UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
Registered adviserReports for
UBS Group AG
UBS Asset Management Trust Company
UBS Asset Management Switzerland AG
UBS Asset Management (UK) Ltd.
UBS Asset Management Life Ltd.
Unified Global Alternatives, a distinct business unit of UBS Asset Management Americas LLC
CIG US, a distict business unit of UBS Asset Management Americas LLC
Files via
AVIVA INVESTORS CANADA, INC.
J.P. MORGAN INVESTMENT MANAGEMENT, INC.
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC.
MONDRIAN INVESTMENT PARTNERS LIMITED
NEUBERGER BERMAN INVESTMENT ADVISERS LLC
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC.
FULCRUM ASSET MANAGEMENT LLP
+ 20 more
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC RIVERBRIDGE PARTNERS, LLC ROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) WILLIAM BLAIR & COMPANY L.L.C. KETTLE HILL CAPITAL MANAGEMENT, LLC JACOBS LEVY EQUITY MANAGEMENT, INC. INSIGHT NORTH AMERICA CALAMOS ADVISORS LLC RWC ASSET ADVISORS (US) LLC LAZARD ASSET MANAGEMENT LLC ARGA INVESTMENT MANAGEMENT LP WELLINGTON MANAGEMENT CO. MASSACHUSETTS FINANCIAL SERVICES CO. ARTISAN PARTNERS LIMITED PARTNERSHIP GQG PARTNERS LLC VICTORY CAPITAL MANAGEMENT BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC ELECTRON CAPITAL PARTNERS HOTCHKIS & WILEY CAPITAL MANAGEMENT UBS Financial Services Inc. (UBS FSI)Filing Date
Global Rank
#27
/ 8,807
▼ 2
Top Industry
Semiconductors
17.5%
Period ended 4 months ago
Filed Aug 13, 2026 · 2mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$588,219,618,121
Main clients
Diversified
Private funds
139 funds
· Securitized asset funds
Focus by gross assets, Schedule D of Dec 18, 2024
$37,424,433,180 gross assets
Registered funds advised
54 series
(0 index, 0 ETFs)
$242,224,043,291 net assets· N-CEN Jun 30, 2026
LEI
F88SLSBEMHN5FUSNRO91
Private funds on Schedule D 7.B.(1)
As filed Dec 18, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$59,032,157,508 gross assets in 151 funds
Securitized asset funds
$30,442,309,022
(58)
Hedge funds
$23,482,402,817
(40)
Other private funds
$1,903,492,136
(9)
Private equity funds
$1,805,294,719
(39)
Liquidity funds
$1,395,659,306
(4)
Real estate funds
$2,999,508
(1)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Aug 2026 to Oct 2026 | $588,219,618,121 | Diversified |
| Apr 2026 to Jul 2026 | $588,219,618,121 | Diversified |
| Mar 2026 | $542,245,991,275 | Diversified |
| Feb 2026 | $542,245,991,275 | Diversified |
| Dec 2025 to Jan 2026 | $542,245,991,275 | Diversified |
| Jun 2025 to Sep 2025 | $542,245,991,275 | Diversified |
11 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Index-like
Active share 14.1% against the Russell 1000 as of 2026-06-30, across 3,122 stocks (index-like at 20% or less with 100+ stocks)
Turnover
Low turnover
19.3% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 24.9 quarters (12+), a floor since 91.6% of the book was already held when coverage starts
Closest benchmark: the Russell 1000 as of 2026-06-30, active share 14.1%; sector active share 13.5% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
3,677 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
7.1%
−0.2 pts
Top 5
24.8%
−0.8 pts
Top 10
34.4%
+0.7 pts
HHI
175
Diversified+1
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 40.6% | $221,856,490,798 |
| Financial Services | 11.2% | $61,191,296,440 |
| Healthcare | 9.6% | $52,469,039,044 |
| Consumer Cyclical | 9.1% | $50,005,903,019 |
| Communication Services | 8.5% | $46,443,409,343 |
| Industrials | 8.1% | $44,091,790,725 |
| Consumer Defensive | 4.0% | $21,757,276,093 |
| Real Estate | 2.9% | $16,047,966,969 |
| Energy | 1.9% | $10,598,412,584 |
| Utilities | 1.9% | $10,248,880,550 |
| Basic Materials | 1.5% | $8,061,207,976 |
| Unclassified | 0.8% | $4,198,503,700 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CX | Cemex Sab De CV | +28,436,254 | 28,452,677 | $341,432,124 | |
| GGB | Gerdau S.A. | +23,936,662 | 25,745,217 | $104,010,673 | |
| TAL | TAL Education Group | +20,704,410 | 20,707,024 | $198,166,216 | |
| KLAC | Kla Corp | +10,551,598 | 11,656,605 | $3,516,914,287 | |
| O | Realty Income Corp | +10,307,948 | 10,354,693 | $641,576,773 | |
| SLB | Slb Limited/Nv | +9,977,804 | 10,134,731 | $471,163,638 | |
| PBR | Petrobras - Petroleo Brasileiro SA | +7,736,138 | 7,743,207 | $125,130,223 | |
| BZ | Kanzhun Ltd | +7,296,498 | 7,298,212 | $93,927,983 | |
| HDB | Hdfc Bank Ltd | +7,218,609 | 7,511,024 | $194,009,749 | |
| SBS | Companhia De Saneamento Basico Do Estado De Sao Paulo-Sabesp | +6,273,638 | 7,855,000 | $45,401,899 | |
| KIM | Kimco Realty Corp | +6,223,902 | 6,304,565 | $159,820,718 | |
| DOC | Healthpeak Properties, Inc. | +6,187,772 | 6,217,474 | $133,053,938 | |
| INVH | Invitation Homes Inc. | +5,963,259 | 5,971,242 | $180,391,216 | |
| BKNG | Booking Holdings Inc. | +5,869,459 | 6,101,866 | $1,087,596,591 | |
| BBD | Bank Bradesco | +5,353,971 | 5,391,017 | $18,706,828 | |
| HST | Host Hotels & Resorts, Inc. | +5,290,493 | 5,323,184 | $126,212,686 | |
| VZ | Verizon Communications Inc | +5,075,794 | 41,173,226 | $1,743,274,384 | |
| DLR | Digital Realty Trust, Inc. | +4,862,814 | 4,890,993 | $878,324,517 | |
| EMBJ | Embraer S.A. | +4,552,165 | 4,554,096 | $290,551,323 | |
| VMRK | Vivmark Residential | +4,262,792 | 4,335,122 | $294,484,832 | |
| DVN | Devon Energy Corp/De | +3,942,368 | 7,255,554 | $299,799,486 | |
| CCI | Crown Castle Inc. | +3,852,282 | 3,872,994 | $293,301,830 | |
| TEVA | Teva Pharmaceutical Industries Ltd | +3,775,221 | 3,832,465 | $129,843,910 | |
| SPG | Simon Property Group Inc. | +3,578,240 | 3,604,590 | $806,166,548 | |
| MPT | Medical Properties Trust Inc | +3,538,822 | 3,539,997 | $16,354,782 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NU | Nu Holdings Ltd. | −27,122,707 | 108,010 | $1,443,013 | |
| GRAB | Grab Holdings Ltd | −17,706,202 | 56,107 | $211,523 | |
| CNH | CNH Industrial N.V. | −9,789,730 | 5,680 | $63,786 | |
| MDT | Medtronic plc | −9,106,059 | 627,689 | $49,104,110 | |
| JCI | Johnson Controls International plc | −6,936,254 | 917,669 | $134,080,617 | |
| INTC | Intel Corp | −6,531,913 | 46,239,139 | $6,456,370,974 | |
| ACN | Accenture plc | −5,789,472 | 31,877 | $3,966,773 | |
| APTV | Aptiv PLC | −4,874,936 | 273,120 | $16,764,105 | |
| XOM | ExxonMobil Holdings Corp | −4,859,131 | 10,967,082 | $1,499,419,445 | |
| NVDA | Nvidia Corp | −4,595,138 | 194,380,101 | $38,893,514,403 | |
| GTES | Gates Industrial Corp Ltd. | −4,304,829 | 588,292 | $16,454,527 | |
| CRH | Crh Public Ltd Co | −4,060,343 | 17,106 | $1,830,342 | |
| AMZN | Amazon Com Inc | −3,928,980 | 69,941,464 | $16,669,848,525 | |
| KHC | Kraft Heinz Co | −3,918,574 | 5,825,123 | $137,589,400 | |
| DCH | Dauch Corp | −3,751,885 | 142,526 | $772,489 | |
| LIN | Linde PLC | −3,406,404 | 1,092,248 | $566,811,177 | |
| RXRX | Recursion Pharmaceuticals, Inc. | −3,263,269 | 760,129 | $2,789,668 | |
| ABCL | AbCellera Biologics Inc. | −3,258,270 | 4,317,206 | $33,890,067 | |
| FLEX | Flex Ltd. | −3,139,384 | 11,035 | $1,788,442 | |
| RPRX | Royalty Pharma plc | −3,092,313 | 3,453 | $193,609 | |
| ACGL | Arch Capital Group Ltd. | −3,089,527 | 90,225 | $8,757,238 | |
| ETN | Eaton Corp plc | −3,001,686 | 895,954 | $381,783,918 | |
| BAC | Bank Of America Corp /De/ | −2,972,076 | 43,727,148 | $2,491,572,887 | |
| XP | XP Inc. | −2,933,751 | 8,734 | $142,014 | |
| CB | Chubb Ltd | −2,720,634 | 689,209 | $234,841,074 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 1,676,062 | $370,543,782 | |
| SPCX | Space Exploration Technologies Corp | 1,988,875 | $339,819,177 | |
| FDXF | FedEx Freight Holding Company, Inc. | 628,772 | $94,944,572 | |
| GOOGM | Alphabet Inc. | 1,040,000 | $52,925,599 | |
| BVN | Buenaventura Mining Co Inc | 1,515,311 | $44,383,456 | |
| FPS | Forgent Power Solutions, Inc. | 413,941 | $23,122,740 | |
| YMM | Full Truck Alliance Co. Ltd. | 2,179,182 | $17,694,957 | |
| GOOGN | Alphabet Inc. | 200,000 | $10,059,999 | |
| LEGN | Legend Biotech Corp | 228,229 | $6,591,251 | |
| FIG | Figma, Inc. | 226,803 | $4,102,865 | |
| SLS | SELLAS Life Sciences Group, Inc. | 273,403 | $4,035,426 | |
| BMNR | Bitmine Immersion Technologies, Inc. | 277,247 | $3,690,157 | |
| OBIO | Orchestra BioMed Holdings, Inc. | 642,154 | $2,770,894 | |
| IAG | Iamgold Corp | 163,725 | $2,593,404 | |
| CHYM | Chime Financial, Inc. | 110,129 | $2,255,441 | |
| LWLG | Lightwave Logic, Inc. | 218,665 | $2,068,569 | |
| ALM | Almonty Industries Inc. | 124,724 | $2,065,429 | |
| BW | Babcock & Wilcox Enterprises, Inc. | 138,704 | $1,955,725 | |
| KRP | Kimbell Royalty Partners, LP | 109,441 | $1,590,177 | |
| KSPI | Joint Stock Co Kaspi.kz | 16,456 | $1,425,747 | |
| MANE | Veradermics, Inc | 10,506 | $1,291,607 | |
| SVM | Silvercorp Metals Inc | 125,959 | $1,272,185 | |
| EXK | Endeavour Silver Corp | 147,080 | $1,217,822 | |
| FSM | Fortuna Mining Corp. | 135,027 | $1,140,978 | |
| INFQ | Infleqtion, Inc. | 75,122 | $1,000,625 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 1,099,763 | $19,685,757 | ||
| KLAR | Klarna Group plc | 961,111 | $12,580,941 | |
| CAMT | Camtek Ltd | 65,939 | $9,997,011 | |
| NAMS | NewAmsterdam Pharma Co N.V. | 285,285 | $9,131,972 | |
| RNW | ReNew Energy Global plc | 1,813,516 | $8,305,903 | |
| ZIM | ZIM Integrated Shipping Services Ltd. | 257,915 | $6,796,058 | |
| AGRO | Adecoagro S.A. | 410,947 | $6,172,423 | |
| PRGO | PERRIGO Co plc | 428,278 | $4,599,702 | |
| VGLT | VANGUARD LONG-TERM TREASURY INDEX FUND | 62,043 | $3,434,700 | |
| NVRI | Enviri Corp | 161,229 | $3,163,310 | |
| CLBT | Cellebrite DI Ltd. | 207,826 | $2,863,840 | |
| CLVT | Clarivate PLC | 1,123,654 | $2,842,840 | |
| CCL | Carnival Corp Ltd. | 87,245 | $2,257,900 | |
| PHVS | Pharvaris N.V. | 77,646 | $2,193,499 | |
| GPRK | GeoPark Ltd | 219,815 | $2,088,242 | |
| ITRN | Ituran Location & Control Ltd. | 35,070 | $1,718,779 | |
| RDWR | Radware Ltd | 58,472 | $1,538,983 | |
| KRNT | Kornit Digital Ltd. | 104,802 | $1,536,395 | |
| QURE | uniQure N.V. | 82,633 | $1,351,049 | |
| ARX | Accelerant Holdings | 82,680 | $1,104,604 | |
| TBLA | Taboola.com Ltd. | 314,553 | $975,113 | |
| PZT | Invesco Ltd. | 29,075 | $641,685 | |
| ETOR | eToro Group Ltd. | 21,119 | $634,203 | |
| FVRR | Fiverr International Ltd. | 56,082 | $561,941 | |
| LAB | Standard Biotools Inc. | 519,783 | $478,198 | |
| No positions match the current search. | ||||
3,677 tracked positions ·
$546,970,177,241 total
· filing declares
19,065 positions · $550,090,665,605
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 3,677 positions by value
· page 1 of 74
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Reduced | 194,380,101 | $38,893,514,403 | 7.11% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 104,001,309 | $30,093,818,766 | 5.50% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 64,375,360 | $24,013,296,782 | 4.39% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 69,941,464 | $16,669,848,525 | 3.05% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 44,688,569 | $15,970,353,897 | 2.92% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 40,180,530 | $15,178,195,203 | 2.77% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 8,898,442 | $10,271,382,609 | 1.88% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 17,548,481 | $10,194,088,091 | 1.86% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 28,819,203 | $10,182,688,990 | 1.86% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 7,209,385 | $8,647,153,365 | 1.58% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Reduced | 19,532,936 | $8,215,552,877 | 1.50% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 12,836,063 | $7,230,425,919 | 1.32% | |
| AMAT |
Applied Materials Inc /De
Technology
|
Reduced | 9,412,435 | $6,805,190,505 | 1.24% | |
| INTC |
Intel Corp
Technology
|
Reduced | 46,239,139 | $6,456,370,974 | 1.18% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 18,833,413 | $6,164,741,072 | 1.13% | |
| LRCX |
Lam Research Corp
Technology
|
Reduced | 12,514,990 | $5,423,120,610 | 0.99% | |
| V |
Visa Inc.
Financial Services
|
Added | 15,720,068 | $5,393,398,122 | 0.99% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 43,450,141 | $5,103,653,556 | 0.93% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 18,416,123 | $4,677,142,752 | 0.86% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 8,910,509 | $4,458,729,592 | 0.82% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 14,267,697 | $3,590,323,267 | 0.66% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 6,987,990 | $3,589,031,658 | 0.66% | |
| KLAC |
Kla Corp
Technology
|
Added | 11,656,605 | $3,516,914,287 | 0.64% | |
| APH |
Amphenol Corp /De/
Technology
|
Added | 9,703,604 | $3,421,878,909 | 0.63% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 3,153,638 | $3,358,309,100 | 0.61% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 9,083,559 | $3,203,589,583 | 0.59% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Reduced | 27,015,680 | $3,059,795,911 | 0.56% | |
| WDC |
Western Digital Corp
Technology
|
Added | 4,744,377 | $3,030,328,472 | 0.55% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Added | 8,778,963 | $2,993,801,957 | 0.55% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 36,354,414 | $2,954,523,222 | 0.54% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Added | 3,068,312 | $2,870,313,822 | 0.52% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Added | 9,120,029 | $2,716,765,433 | 0.50% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 6,535,066 | $2,716,169,473 | 0.50% | |
| GE |
General Electric Co
Industrials
|
Added | 7,251,603 | $2,710,141,583 | 0.50% | |
| TXN |
Texas Instruments Inc
Technology
|
Reduced | 8,825,046 | $2,630,481,456 | 0.48% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 17,219,256 | $2,525,031,695 | 0.46% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 19,547,171 | $2,511,811,470 | 0.46% | |
| BAC |
Bank Of America Corp /De/
Financial Services
|
Reduced | 43,727,148 | $2,491,572,887 | 0.46% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 2,346,727 | $2,373,409,281 | 0.43% | |
| MS |
Morgan Stanley
Financial Services
|
Added | 11,206,144 | $2,342,532,336 | 0.43% | |
| ADI |
Analog Devices Inc
Technology
|
Reduced | 5,840,764 | $2,319,776,231 | 0.42% | |
| NFLX |
Netflix Inc
Communication Services
|
Reduced | 31,183,400 | $2,226,494,753 | 0.41% | |
| ORCL |
Oracle Corp
Technology
|
Added | 14,680,278 | $2,151,394,734 | 0.39% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 7,621,512 | $2,143,245,385 | 0.39% | |
| GEV |
GE Vernova Inc.
Industrials
|
Reduced | 1,810,471 | $2,127,049,952 | 0.39% | |
| PLD |
Prologis, Inc.
Real Estate
|
Added | 14,753,884 | $1,998,708,658 | 0.37% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 5,390,910 | $1,952,156,323 | 0.36% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 4,032,346 | $1,925,727,473 | 0.35% | |
| TJX |
Tjx Companies Inc /De/
Consumer Cyclical
|
Added | 12,560,007 | $1,902,841,057 | 0.35% | |
| QCOM |
Qualcomm Inc/De
Technology
|
Reduced | 10,082,880 | $1,863,215,389 | 0.34% |
Showing the top 50 of 3,677 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.