BTAIQ · BioXcel Therapeutics, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“We have identified conditions and events that raise substantial doubt about our ability to continue as a going concern.”View the 10-Q filed Aug 13, 2026
Every disclosed holder of BTAIQ in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns BTAIQ
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 6,145,783 | 19.63% |
| Insiders (Forms 3, 4, 5) | 651,107 | 2.08% |
| 13D/G-only blocks | 3,557,065 | 11.36% |
| Remaining | 20,951,544 | 66.93% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 31,305,499, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of BTAIQ
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,114,710 | ||
| 2 |
ARMISTICE CAPITAL, LLC
13G
CIK 1601086 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution
|
1,621,716 | ||
| 3 |
OAKTREE CAPITAL MANAGEMENT LP
13F
CIK 949509 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,380,248 | ||
| 4 |
|
1,028,053 | ||
| 5 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
919,545 | ||
| 6 |
Vimal Mehta
13D
CIK 1651990 · Jun 6, 2024
|
551,914 | ||
| 7 |
|
550,160 | ||
| 8 |
Oaktree Fund Advisors, LLC
13F
CIK 1822973 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
245,585 | ||
| 9 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
242,251 | ||
| 10 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
179,433 | ||
| 11 |
Oaktree Capital Holdings, LLC
13G
CIK 1403525 · Unknown · Mar 31, 2025
Rule 13d-1(c), passive investor
|
170,230 | ||
| 12 |
|
158,065 | ||
| 13 |
|
156,066 | ||
| 14 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
149,220 | ||
| 15 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
136,937 | ||
| 16 |
|
92,118 | ||
| 17 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,300 | ||
| 18 |
|
83,588 | ||
| 19 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
63,139 | ||
| 20 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,318 | ||
| 21 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,000 | ||
| 22 |
Quadrature Capital Ltd
13F
CIK 1651424 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,038 | ||
| 23 |
ADAGE CAPITAL PARTNERS GP, L.L.C.
13G
CIK 1165408 · Registered investment adviser · Dec 31, 2023
Rule 13d-1(c), passive investor
|
29,086 | ||
| 24 |
|
26,838 | ||
| 25 |
|
26,335 | ||
| 26 |
|
26,210 | ||
| 27 |
Headlands Technologies LLC
13F
CIK 1570271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,556 | ||
| 28 |
StoneX Group Inc.
13F
CIK 913760 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,684 | ||
| 29 |
|
20,317 | ||
| 30 |
Beacon Pointe Advisors, LLC
13F
CIK 1744317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,837 | ||
| 31 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,200 | ||
| 32 |
Portfolio Strategies, Inc.
13F
CIK 1753271 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,831 | ||
| 33 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,214 | ||
| 34 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,967 | ||
| 35 |
TWO SIGMA SECURITIES, LLC
13F
CIK 1450144 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,796 | ||
| 36 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,337 | ||
| 37 |
|
2,998 | ||
| 38 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,671 | ||
| 39 |
|
1,428 | ||
| 40 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,331 | ||
| 41 |
|
1,247 | ||
| 42 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
493 | ||
| 43 |
Silver Grove Financial Group, Inc.
13F
CIK 2111172 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
331 | ||
| 44 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
227 | ||
| 45 |
Parkside Financial Bank & Trust
13F
CIK 1455267 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
112 | ||
| 46 |
Washington Trust Advisors, Inc.
13F
CIK 1900099 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
82 | ||
| 47 |
EverSource Wealth Advisors, LLC
13F
CIK 1710537 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60 | ||
| 48 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45 | ||
| 49 |
Farther Finance Advisors, LLC
13F
CIK 1992825 · Registered investment adviser · Sep 30, 2026
|
25 | ||
| 50 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
CIK 1141802 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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