DKM Wealth Management, Inc.

Registered adviser

CIK

2055833

Location

STOCKTON, CA

Portfolio Value

Small $143,016,863

Diversification

Diversified

Filing Date

Global Rank

#7,347 / 8,818 ▼ 126 · as of Jun 2026

Top Industry

Asset Management 70.4%

Period ended 28 days ago

Filed Oct 9, 2026 · 19d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 316778

Roster of Oct 1, 2026

Regulatory AUM

$316,769,863

Main clients

Individuals and high net worth (95% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$316,769,863	Individuals and high net worth (95%)
Mar 2025 to Feb 2026	$273,927,742	Individuals and high net worth (95%)
Apr 2024 to Feb 2025	$216,340,802	Individuals and high net worth (95%)
May 2023 to Mar 2024	$186,453,799	Individuals and high net worth (93%)
Mar 2022 to Apr 2022	$54,941,214	Individuals and high net worth (84%)
Nov 2021 to Feb 2022	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 79.2% of the book (60%+)

Turnover

Low turnover

9.8% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 85.1%; sector active share 66.4% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

76 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.0%

+2.5 pts

Top 5

58.6%

−0.2 pts

Top 10

79.7%

+0.5 pts

HHI

888

Diversified+54

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.3%	$84,754,864	33
Financial Services	29.7%	$42,511,136	16
Technology	7.1%	$10,168,720	11
Consumer Cyclical	1.4%	$2,067,442	2
Industrials	1.3%	$1,836,414	4
Healthcare	0.4%	$643,120	4
Basic Materials	0.4%	$526,002	3
Communication Services	0.3%	$379,269	1
Real Estate	0.0%	$69,905	1
Energy	0.0%	$59,991	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NAC	Nuveen California Quality Municipal Income Fund	+100,000	242,401	$2,484,610
NKX	Nuveen California Amt-Free Quality Municipal Income Fund	+52,151	264,743	$2,787,743
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	+33,550	243,072	$7,156,039
—		+27,525	534,961	$0
TLT	iShares 20+ Year Treasury Bond ETF	+20,806	48,509	$3,773,030
TBLD	Thornburg Income Builder Opportunities Trust	+15,726	973,499	$19,781,499
DVLT	Datavault AI Inc.	+8,000	18,000	$2,804
SOR	Source Capital	+5,580	318,676	$14,477,450
BTQ	BTQ Technologies Corp.	+4,225	89,324	$259,039
OPEN	Opendoor Technologies Inc.	+4,200	29,496	$69,905
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+2,523	50,917	$8,466,478
TMSL	T. Rowe Price Small-Mid Cap ETF	+1,727	36,752	$1,495,806
DEFT	Defi Technologies, Inc.	+1,600	32,565	$16,109
ACWX	iShares MSCI ACWI ex U.S. ETF	+1,511	26,546	$2,007,408
FPAG	Investment Managers Series Trust III	+1,000	11,794	$482,138
CIFR	Cipher Digital Inc.	+771	14,152	$223,955
SYLD	Cambria Shareholder Yield ETF	+750	72,964	$5,880,168
IREN	IREN Ltd	+667	7,964	$325,568
OAKM	Oakmark U.S. Large Cap ETF	+563	104,317	$3,062,747
CAT	Caterpillar Inc	+560	1,136	$921,057
QQQ	Invesco Qqq Trust, Series 1	+231	8,296	$6,137,131
TTI	Tetra Technologies Inc	+220	10,220	$59,991
VOO	VANGUARD 500 INDEX FUND	+57	938	$657,406
OEF	iShares S&P 100 ETF	+36	1,863	$711,815
LMT	Lockheed Martin Corp	+7	1,637	$833,642
No positions match the current search.

Trimmed

Positions the filer reduced

15 positions

Ticker	Company	Δ Shares	Shares	Value
STBF	Performance Trust Short Term Bond ETF	−20,929	185,766	$4,620,000
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−17,753	351,748	$14,868,387
GRNI	Fundstrat Granny Shots US Large Cap & Income ETF	−9,330	12,170	$255,935
COPY	Tweedy, Browne Insider + Value ETF	−1,845	216,117	$3,310,912
BMNR	Bitmine Immersion Technologies, Inc.	−1,296	11,575	$305,927
NVDA	Nvidia Corp	−454	3,648	$833,130
JOET	Virtus Terranova U.S. Quality Momentum ETF	−207	7,387	$332,636
VEA	Vanguard FTSE Developed Markets ETF	−175	16,796	$1,185,965
AAPL	Apple Inc.	−162	22,456	$7,478,297
META	Meta Platforms, Inc.	−96	523	$379,269
IWM	iShares Russell 2000 ETF	−77	2,242	$623,029
VNQ	VANGUARD REAL ESTATE INDEX FUND	−75	2,945	$263,960
MSFT	Microsoft Corp	−60	1,143	$586,244
IJR	iShares Core S&P Small-Cap ETF	−51	3,301	$449,068
IVV	iShares Core S&P 500 ETF	−12	11,297	$8,651,807
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
SCHQ	Schwab Long-Term U.S. Treasury ETF	30,298	$862,281
A	Agilent Technologies, Inc.	1,498	$258,120
B	Barrick Mining Corp	5,000	$203,350
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
SRXH	SRX Global Inc.	10,000	$910
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

76 tracked positions · $143,016,863 total · filing declares 76 positions · $157,904,357 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 76 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
TBLD	Thornburg Income Builder Opportunities Trust Financial Services	Added	973,499	+15,726	$19,781,499	−6.4%	13.83%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Reduced	351,748	-17,753	$14,868,387	−2.1%	10.40%
SOR	Source Capital Financial Services	Added	318,676	+5,580	$14,477,450	+0.6%	10.12%
IVV	iShares Core S&P 500 ETF	Reduced	11,297	-12	$8,651,807	+2.2%	6.05%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	50,917	+2,523	$8,466,478	+6.5%	5.92%
AAPL	Apple Inc. Technology	Reduced	22,456	-162	$7,478,297	+14.3%	5.23%
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	Added	243,072	+33,550	$7,156,039	+8.6%	5.00%
QQQ	Invesco Qqq Trust, Series 1	Added	8,296	+231	$6,137,131	+3.3%	4.29%
SYLD	Cambria Shareholder Yield ETF	Added	72,964	+750	$5,880,168	+3.0%	4.11%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	14,680	+5	$5,493,843	+1.2%	3.84%
STBF	Performance Trust Short Term Bond ETF	Reduced	185,766	-20,929	$4,620,000	−11.9%	3.23%
TLT	iShares 20+ Year Treasury Bond ETF	Added	48,509	+20,806	$3,773,030	+57.6%	2.64%
COPY	Tweedy, Browne Insider + Value ETF	Reduced	216,117	-1,845	$3,310,912	+3.1%	2.32%
OAKM	Oakmark U.S. Large Cap ETF	Added	104,317	+563	$3,062,747	+4.8%	2.14%
NKX	Nuveen California Amt-Free Quality Municipal Income Fund Financial Services	Added	264,743	+52,151	$2,787,743	+4.7%	1.95%
NAC	Nuveen California Quality Municipal Income Fund Financial Services	Added	242,401	+100,000	$2,484,610	+44.0%	1.74%
ACWX	iShares MSCI ACWI ex U.S. ETF	Added	26,546	+1,511	$2,007,408	+5.4%	1.40%
TMSL	T. Rowe Price Small-Mid Cap ETF	Added	36,752	+1,727	$1,495,806	−2.6%	1.05%
SPY	Spdr S&P 500 ETF Trust	Added	1,750	+4	$1,334,602	+2.4%	0.93%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	16,796	-175	$1,185,965	−1.9%	0.83%
AMZN	Amazon Com Inc Consumer Cyclical	Held	4,668	0	$1,163,032	+4.5%	0.81%
CAT	Caterpillar Inc Industrials	Added	1,136	+560	$921,057	+50.2%	0.64%
TSLA	Tesla, Inc. Consumer Cyclical	Held	2,549	0	$904,410	−15.6%	0.63%
SCHQ	Schwab Long-Term U.S. Treasury ETF	NEW	30,298	NEW	$862,281	NEW	0.60%
LMT	Lockheed Martin Corp Industrials	Added	1,637	+7	$833,642	+0.4%	0.58%
NVDA	Nvidia Corp Technology	Reduced	3,648	-454	$833,130	+1.5%	0.58%
OEF	iShares S&P 100 ETF	Added	1,863	+36	$711,815	+6.5%	0.50%
VOO	VANGUARD 500 INDEX FUND	Added	938	+57	$657,406	+8.6%	0.46%
IWM	iShares Russell 2000 ETF	Reduced	2,242	-77	$623,029	−10.6%	0.44%
MSFT	Microsoft Corp Technology	Reduced	1,143	-60	$586,244	+30.6%	0.41%
WFC	Wells Fargo & Company Financial Services	Held	7,293	0	$583,804	−3.1%	0.41%
KEYS	Keysight Technologies, Inc. Technology	Held	1,478	0	$538,051	+4.0%	0.38%
SCHD	Schwab U.S. Dividend Equity ETF	Held	15,060	0	$489,901	+2.6%	0.34%
FPAG	Investment Managers Series Trust III	Added	11,794	+1,000	$482,138	+11.3%	0.34%
IJR	iShares Core S&P Small-Cap ETF	Reduced	3,301	-51	$449,068	−9.7%	0.31%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Held	7,446	0	$441,622	−0.6%	0.31%
JOF	Japan Smaller Capitalization Fund Inc Financial Services	Held	34,001	0	$428,412	+7.0%	0.30%
IEF	iShares 7-10 Year Treasury Bond ETF	Held	4,702	0	$419,935	−5.6%	0.29%
META	Meta Platforms, Inc. Communication Services	Reduced	523	-96	$379,269	+8.8%	0.27%
JOET	Virtus Terranova U.S. Quality Momentum ETF	Reduced	7,387	-207	$332,636	−5.4%	0.23%
IREN	IREN Ltd Financial Services	Added	7,964	+667	$325,568	−2.4%	0.23%
IEFA	iShares Core MSCI EAFE ETF	Held	3,326	0	$322,222	+0.3%	0.23%
GLD	Spdr Gold Trust	Held	828	0	$315,335	+3.4%	0.22%
RMT	Royce Micro-Cap Trust, Inc. Financial Services	Held	23,002	0	$309,146	−8.2%	0.22%
RIO	Rio Tinto PLC Basic Materials	Held	3,250	0	$306,052	−0.8%	0.21%
BMNR	Bitmine Immersion Technologies, Inc. Financial Services	Reduced	11,575	-1,296	$305,927	+78.6%	0.21%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	2,945	-75	$263,960	−9.4%	0.18%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	530	0	$263,913	−0.5%	0.18%
BTQ	BTQ Technologies Corp. Technology	Added	89,324	+4,225	$259,039	−43.5%	0.18%
A	Agilent Technologies, Inc. Healthcare	NEW	1,498	NEW	$258,120	NEW	0.18%

Showing the top 50 of 76 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.