DCM · DeFi Capital Markets, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt about the Company's ability to continue as a going concern for at least one year after the date these condensed consolidated financial statements are issued.”View the 10-Q filed Aug 14, 2026
Every disclosed holder of DCM in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns DCM
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 182,706 | 6.03% |
| Insiders (Forms 3, 4, 5) | 1,205,796 | 39.82% |
| 13D/G-only blocks | 508,800 | 16.80% |
| Remaining | 1,131,161 | 37.35% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 3,028,463, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of DCM
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
AULT MILTON C III
Insider
CIK 1212502 · Sep 30, 2026
Director, Executive Chairman, 10% Owner, issuer-wide
|
1,205,796 | ||
| 2 |
Hyperscale Data, Inc.
13D
CIK 896493 · Unknown · Sep 30, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
1,188,796 | ||
| 3 |
|
281,400 | ||
| 4 |
CASPI STEVEN
13D
CIK 1399887 · Unknown · Jul 3, 2025
|
227,400 | ||
| 5 |
|
75,407 | ||
| 6 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,293 | ||
| 7 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37,516 | ||
| 8 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,745 | ||
| 9 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,256 | ||
| 10 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,889 | ||
| 11 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
CIK 1107261 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,377 | ||
| 12 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,829 | ||
| 13 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,017 | ||
| 14 |
|
2,635 | ||
| 15 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,510 | ||
| 16 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,527 | ||
| 17 |
JLA Realty Associates, LLC
13D
CIK 1704898 · Unknown · May 15, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
992 | ||
| 18 |
Russell Investments Group, Ltd.
13F
CIK 1692234 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
445 | ||
| 19 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
265 | ||
| 20 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
194 | ||
| 21 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100 | ||
| 22 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
100 | ||
| 23 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6 | ||
| 24 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.