AIO · Virtus Artificial Intelligence & Technology Opportunities Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-10 | KASS JUSTIN |
Insider |
Sell↓
|
Virtus Artificial Intelligence Opportunities Fund
|
29,481 |
| 2026-08-10 | Chen James C. K. |
Insider |
Sell↓
|
Virtus Artificial Intelligence Opportunities Fund
|
3,853 |
| 2026-08-10 | Chen James C. K. |
Insider |
Sell↓
|
Virtus Artificial Intelligence Opportunities Fund
|
250 |
| 2026-08-10 | Chen James C. K. |
Insider |
Sell↓
|
Virtus Artificial Intelligence Opportunities Fund
|
7,382 |
| 2026-08-10 | Jue Stephen B |
Insider |
Sell↓
|
Virtus Artificial Intelligence Opportunities Fund
|
4,682 |
| 2026-08-10 | Jue Stephen B |
Insider |
Sell↓
|
Virtus Artificial Intelligence Opportunities Fund
|
5,318 |
| 2026-03-20 | BRADLEY WILLIAM PATRICK III |
EVP, Fund Services |
Sell↓
|
Common Stock
|
2,000 |
| 2025-07-29 | BRADLEY WILLIAM PATRICK III |
EVP, Fund Services |
Buy↑
|
Common Stock
|
2,000 |
| 2023-12-11 | MCDANIEL CONNIE D |
Director |
Buy↑
|
Common Stock
|
2,925 |
| 2023-06-28 | BURKE DONALD C |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0290 to $18.0400 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
831 |
| 2022-03-03 | DeCotis Deborah A |
Director |
Buy↑
|
Common Stock
|
1,117 |
| 2022-02-25 | McLoughlin Philip R |
Director |
Buy↑
|
Common Stock
|
500 |
| 2022-01-13 | Cogan Sarah E |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2021-12-21 | AYLWARD GEORGE R |
Director, Director, CEO and President |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $27.12 to $27.14 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
|
3,685 |
| 2021-10-01 | MACLEOD JAMES S |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $26.76 to $26.87 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
2,050 |
| 2021-04-29 | Drummond F Ford |
Director |
Buy↑
|
Common Stock
|
360 |
| 2021-04-27 | Rappaport Alan |
Director |
Buy↑
|
Common Stock
|
1,500 |
| 2021-01-20 | Allianz Global Investors U.S. LLC |
Insider |
Sell↓
Filing footnotes — Common (Direct)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.91 to $28.245, inclusive. The reporting person undertakes to provide AllianzGI Artificial Intelligence & Technology Opportunities Fund ("AIO"), any security holder of AIO, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common
|
5,573 |
| 2020-06-11 | Chen James C. K. |
Insider |
Buy↑
|
Common Stock
|
150 |
| 2020-06-11 | Chen James C. K. |
Insider |
Buy↑
|
Common Stock
|
200 |
| 2020-06-11 | Chen James C. K. |
Insider |
Buy↑
|
Common Stock
|
350 |
| 2020-03-18 | Jue Stephen B |
Insider |
Buy↑
|
Common Stock
|
2,500 |
| 2020-03-18 | Jue Stephen B |
Insider |
Buy↑
|
Common Stock
|
2,500 |
| 2020-03-12 | Chen James C. K. |
Insider |
Buy↑
Filing footnotes — Common Stock (Indirect)
Indirect ownership of shares of Common Stock, held in custody for the benefit of the reporting person's child. |
Common Stock
(I)
|
100 |
| 2020-03-12 | KASS JUSTIN |
Insider |
Buy↑
|
Common Stock
|
5,000 |
| 2020-03-12 | Chen James C. K. |
Insider |
Buy↑
|
Common Stock
|
500 |
| 2020-03-12 | Chen James C. K. |
Insider |
Buy↑
|
Common Stock
|
1,400 |
| 2020-03-12 | Chen James C. K. |
Insider |
Buy↑
|
Common Stock
|
100 |
| 2020-03-09 | Jue Stephen B |
Insider |
Buy↑
|
Common Stock
|
2,500 |
| 2020-03-06 | KASS JUSTIN |
Insider |
Buy↑
|
Common Stock
|
400 |
| 2020-03-06 | KASS JUSTIN |
Insider |
Buy↑
|
Common Stock
|
1,306 |
| 2020-03-06 | KASS JUSTIN |
Insider |
Buy↑
|
Common Stock
|
194 |
| 2020-03-06 | KASS JUSTIN |
Insider |
Buy↑
|
Common Stock
|
100 |
| 2020-03-06 | KASS JUSTIN |
Insider |
Buy↑
|
Common Stock
|
3,000 |
| 2020-02-27 | KASS JUSTIN |
Insider |
Buy↑
Filing footnotes — Common Stock (Direct)
Original filing erroneously reported incorrect information regarding number of shares purchased and price per share due to administrative error. |
Common Stock
|
5,000 |