PACB · Pacific Biosciences Of California, Inc. · Holdings

$2.14 +0.18 (+9.18%)

Russell 2000 member Rebalance outlook locked

Market Cap

$609.23M

310.83M

Volume · Oct 21 8.52M Avg daily vol (3M) 10.92M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PACB: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 218

Total Value: $322,925,876

Total Shares: 191,901,560

Showing 1–100 of 225 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding PACB

All superinvestors →

Ray Dalio $172,638

Holder Concentration

Across 223 13F filers

Top Holder

16.8%

of institutional value

Top 5

53.9%

of institutional value

Top 10

68.0%

of institutional value

HHI

772

Broadly held

Who Holds PACB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 223 filers, like-for-like change +1.6%; actively managed books -3.0%; index-like books +9.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	47.2%	117	-2.1%	13	18
Exempt adviser	1.6%	4	-22.8%	0	1
Adviser	0.7%	1	-11.7%	0	0
Bank	9.6%	18	-8.5%	2	0
Insurer	0.0%	2	+22.7%	0	0
Broker-dealer	0.6%	3	-6.3%	0	0
Benefit plan	0.0%	2	-12.7%	0	0
Non-US	0.2%	5	-19.3%	0	0
Holding company	19.0%	6	+28.6%	0	0
Unknown	21.1%	65	-0.5%	7	10

Style	Share	Filers	Change	New	Exited
Index-like	40.4%	23	+9.2%	0	0
Systematic-like	12.3%	18	+37.1%	3	7
Concentrated	13.2%	39	-1.6%	4	4
Diversified active	34.2%	142	-12.6%	15	18
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.1%	141	+4.5%	10	12
Medium turnover	21.3%	42	-16.4%	5	5
High turnover	15.0%	30	+25.8%	6	11
Unknown	9.6%	10	+3.6%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.7%	19	+17.7%	4	6
Medium horizon	29.8%	39	+10.7%	6	6
Long horizon	51.9%	154	-8.4%	12	14
Unknown	6.5%	11	+34.3%	0	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.4%	45	-9.0%	5	5
$1B to $10B	8.0%	60	+6.0%	8	16
$10B to $100B	32.9%	60	-5.9%	8	6
$100B or more	56.7%	58	+6.4%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.5%	66	-12.7%	6	10
Pooled investment vehicles	13.5%	19	+16.0%	6	6
Registered funds and BDCs	30.1%	11	-8.7%	0	1
Pension and profit sharing plans	0.0%	2	+25.3%	0	0
Insurance companies	0.1%	3	+18.5%	0	0
Governments and sovereign funds	0.2%	1	-58.1%	0	1
Corporations	0.0%	3	0.0%	0	0
Other investment advisers	0.0%	2	-4.6%	0	0
Diversified	1.7%	10	+38.4%	1	0
Unknown	52.8%	106	+5.1%	9	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	27.4%	27	-3.6%	8	6
Private equity funds	0.3%	11	-5.8%	1	2
Venture capital funds	0.0%	1	-60.6%	0	0
Real estate funds	0.0%	4	+59.1%	1	1
Other private funds	4.9%	12	-13.0%	1	3
Mixed private funds	0.6%	2	0.0%	0	0
Private funds, type not stated	0.1%	2	-58.4%	0	3
No private funds	15.4%	62	+3.2%	2	4
Securitized asset funds	0.0%	0	—	0	0
Unknown	51.2%	102	+6.3%	9	10

Location	Share	Filers	Change	New	Exited
United States	81.9%	189	+3.2%	18	24
Outside the US	18.1%	34	-5.0%	4	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

223 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.448% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

22.0%

of shares outstanding, 64th percentile

Mar 31, 2026: 23.3%

Private-fund advisers

18.6%

of shares outstanding

Institutional ownership

61.5%

63.4% of the estimated free float

Top 10 holders

68.3%

of 13F shares, Herfindahl 0.078

Active holders

-3.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (3 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 13.7 quarters

Under 1 year 19.0% 1 to 3 years 39.5% 3 years or more 41.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$4.65

estimated per share

Mar 31, 2026: $5.28

Quarter-end price

$1.68

implied by 13F values

Estimated gain or loss

-63.9%

price against the estimated cost

Estimated at a loss

68.2%

of costed 13F value

Estimated cost covers 39.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PACB's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PRME Prime Medicine, Inc.	5	0.334
2	RXRX Recursion Pharmaceuticals, Inc.	5	0.236
3	NTLA Intellia Therapeutics, Inc.	5	0.236
4	BEAM Beam Therapeutics Inc.	5	0.218
5	ALMR Alamar Biosciences, Inc.	3	0.208
6	ABSI Absci Corp	4	0.174
7	ETOR eToro Group Ltd.	3	0.172
8	GOSS Gossamer Bio, Inc.	3	0.164
9	PSNL Personalis, Inc.	3	0.156
10	PONY Pony AI Inc.	3	0.153

Shareholder Targets

13F filers that own its peers but not PACB, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PRME, RXRX, NTLA, BEAM, ALMR, ABSI, ETOR, GOSS, PSNL, PONY, MAZE, TWST, TXG, WGS, BFLY, JOBY, KLAR, SYM, LUNR, VCYT. 1,305 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BAILLIE GIFFORD & CO Adviser, Diversified active	$1,391,735,448 6 held	1.26%	SYM, JOBY, TWST
2	TOYOTA MOTOR CORP/ Unknown, Unknown	$1,145,813,256 1 held	57.7%	JOBY
3	SC US (TTGP), LTD. Unknown, Concentrated	$1,113,791,228 1 held	3.50%	KLAR
4	Artisan Partners Limited Partnership Registered adviser, Diversified active	$835,928,298 3 held	1.36%	TWST, VCYT, ALMR
5	Walmart Inc. Unknown, Unknown	$722,826,000 2 held	98.2%	SYM, KLAR
6	Advent International, L.P. Unknown, Concentrated	$491,778,088 1 held	2.94%	LUNR
7	WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC Registered adviser, Diversified active	$403,954,691 3 held	1.21%	TWST, WGS, VCYT
8	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$400,157,997 16 held	0.090%	SYM, PSNL, ABSI
9	Commonwealth Bank of Australia Bank, Unknown	$352,322,436 1 held	99.1%	KLAR
10	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$329,148,502 7 held	0.220%	MAZE, TWST, ALMR

Fund Ownership of PACB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 13.58% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.31%	+0.62 pp	10,303,136	56
Index ETFs	10.27%	+0.52 pp	31,916,962	30
Active ETFs	8.40%	-2.22 pp	26,125,074	10
Active funds	2.41%	+1.41 pp	7,489,559	41
Unclassified	0.00%	0.00 pp	0	0
All registered funds	24.40%	+0.33 pp	75,834,731	137

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 113 Exempt adviser 4 Adviser 1 Bank 18 Insurer 2 Broker-dealer 3 Benefit plan 2 Non-US 5 Holding company 6 Unknown 64

Showing 100 of 225

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$54,330,439

16.82%

32,339,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,315,810	$2,210,560	4.1%	Sole
BlackRock Asset Management Canada Ltd	21,048	$35,360	0.1%	Sole
BlackRock Investment Management, LLC	1,007,079	$1,691,892	3.1%	Sole
BLACKROCK ADVISORS LLC	3,612,861	$6,069,606	11.2%	Sole
BlackRock Fund Advisors	13,340,844	$22,412,617	41.3%	Sole
BlackRock Institutional Trust Company, N.A.	11,544,896	$19,395,425	35.7%	Sole
BlackRock Japan Co. Ltd	61,921	$104,027	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	265,884	$446,685	0.8%	Sole
BlackRock Asset Management Ireland Ltd	603,914	$1,014,575	1.9%	Sole
Aperio Group, LLC	565,293	$949,692	1.7%	Sole

ARK Investment Management LLC

$50,032,778

15.49%

29,781,416

SOFTBANK GROUP CORP.

$34,358,637

10.64%

20,451,570

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Silver Brick Management Pte. Ltd.	20,451,570	$34,358,637	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$22,508,529

6.97%

13,397,934

GEODE CAPITAL MANAGEMENT, LLC

$12,778,949

3.96%

7,606,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,089,598	$1,830,524	14.3%	Defined
Held directly	6,516,920	$10,948,425	85.7%	Defined

Amova Asset Management Americas, Inc.

$10,096,321

3.13%

6,009,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sumitomo Mitsui Trust Group, Inc. joint	6,009,715	$10,096,321	100.0%	Sole

Sumitomo Mitsui Trust Group, Inc.

$10,096,321

3.13%

6,009,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	6,009,715	$10,096,321	100.0%	Defined

STATE STREET CORP

$10,014,774

3.10%

5,961,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,961,175	$10,014,774	100.0%	Defined

Point72 Asset Management, L.P.

$8,042,664

2.49%

4,787,300

TWO SIGMA INVESTMENTS, LP

$7,127,566

2.21%

4,242,599

D. E. Shaw & Co., Inc.

$7,069,684

2.19%

4,208,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,357,026	$3,959,803	56.0%	Defined
D. E. Shaw Investment Management, L.L.C. joint	1,851,120	$3,109,881	44.0%	Defined

MILLENNIUM MANAGEMENT LLC

$6,656,902

2.06%

3,962,442

GOLDMAN SACHS GROUP INC

$5,426,208

1.68%

3,229,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,942,211	$3,262,914	60.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,235,954	$2,076,402	38.3%	Defined
Goldman Sachs Trust Company, N.A. joint	51,722	$86,892	1.6%	Defined

CITADEL ADVISORS LLC

$4,781,117

1.48%

2,845,903

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,754,853	$4,628,153	96.8%	Defined
Held directly	91,050	$152,964	3.2%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$4,488,818

1.39%

2,671,916

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,455,860

1.38%

2,652,298

NORTHERN TRUST CORP

$3,952,679

1.22%

2,352,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,308,455	$3,878,203	98.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	44,331	$74,476	1.9%	Other

VANGUARD FIDUCIARY TRUST CO

$3,675,213

1.14%

2,187,627

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,577,160

1.11%

2,129,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,792,316	$3,011,090	84.2%	Other
G1 EXECUTION SERVICES, LLC	336,947	$566,070	15.8%	Other

Longaeva Partners L.P.

$3,558,628

1.10%

2,118,231

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Balyasny Asset Management L.P.	2,118,231	$3,558,628	100.0%	Other

IQ EQ FUND MANAGEMENT (IRELAND) Ltd

$2,846,837

0.88%

1,694,546

Birchview Capital, LP

$2,268,000

0.70%

1,350,000

BANK OF AMERICA CORP /DE/

$2,264,859

0.70%

1,348,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,079,054	$1,812,810	80.0%	Defined
BOFA SECURITIES, INC.	99,175	$166,614	7.4%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	169,902	$285,435	12.6%	Defined

Invesco Ltd.

$2,179,111

0.67%

1,297,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	40,367	$67,816	3.1%	Defined
Invesco Trust Co joint	112,176	$188,455	8.6%	Defined
Invesco Capital Management LLC	1,144,548	$1,922,840	88.2%	Defined

AQR CAPITAL MANAGEMENT LLC

$2,178,425

0.67%

1,296,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	10	$16	0.0%	Other
Compound Planning, Inc.	94	$157	0.0%	Other
Arax Advisory Partners	13,046	$21,917	1.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	5,916	$9,938	0.5%	Other
Stokes Family Office, LLC	9,789	$16,445	0.8%	Other
Held directly	1,267,829	$2,129,952	97.8%	Defined

Nuveen, LLC

$1,718,829

0.53%

1,023,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	58,998	$99,116	5.8%	Defined
TEACHERS ADVISORS, LLC joint	964,115	$1,619,713	94.2%	Defined

RENAISSANCE TECHNOLOGIES LLC

$1,623,216

0.50%

966,200

BOURNE LENT ASSET MANAGEMENT INC

$1,584,332

0.49%

943,055

HHLR ADVISORS, LTD.

$1,543,738

0.48%

918,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HILLHOUSE INVESTMENT MANAGEMENT, LTD.	918,892	$1,543,738	100.0%	Other

UBS Group AG

$1,500,474

0.46%

893,140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	161,826	$271,867	18.1%	Defined
UBS AG	697,637	$1,172,030	78.1%	Defined
UBS Switzerland AG	33,677	$56,577	3.8%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$1,358,616

0.42%

808,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	808,700	$1,358,616	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$1,332,797

0.41%

793,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	793,332	$1,332,797	100.0%	Defined

Bank of New York Mellon Corp

$1,289,511

0.40%

767,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	253,678	$426,179	33.0%	Defined
The Bank of New York Mellon	511,133	$858,703	66.6%	Defined
BNY Mellon Advisors, Inc.	2,754	$4,626	0.4%	Defined
Held directly	2	$3	0.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$1,276,433

0.40%

759,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	15,010	$25,216	2.0%	Defined
DFA Australia Ltd.	2,680	$4,502	0.4%	Defined
Dimensional Ireland Ltd	89,921	$151,067	11.8%	Defined
Held directly	652,172	$1,095,648	85.8%	Sole

Casdin Capital, LLC

$1,215,928

0.38%

723,767

TUDOR INVESTMENT CORP ET AL

$1,150,307

0.36%

684,707

XTX Topco Ltd

$1,073,321

0.33%

638,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	638,882	$1,073,321	100.0%	Defined

Numerai GP LLC

$1,044,067

0.32%

621,469

CARRET ASSET MANAGEMENT, LLC

$1,008,235

0.31%

600,140

Man Group plc

$1,003,521

0.31%

597,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	597,334	$1,003,521	100.0%	Defined

Russell Investments Group, Ltd.

$1,002,694

0.31%

596,843

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	359,330	$603,674	60.2%	Defined
Russell Investments Capital, LLC	90,182	$151,505	15.1%	Defined
Russell Investments France SAS	57,272	$96,216	9.6%	Defined
Russell Investments Trust Company	90,059	$151,299	15.1%	Defined

Balyasny Asset Management L.P.

$948,089

0.29%

564,339

PEAK6 LLC

$933,327

0.29%

555,552

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	555,552	$933,327	100.0%	Defined

Mirador Capital Partners LP

$809,888

0.25%

341,725

Vestmark Advisory Solutions, Inc.

$803,384

0.25%

478,205

MORGAN STANLEY

$802,658

0.25%

477,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	29,594	$49,717	6.2%	Defined
MORGAN STANLEY & CO. LLC	104,034	$174,777	21.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	236,626	$397,531	49.5%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	6,723	$11,294	1.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	55,436	$93,131	11.6%	Defined
Morgan Stanley Wealth Management Australia Pty Ltd	15,011	$25,218	3.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	30,352	$50,990	6.4%	Defined

ArrowMark Colorado Holdings LLC

$786,881

0.24%

468,382

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$741,953

0.23%

441,639

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	441,639	$741,953	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$673,008

0.21%

400,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	400,600	$673,008	100.0%	Other

ALLIANCEBERNSTEIN L.P.

$650,260

0.20%

387,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	387,060	$650,260	100.0%	Defined

RHUMBLINE ADVISERS

$599,753

0.19%

356,996

Connor, Clark & Lunn Investment Management Ltd.

$585,183

0.18%

348,324

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	315,123	$529,406	90.5%	Sole
Held directly	33,201	$55,777	9.5%	Sole

LPL Financial LLC

$567,003

0.18%

337,502

Creative Planning

$542,623

0.17%

322,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	13,325	$22,386	4.1%	Defined
Held directly	309,665	$520,237	95.9%	Sole

Qube Research & Technologies Ltd

$500,557

0.16%

297,951

GROUP ONE TRADING LLC

$488,644

0.15%

290,860

WELLS FARGO & COMPANY/MN

$475,605

0.15%

283,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	256,069	$430,195	90.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	40	$67	0.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	26,990	$45,343	9.5%	Defined

HSBC HOLDINGS PLC

$470,914

0.15%

280,306

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC International Trustee Ltd.	3,000	$5,040	1.1%	Defined
HSBC BANK PLC	277,306	$465,874	98.9%	Defined

BARCLAYS PLC

$465,339

0.14%

276,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	266,359	$447,483	96.2%	Defined
BARCLAYS CAPITAL INC.	10,629	$17,856	3.8%	Defined

WATER ISLAND CAPITAL LLC

$459,758

0.14%

273,666

DEUTSCHE BANK AG\

$449,207

0.14%

267,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	5,007	$8,411	1.9%	Defined
DWS Investments UK Ltd	262,379	$440,796	98.1%	Defined

AdvisorNet Financial, Inc

$422,542

0.13%

178,288

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$406,056

0.13%

241,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	241,700	$406,056	100.0%	Other

PRICE T ROWE ASSOCIATES INC /MD/

$389,395

0.12%

231,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	231,783	$389,395	100.0%	Defined

Quadrature Capital Ltd

$311,898

0.10%

185,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	185,654	$311,898	100.0%	Other

Koa Wealth Management, LLC

$284,400

0.09%

120,000

OSAIC HOLDINGS, INC.

$276,396

0.09%

164,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	37,722	$63,372	22.9%	Defined
CW Advisors, LLC	125,000	$210,000	76.0%	Sole
Osaic Advisory Services, LLC	1,800	$3,024	1.1%	Defined

MARSHALL WACE, LLP

$274,918

0.09%

163,642

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	163,642	$274,918	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$268,378

0.08%

159,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	155,074	$260,524	97.1%	Defined
Raymond James Financial Services Advisors, Inc.	4,675	$7,854	2.9%	Defined

MetLife Investment Management, LLC

$264,092

0.08%

157,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	157,198	$264,092	100.0%	Defined

Main Street Research LLC

$255,528

0.08%

152,100

JANE STREET GROUP, LLC

$255,192

0.08%

151,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	151,900	$255,192	100.0%	Defined

JPMORGAN CHASE & CO

$245,191

0.08%

145,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	117,015	$196,585	80.2%	Defined
J.P. Morgan Investment Management Inc.	737	$1,238	0.5%	Defined
J.P. Morgan Securities LLC	5,633	$9,463	3.9%	Defined
J.P. Morgan Securities plc	22,563	$37,905	15.5%	Defined

CITIGROUP INC

$234,231

0.07%

139,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	139,424	$234,231	100.0%	Defined

Voleon Capital Management LP

$226,521

0.07%

134,834

ENVESTNET ASSET MANAGEMENT INC

$223,315

0.07%

132,926

IEQ CAPITAL, LLC

$207,953

0.06%

123,782

Vanguard Global Advisers, LLC

$204,592

0.06%

121,781

CITADEL ADVISORS LLC

$186,144

0.06%

110,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	110,800	$186,144	100.0%	Defined

BENJAMIN EDWARDS INC

$180,961

0.06%

107,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	107,153	$180,017	99.5%	Defined
Benjamin F. Edwards Wealth Management, LLC	562	$944	0.5%	Defined

KAVAR CAPITAL PARTNERS GROUP, LLC

$173,575

0.05%

103,319

Bridgewater Associates, LP

$172,638

0.05%

102,761

GABELLI FUNDS LLC

$168,000

0.05%

100,000

Cerity Partners LLC

$165,497

0.05%

98,511

NEW YORK STATE COMMON RETIREMENT FUND

$142,506

0.04%

84,825

Police & Firemen's Retirement System of New Jersey

$134,324

0.04%

79,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	79,955	$134,324	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$126,572

0.04%

75,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	75,341	$126,572	100.0%	Defined

HUB Investment Partners, LLC

$126,000

0.04%

75,000

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$120,860

0.04%

71,941

HARTLINE INVESTMENT CORP/

$115,920

0.04%

69,000

STIFEL FINANCIAL CORP

$114,658

0.04%

68,249

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	68,249	$114,658	100.0%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$113,248

0.04%

67,410

SIMPLEX TRADING, LLC

$110,307

0.03%

65,659

CITADEL ADVISORS LLC

$109,536

0.03%

65,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	65,200	$109,536	100.0%	Defined

SEI INVESTMENTS CO

$99,505

0.03%

59,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	232	$389	0.4%	Sole
SEI TRUST CO	58,998	$99,116	99.6%	Sole

VOYA INVESTMENT MANAGEMENT LLC

$96,003

0.03%

57,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	57,145	$96,003	100.0%	Defined

CAPTRUST FINANCIAL ADVISORS

$94,854

0.03%

56,461

Cetera Investment Advisers

$91,833

0.03%

54,663

State of Wyoming

$91,168

0.03%

54,267

MERCER GLOBAL ADVISORS INC /ADV

$86,971

0.03%

51,769

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Key facts CIK 1299130 CUSIP 69404D108 13F (30d) 19 filings 19 filers Visit website Investor relations