	+63.4%	0.32%

Showing the top 50 of 124 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.