DCTH · Delcath Systems, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-13 | CZEREPAK ELIZABETH |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2026-05-13 | Aharon Gil |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2026-05-13 | Martell Bridget A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2026-05-13 | SALAMON STEVEN A J |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2026-05-13 | Sylvester John Richard |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2026-03-06 | Pennell Sandra |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes an aggregate of 10,433 shares acquired under the Issuer's 2021 Employee Stock Purchase Plan. |
Common Stock
|
5,533 |
| 2026-03-02 | MICHEL GERARD J |
Director, CHIEF EXECUTIVE OFFICER |
Buy↑
|
Common Stock
|
11,200 |
| 2026-02-17 | Rook Martha S. |
CHIEF OPERATING OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 17, 2026 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
56,500 |
| 2026-02-17 | Vukovic Vojo |
CHIEF MEDICAL OFFICER |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Represents an RSU award, one-third of which shall vest on February 17, 2027 with the remaining 2/3 two-thirds of the RSUs vesting in equal annual installments over the following two years. The vesting of the RSUs is subject to the Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
28,250 |
| 2026-02-17 | Pennell Sandra |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 17, 2026 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
56,500 |
| 2026-02-17 | Pennell Sandra |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Represents an RSU award, one-third of which shall vest on February 17, 2027 with the remaining 2/3 two-thirds of the RSUs vesting in equal annual installments over the following two years. The vesting of the RSUs is subject to the Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
28,250 |
| 2026-02-17 | MICHEL GERARD J |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Represents an RSU award, one-third of which shall vest on February 17, 2027 with the remaining two-thirds of the RSUs vesting in equal annual installments over the following two years. The vesting of the RSUs is subject to the Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
97,500 |
| 2026-02-17 | MICHEL GERARD J |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 17, 2026 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
195,000 |
| 2026-02-17 | Muir Kevin |
GM INTERVENTIONAL ONCOLOGY |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Represents an RSU award, one-third of which shall vest on February 17, 2027 with the remaining 2/3 two-thirds of the RSUs vesting in equal annual installments over the following two years. The vesting of the RSUs is subject to the Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
28,250 |
| 2026-02-17 | Muir Kevin |
GM INTERVENTIONAL ONCOLOGY |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 17, 2026 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
56,500 |
| 2026-02-17 | Rook Martha S. |
CHIEF OPERATING OFFICER |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Represents an RSU award, one-third of which shall vest on February 17, 2027 with the remaining 2/3 two-thirds of the RSUs vesting in equal annual installments over the following two years. The vesting of the RSUs is subject to the Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
28,250 |
| 2026-02-17 | Hoffman David L. |
GEN'L COUNSEL, CCO & SECY |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 17, 2026 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
56,500 |
| 2026-02-17 | Vukovic Vojo |
CHIEF MEDICAL OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 17, 2026 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
56,500 |
| 2026-02-17 | Hoffman David L. |
GEN'L COUNSEL, CCO & SECY |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Represents an RSU award, one-third of which shall vest on February 17, 2027 with the remaining 2/3 two-thirds of the RSUs vesting in equal annual installments over the following two years. The vesting of the RSUs is subject to the Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
28,250 |
| 2025-11-21 | Sylvester John Richard |
Director |
Buy↑
|
Common Stock
|
4,386 |
| 2025-11-11 | MICHEL GERARD J |
Director, CHIEF EXECUTIVE OFFICER |
Buy↑
|
Common Stock
|
11,500 |
| 2025-06-12 | Vukovic Vojo |
CHIEF MEDICAL OFFICER |
Convert↓
Filing footnotes — Employee Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 12, 2024 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Employee Stock Option (Right to Buy)
|
42,000 |
| 2025-06-12 | Vukovic Vojo |
CHIEF MEDICAL OFFICER |
Convert↑
|
Common Stock
|
42,000 |
| 2025-05-15 | Martell Bridget A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 15, 2025 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2025-05-15 | Sylvester John Richard |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 15, 2025 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2025-05-15 | Aharon Gil |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 15, 2025 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2025-05-15 | CZEREPAK ELIZABETH |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 15, 2025 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2025-05-15 | SALAMON STEVEN A J |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 15, 2025 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service. |
Stock Option (right to buy)
|
22,500 |
| 2025-05-05 | Rosalind Advisors, Inc. |
Director |
Exercise↑
Filing footnotes — Common shares (Indirect)
Rosalind Opportunities Fund I L.P. exercised warrants to aquire 400,000 common shares. Rosalind Master Fund L.P. - 1,565,844, Rosalind Opportunities Fund I L.P. - 1,734,545, Steven Salamon - 82,197, Gilad Aharon - 30,882 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Common shares
(I)
|
400,000 |
| 2025-05-05 | Aharon Gil |
Director |
Exercise↑
Filing footnotes — Common shares (Indirect)
Rosalind Opportunities Fund I L.P. exercised warrants to aquire 400,000 common shares. Rosalind Master Fund L.P. - 1,565,844, Rosalind Opportunities Fund I L.P. - 1,734,545, Steven Salamon - 82,197, Gilad Aharon - 30,882 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Common shares
(I)
|
400,000 |
| 2025-05-05 | SALAMON STEVEN A J |
Director |
Exercise↑
Filing footnotes — Common shares (Indirect)
Rosalind Opportunities Fund I L.P. exercised warrants to aquire 400,000 common shares. Rosalind Master Fund L.P. - 1,565,844, Rosalind Opportunities Fund I L.P. - 1,734,545, Steven Salamon - 82,197, Gilad Aharon - 30,882 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Common shares
(I)
|
400,000 |
| 2025-02-07 | Rook Martha S. |
CHIEF OPERATING OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 7, 2025 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
113,000 |
| 2025-02-07 | Hoffman David L. |
GEN'L COUNSEL, CCO & SECY |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 7, 2025 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
113,000 |
| 2025-02-07 | Pennell Sandra |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 7, 2025 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
113,000 |
| 2025-02-07 | Muir Kevin |
GM INTERVENTIONAL ONCOLOGY |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 7, 2025 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
113,000 |
| 2025-02-07 | MICHEL GERARD J |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 7, 2025 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
390,000 |
| 2025-02-07 | Vukovic Vojo |
CHIEF MEDICAL OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 7, 2025 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). |
Stock Option (Right to Buy)
|
113,000 |
| 2024-12-24 | Rosalind Advisors, Inc. |
Director |
Convert↑
Filing footnotes — Pre-funded Warrants (Indirect)
Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. NA Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Pre-funded Warrants
(I)
|
603,954 |
| 2024-12-24 | Aharon Gil |
Director |
Other↑
Filing footnotes — Common shares (Indirect)
Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Common shares
(I)
|
250,000 |
| 2024-12-24 | SALAMON STEVEN A J |
Director |
Convert↑
Filing footnotes — Pre-funded Warrants (Indirect)
Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. NA Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Pre-funded Warrants
(I)
|
603,954 |
| 2024-12-24 | Rosalind Advisors, Inc. |
Director |
Other↑
Filing footnotes — Common shares (Indirect)
Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Common shares
(I)
|
250,000 |
| 2024-12-24 | SALAMON STEVEN A J |
Director |
Other↑
Filing footnotes — Common shares (Indirect)
Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Common shares
(I)
|
250,000 |
| 2024-12-24 | Aharon Gil |
Director |
Convert↑
Filing footnotes — Pre-funded Warrants (Indirect)
Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. NA Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Pre-funded Warrants
(I)
|
603,954 |
| 2024-10-30 | Rosalind Advisors, Inc. |
Director |
Other↑
Filing footnotes — 8% CONVERTIBLE NOTE (Indirect)
N/A Delcath repaid the DELCATH SYSTEM - 8% CONVERTIBLE NOTE in full with cash of $1,423,333. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
8% CONVERTIBLE NOTE
(I)
|
0 |
| 2024-10-30 | SALAMON STEVEN A J |
Director |
Convert↑
Filing footnotes — Tranche B warrants to purchase F-4 Preferred Stock (Indirect)
Immediately exercisable The Tranche B Warrants expire the earlier of (i) twenty-one (21) days following the date of the Issuer's public announcement of record at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and (ii) March 31, 2026. The Issuer announced on October 17, 2024 that it had recorded at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and therefore such Tranche B Warrants expire on November 7, 2024. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Tranche B warrants to purchase F-4 Preferred Stock
(I)
|
500 |
| 2024-10-30 | Rosalind Advisors, Inc. |
Director |
Convert↑
Filing footnotes — Tranche B warrants to purchase F-4 Preferred Stock (Indirect)
Immediately exercisable The Tranche B Warrants expire the earlier of (i) twenty-one (21) days following the date of the Issuer's public announcement of record at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and (ii) March 31, 2026. The Issuer announced on October 17, 2024 that it had recorded at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and therefore such Tranche B Warrants expire on November 7, 2024. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Tranche B warrants to purchase F-4 Preferred Stock
(I)
|
500 |
| 2024-10-30 | SALAMON STEVEN A J |
Director |
Other↑
Filing footnotes — 8% CONVERTIBLE NOTE (Indirect)
N/A Delcath repaid the DELCATH SYSTEM - 8% CONVERTIBLE NOTE in full with cash of $1,423,333. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
8% CONVERTIBLE NOTE
(I)
|
0 |
| 2024-10-30 | Aharon Gil |
Director |
Other↑
Filing footnotes — 8% CONVERTIBLE NOTE (Indirect)
N/A Delcath repaid the DELCATH SYSTEM - 8% CONVERTIBLE NOTE in full with cash of $1,423,333. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
8% CONVERTIBLE NOTE
(I)
|
0 |
| 2024-10-30 | Aharon Gil |
Director |
Convert↑
Filing footnotes — Tranche B warrants to purchase F-4 Preferred Stock (Indirect)
Immediately exercisable The Tranche B Warrants expire the earlier of (i) twenty-one (21) days following the date of the Issuer's public announcement of record at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and (ii) March 31, 2026. The Issuer announced on October 17, 2024 that it had recorded at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and therefore such Tranche B Warrants expire on November 7, 2024. Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Tranche B warrants to purchase F-4 Preferred Stock
(I)
|
500 |
| 2024-10-22 | MICHEL GERARD J |
Director, CHIEF EXECUTIVE OFFICER |
Convert↑
|
Common Stock
|
16,666 |