CAI · Caris Life Sciences, Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-04 | Spetzler David Baxley |
President |
Convert↓
Filing footnotes — Stock Option (Direct)
Exercise of stock options before their expiration date. The stock option is fully vested and exercisable. |
Stock Option
|
250,000 |
| 2026-09-04 | Spetzler David Baxley |
President |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested stock options scheduled to expire on September 12, 2026. The shares were sold solely to cover the aggregate exercise price and applicable tax withholding obligations. The Reporting Person retained all remaining shares acquired upon exercise. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.5550 to $25.1200, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
119,212 |
| 2026-09-04 | Spetzler David Baxley |
President |
Convert↑
|
Common Stock
|
250,000 |
| 2026-09-03 | Spetzler David Baxley |
President |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested stock options scheduled to expire on September 12, 2026. The shares were sold solely to cover the aggregate exercise price and applicable tax withholding obligations. The Reporting Person retained all remaining shares acquired upon exercise. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.3200 to $25.3100, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
393,100 |
| 2026-09-03 | Spetzler David Baxley |
President |
Convert↑
|
Common Stock
|
1,000,000 |
| 2026-09-03 | Spetzler David Baxley |
President |
Convert↓
Filing footnotes — Stock Option (Direct)
Exercise of stock options before their expiration date. The stock option is fully vested and exercisable. |
Stock Option
|
1,000,000 |
| 2026-09-03 | Spetzler David Baxley |
President |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested stock options scheduled to expire on September 12, 2026. The shares were sold solely to cover the aggregate exercise price and applicable tax withholding obligations. The Reporting Person retained all remaining shares acquired upon exercise. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.3200 to $25.3300, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
84,900 |
| 2026-08-14 | Gilliam Joseph E |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-08-14 | Vacirca Jeff L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-08-14 | JOHANSEN LAURA I |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-08-14 | CASTLEMAN PETER M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-08-14 | HALBERT JON |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-08-14 | PHILLIPS T DANNY |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-08-14 | Fredrickson David Paul |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-08-14 | Minor Lloyd |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
13,192 |
| 2026-05-29 | POSTE GEORGE |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2026 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including May 29, 2026. Amount reflects the previous transfer by the Reporting Person of 204,108 shares of Common Stock from direct ownership to a family trust. Following the transfer, these shares are held indirectly by the Reporting Person through the family trust and are reflected in the indirect ownership line. The transfer did not change the Reporting Person's aggregate beneficial ownership of these securities. |
Common Stock
|
1,600 |
| 2026-05-29 | Knowles Jonathan Kenneth Charles |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2026 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including May 29, 2026. |
Common Stock
|
1,600 |
| 2026-05-15 | Brille Brian J |
Director, See Remarks |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for the payment of taxes on the vesting and settlement of RSUs. |
Common Stock
|
13,987 |
| 2026-05-15 | HALBERT JON |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.49 to $14.60 inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes an aggregate of 11,598 shares received in pro rata distributions exempt pursuant to Rule 16a-9. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
Common Stock
(I)
|
68,000 |
| 2026-05-15 | HALBERT DAVID D |
Director, See Remarks, 10% Owner |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for the payment of taxes on the vesting and settlement of RSUs. |
Common Stock
|
40,712 |
| 2026-05-15 | Spetzler David Baxley |
President |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for the payment of taxes on the vesting and settlement of RSUs. |
Common Stock
|
13,856 |
| 2026-05-15 | Denton John Russel |
See Remarks |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for the payment of taxes on the vesting and settlement of RSUs. |
Common Stock
|
6,047 |
| 2026-05-15 | Power Luke Thomas |
See Remarks |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for the payment of taxes on the vesting and settlement of RSUs. |
Common Stock
|
9,771 |
| 2026-05-11 | Vacirca Jeff L |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.13 to $16.15, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote |
Common Stock
|
31,050 |
| 2026-03-06 | Denton John Russel |
See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
63,971 |
| 2026-03-06 | Brille Brian J |
Director, See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
83,162 |
| 2026-03-06 | HALBERT DAVID D |
Director, See Remarks, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
320,112 |
| 2026-03-06 | Spetzler David Baxley |
President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
83,162 |
| 2026-03-06 | Power Luke Thomas |
See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of restricted stock units which vest in accordance with the applicable grant agreement. |
Common Stock
|
63,971 |
| 2026-02-26 | Fredrickson David Paul |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026. |
Common Stock
|
2,492 |
| 2026-02-26 | Minor Lloyd |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026. |
Common Stock
|
2,492 |
| 2026-02-26 | CASTLEMAN PETER M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026. |
Common Stock
|
5,509 |
| 2026-02-26 | Vacirca Jeff L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026. |
Common Stock
|
2,492 |
| 2026-02-26 | PHILLIPS T DANNY |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026. |
Common Stock
|
3,739 |
| 2026-02-26 | HALBERT JON |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026. |
Common Stock
|
2,492 |
| 2026-01-09 | CASTLEMAN PETER M |
Director |
Convert↓
Filing footnotes — Stock Option (Direct)
The stock option is fully vested and exercisable. These securities were previously reported on the Reporting Person's Form 3. |
Stock Option
|
2,500 |
| 2026-01-09 | CASTLEMAN PETER M |
Director |
Convert↑
|
Common Stock
|
2,500 |
| 2025-12-11 | Power Luke Thomas |
See Remarks |
Convert↑
Filing footnotes — Common Stock (Direct)
The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025. |
Common Stock
|
24,750 |
| 2025-12-11 | Power Luke Thomas |
See Remarks |
Convert↑
Filing footnotes — Common Stock (Direct)
The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025. |
Common Stock
|
37,500 |
| 2025-12-11 | Power Luke Thomas |
See Remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.11 to $27.20, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
1,400 |
| 2025-12-11 | Power Luke Thomas |
See Remarks |
Convert↓
Filing footnotes — Stock Option (Direct)
The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025. The stock option is fully vested and exercisable. |
Stock Option
|
24,750 |
| 2025-12-11 | Power Luke Thomas |
See Remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.11 to $27.07, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
60,850 |
| 2025-12-11 | Power Luke Thomas |
See Remarks |
Convert↓
Filing footnotes — Stock Option (Direct)
The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025. The stock option is fully vested and exercisable. |
Stock Option
|
37,500 |
| 2025-12-11 | Brille Brian J |
Director, See Remarks |
Gift↓
|
Common Stock
|
650 |
| 2025-12-10 | Brille Brian J |
Director, See Remarks |
Gift↓
|
Common Stock
|
650 |
| 2025-11-07 | Denton John Russel |
See Remarks |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.99 to $24.15, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
(I)
|
4,184 |
| 2025-11-07 | Spetzler David Baxley |
President |
Buy↑
|
Common Stock
|
400 |
| 2025-09-11 | PHILLIPS T DANNY |
Director |
Convert↑
|
Common Stock
|
100,000 |
| 2025-09-11 | PHILLIPS T DANNY |
Director |
Convert↓
Filing footnotes — Stock Option (Direct)
The stock option is fully vested and exercisable. |
Stock Option
|
100,000 |
| 2025-08-11 | POSTE GEORGE |
Director |
Convert↑
Filing footnotes — Stock Option (Direct)
The stock option is fully vested and exercisable. |
Stock Option
|
125,000 |