NKX · Nuveen California Amt-Free Quality Municipal Income Fund · Holdings

$11.13 +0.02 (+0.14%)

Market Cap

$625.85M

56.33M

Volume · Oct 28 97.35K Avg daily vol (3M) 261.78K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NKX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 81

Total Value: $124,568,475

Total Shares: 10,141,957

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 85 13F filers

Top Holder

33.2%

of institutional value

Top 5

66.4%

of institutional value

Top 10

78.2%

of institutional value

HHI

1,470

Broadly held

Who Holds NKX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 85 filers, like-for-like change +5.4%; actively managed books +9.5%; index-like books +2.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	26.1%	46	+13.7%	7	3
Adviser	5.4%	3	+15.9%	0	0
Bank	9.8%	7	+0.8%	0	0
Broker-dealer	3.1%	1	+6.7%	0	0
Holding company	33.4%	2	+2.4%	0	0
Non-US	0.0%	0	—	0	0
Unknown	22.2%	26	+0.7%	5	6

Style	Share	Filers	Change	New	Exited
Index-like	33.2%	1	+2.3%	0	0
Systematic-like	0.8%	3	+8512.2%	2	0
Concentrated	9.8%	19	-0.9%	2	2
Diversified active	56.2%	62	+10.0%	8	6
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	92.7%	65	+4.8%	7	5
Medium turnover	4.5%	10	-3.1%	1	3
High turnover	1.8%	5	+100.3%	3	1
Unknown	1.1%	5	+9.2%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.8%	7	+20.3%	3	1
Medium horizon	5.6%	11	-17.2%	2	3
Long horizon	91.9%	65	+6.2%	6	5
Unknown	0.7%	2	+7333.3%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.4%	27	-22.3%	3	4
$1B to $10B	21.4%	21	+24.1%	6	0
$10B to $100B	17.5%	19	+7.2%	2	4
$100B or more	53.7%	18	+3.5%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	13.1%	41	+8.0%	5	3
Pooled investment vehicles	0.5%	2	new	2	0
Registered funds and BDCs	12.5%	2	+15.5%	0	0
Diversified	0.0%	1	—	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Unknown	73.9%	39	+2.7%	5	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.5%	2	new	2	0
Private equity funds	1.1%	4	-53.1%	0	0
Other private funds	12.7%	3	+15.2%	1	1
Private funds, type not stated	0.3%	1	0.0%	0	0
No private funds	10.2%	35	+14.2%	4	1
Real estate funds	1.3%	1	+230.0%	0	1
Liquidity funds	0.0%	0	—	0	0
Venture capital funds	0.0%	0	—	0	0
Unknown	73.9%	39	+2.7%	5	6

Location	Share	Filers	Change	New	Exited
United States	96.0%	81	+5.2%	11	8
Outside the US	4.0%	4	+9.0%	1	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F.

Conviction and Crowding

85 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.004%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

78.2%

of 13F shares, Herfindahl 0.147

Active holders

+9.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 20.2 quarters

Under 1 year 9.15% 1 to 3 years 10.3% 3 years or more 80.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$12.43

estimated per share

Mar 31, 2026: $12.46

Quarter-end price

$12.53

implied by 13F values

Estimated gain or loss

+0.8%

price against the estimated cost

Estimated at a loss

59.5%

of costed 13F value

Estimated cost covers 29.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of NKX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Shares	Funds
Index funds	0.00%	0	0
Index ETFs	0.00%	0	0
Active ETFs	0.00%	0	0
Active funds	0.12%	70,100	1
Unclassified	0.01%	3,450	1
All registered funds	0.13%	73,550	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 44 Adviser 3 Bank 7 Broker-dealer 1 Holding company 2 Unknown 24

Showing 81 of 81

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$41,575,880

33.38%

3,318,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,318,107	$41,575,880	100.0%	Defined

Advisors Asset Management, Inc.

$15,548,025

12.48%

1,240,864

GUGGENHEIM CAPITAL LLC

$13,984,820

11.23%

1,116,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	1,116,107	$13,984,820	100.0%	Defined

WELLS FARGO & COMPANY/MN

$6,634,259

5.33%

529,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	53,168	$666,195	10.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	476,302	$5,968,064	90.0%	Defined

Hennion & Walsh Asset Management, Inc.

$5,088,569

4.08%

483,245

LPL Financial LLC

$3,828,303

3.07%

305,531

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$3,713,014

2.98%

296,330

UBS Group AG

$2,916,407

2.34%

232,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	232,754	$2,916,407	100.0%	Defined

DKM Wealth Management, Inc.

$2,787,743

2.24%

264,743

MAI Capital Management

$1,653,960

1.33%

132,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	102,000	$1,278,060	77.3%	Defined
Held directly	30,000	$375,900	22.7%	Sole

RAYMOND JAMES FINANCIAL INC

$1,401,316

1.12%

111,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	78,677	$985,822	70.3%	Defined
Raymond James Financial Services Advisors, Inc.	33,160	$415,494	29.7%	Defined

BANK OF AMERICA CORP /DE/

$1,348,302

1.08%

107,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	75,550	$946,641	70.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	32,056	$401,661	29.8%	Defined

AMERIPRISE FINANCIAL INC

$1,281,605

1.03%

102,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	99,483	$1,246,521	97.3%	Defined
Ameriprise Bank, FSB	2,800	$35,084	2.7%	Defined

Integrated Wealth Concepts LLC

$1,211,062

0.97%

96,653

WEDBUSH SECURITIES INC

$1,011,732

0.81%

96,081

JANE STREET GROUP, LLC

$936,115

0.75%

74,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	40,327	$505,297	54.0%	Defined
Jane Street Global Trading, LLC	34,383	$430,818	46.0%	Defined

Private Advisor Group, LLC

$922,132

0.74%

73,594

Allianz Asset Management GmbH

$878,353

0.71%

70,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	70,100	$878,353	100.0%	Defined

J.W. COLE ADVISORS, INC.

$826,980

0.66%

66,000

D.A. DAVIDSON & CO.

$812,457

0.65%

64,841

Rareview Capital LLC

$737,879

0.59%

58,889

DWR WEALTH MANAGEMENT, LLC

$677,974

0.54%

64,385

Bridgewealth Advisory Group, LLC

$667,360

0.54%

53,261

XTX Topco Ltd

$622,753

0.50%

49,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	49,701	$622,753	100.0%	Defined

ROYAL BANK OF CANADA

$622,565

0.50%

49,686

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	49,686	$622,565	100.0%	Defined

Apriem Advisors

$569,313

0.46%

45,436

MATHER GROUP, LLC.

$522,098

0.42%

49,582

PNC FINANCIAL SERVICES GROUP, INC.

$508,942

0.41%

40,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	40,618	$508,942	100.0%	Other

Blue Zone Wealth Advisors, LLC

$443,018

0.36%

42,072

Mariner, LLC

$440,279

0.35%

35,138

STIFEL FINANCIAL CORP

$435,141

0.35%

34,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	34,728	$435,141	100.0%	Defined

Diligent Investors, LLC

$433,951

0.35%

41,211

Western Wealth Management, LLC

$407,588

0.33%

32,529

Stonebridge Financial Group, LLC/CA

$384,044

0.31%

30,650

Van Hulzen Asset Management, LLC

$355,501

0.29%

28,372

Pacific Wealth Strategies Group, Inc.

$350,840

0.28%

28,000

CITADEL ADVISORS LLC

$337,169

0.27%

26,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,909	$337,169	100.0%	Defined

EHRLICH FINANCIAL GROUP

$325,682

0.26%

30,929

COMMONWEALTH EQUITY SERVICES, LLC

$316,720

0.25%

25,277

INDEPENDENT FINANCIAL GROUP, LLC

$304,896

0.24%

28,955

LAZARI CAPITAL MANAGEMENT, INC.

$302,853

0.24%

28,761

FIFTH THIRD BANCORP

$299,003

0.24%

23,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	23,863	$299,003	100.0%	Defined

Cetera Investment Advisers

$294,141

0.24%

23,475

READYSTATE ASSET MANAGEMENT LP

$287,676

0.23%

22,959

Creative Planning

$287,538

0.23%

22,948

Modern Wealth Management, LLC

$265,448

0.21%

21,185

ENVESTNET ASSET MANAGEMENT INC

$260,511

0.21%

20,791

Peak Retirement Planning, Inc.

$259,659

0.21%

20,723

Castle Rock Wealth Management, LLC

$254,741

0.20%

24,192

Strait & Sound Wealth Management LLC

$247,066

0.20%

19,718

Perigon Wealth Management, LLC

$242,927

0.20%

23,070

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$242,190

0.19%

23,000

OSAIC HOLDINGS, INC.

$235,263

0.19%

18,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	18,776	$235,263	100.0%	Defined

Core Wealth Partners LLC

$230,865

0.19%

18,425

Focus Partners Wealth

$226,279

0.18%

18,059

Steward Partners Investment Advisory, LLC

$225,540

0.18%

18,000

FLC Capital Advisors

$223,660

0.18%

17,850

Tortuga Wealth Management, Inc

$216,918

0.17%

20,600

Pure Financial Advisors, LLC

$214,187

0.17%

17,094

Farther Finance Advisors, LLC

$194,868

0.16%

18,506

MML INVESTORS SERVICES, LLC

$192,786

0.15%

15,386

McGowan Group Asset Management, Inc.

$183,977

0.15%

14,683

Snowden Capital Advisors LLC

$181,208

0.15%

14,462

LYELL WEALTH MANAGEMENT, LP

$171,836

0.14%

13,714

Mutual Advisors, LLC

$154,670

0.12%

12,344

Janney Montgomery Scott LLC

$151,613

0.12%

12,100

Tamar Securities, LLC

$137,830

0.11%

11,000

Maia Wealth LLC

$135,289

0.11%

12,848

GREAT VALLEY ADVISOR GROUP, INC.

$131,565

0.11%

10,500

Rockefeller Capital Management L.P.

$75,718

0.06%

6,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	6,043	$75,718	100.0%	Defined

HOLLENCREST CAPITAL MANAGEMENT

$72,949

0.06%

5,822

Penserra Capital Management LLC

$43,228

0.03%

3,450

PETERSON WEALTH MANAGEMENT

$33,780

0.03%

2,696

Golden State Wealth Management, LLC

$25,861

0.02%

2,064

WOLFF WIESE MAGANA LLC

$15,795

0.01%

1,500

FNY Investment Advisers, LLC

$9,477

0.01%

900

1620 INVESTMENT ADVISORS, INC.

$6,716

0.01%

536

HIGHLINE WEALTH PARTNERS LLC

$5,517

0.00%

524

WHITTIER TRUST CO

$2,506

0.00%

200

Core Capital Management & Research, inc.

$37

0.00%

CITIGROUP INC

$37

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	3	$37	100.0%	Defined

Key facts CIK 1195738 CUSIP 670651108 13F (30d) 19 filings 19 filers Visit website