DCTH · Delcath Systems, Inc. · Holdings

$14.75 +0.24 (+1.65%) At close · Oct 27 Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$511.81M

34.70M

Volume · Oct 27 245.08K Avg daily vol (3M) 466.69K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of DCTH: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 124

Total Value: $226,944,580

Total Shares: 17,912,822

Showing 1–100 of 130 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 121 13F filers

Top Holder

18.4%

of institutional value

Top 5

49.3%

of institutional value

Top 10

64.6%

of institutional value

HHI

737

Broadly held

Who Holds DCTH

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 119 filers, like-for-like change +6.8%; actively managed books +0.5%; index-like books +18.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.0%	65	-1.0%	11	8
Exempt adviser	1.3%	2	+16.5%	1	0
Adviser	0.1%	1	-54.9%	0	1
Bank	7.6%	12	+7.8%	1	0
Broker-dealer	0.1%	1	-72.1%	0	1
Benefit plan	0.0%	1	-97.3%	0	1
Non-US	0.5%	3	+113.4%	0	0
Holding company	20.4%	9	+32.3%	0	1
Insurer	0.0%	0	—	0	0
Unknown	26.1%	25	+4.9%	6	7

Style	Share	Filers	Change	New	Exited
Index-like	39.7%	18	+18.1%	1	0
Systematic-like	5.5%	11	-10.0%	3	5
Concentrated	28.4%	17	-7.1%	4	2
Diversified active	26.4%	73	+13.3%	11	12
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	39.3%	67	+25.5%	9	7
Medium turnover	39.2%	24	-1.9%	1	5
High turnover	12.1%	23	-2.8%	8	7
Unknown	9.4%	5	-5.1%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.3%	13	+19.1%	4	2
Medium horizon	50.5%	26	+7.1%	3	4
Long horizon	30.4%	72	-3.1%	10	11
Unknown	5.8%	8	+49.1%	2	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	29.9%	22	-10.8%	7	1
$1B to $10B	12.2%	26	+24.1%	2	7
$10B to $100B	5.9%	27	-10.8%	6	8
$100B or more	52.0%	44	+19.1%	4	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.0%	27	-32.7%	7	2
Pooled investment vehicles	18.0%	18	-6.2%	3	4
Registered funds and BDCs	15.9%	8	-0.8%	1	1
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	0.0%	0	0
Governments and sovereign funds	3.7%	3	+114.9%	0	1
Other investment advisers	0.0%	1	+24.3%	0	0
Diversified	2.3%	5	+58.6%	0	0
Unknown	56.0%	54	+13.9%	8	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	16.1%	22	-3.1%	4	5
Private equity funds	0.4%	3	-31.3%	1	1
Venture capital funds	5.0%	2	-11.0%	0	0
Real estate funds	1.8%	3	-46.7%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	5.0%	6	+109.2%	1	1
Mixed private funds	0.1%	1	+84.3%	0	0
Private funds, type not stated	2.7%	2	0.0%	0	0
No private funds	14.2%	27	-0.2%	5	0
Unknown	54.7%	52	+13.9%	7	11

Location	Share	Filers	Change	New	Exited
United States	75.1%	98	+6.9%	16	18
Outside the US	24.9%	21	+6.7%	3	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

119 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.68% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.000%

Mar 31, 2026: 2

Crowding

16.7%

of shares outstanding, 49th percentile

Mar 31, 2026: 17.0%

Private-fund advisers

15.7%

of shares outstanding

Institutional ownership

50.5%

64.3% of the estimated free float

Top 10 holders

66.4%

of 13F shares, Herfindahl 0.078

Active holders

+0.5%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 8.9 quarters

Under 1 year 20.9% 1 to 3 years 62.1% 3 years or more 17.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $612,852 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.37

estimated per share

Mar 31, 2026: $11.40

Quarter-end price

$12.59

implied by 13F values

Estimated gain or loss

+10.7%

price against the estimated cost

Estimated at a loss

3.22%

of costed 13F value

Estimated cost covers 70.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies DCTH's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	IMUX Immunic, Inc.	3	0.274
2	SPRB Spruce Biosciences, Inc.	3	0.254
3	PALI Palisade Bio, Inc.	4	0.243
4	ABEO Abeona Therapeutics Inc.	3	0.224
5	OVID Ovid Therapeutics Inc.	3	0.218
6	PHAT Phathom Pharmaceuticals, Inc.	3	0.212
7	AQST Aquestive Therapeutics, Inc.	3	0.207
8	HELP Helus Pharma Inc.	3	0.202
9	CLDX Celldex Therapeutics, Inc.	4	0.187
10	EYPT EyePoint, Inc.	3	0.186

Shareholder Targets

13F filers that own its peers but not DCTH, quarter ended Jun 30, 2026

Found through its holder-overlap peers: IMUX, SPRB, PALI, ABEO, OVID, PHAT, AQST, HELP, CLDX, EYPT, IVA, HROW, T, TMO, AMAT, XOM, WMT, LLY, JNJ, AAPL. 6,710 filers in all.

#	Filer	In peers	Of book	Largest peers
1	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
2	NORGES BANK Non-US, Index-like	$104,240,096,274 8 held	10.4%	AAPL, LLY, XOM
3	Capital Research Global Investors Adviser, Diversified active	$68,023,409,495 8 held	9.51%	LLY, AAPL, AMAT
4	Berkshire Hathaway Inc Insurer, Concentrated	$65,950,296,922 1 held	22.0%	AAPL
5	FRANKLIN RESOURCES INC Adviser, Diversified active	$43,389,474,177 12 held	9.51%	AAPL, XOM, LLY
6	Capital World Investors Adviser, Diversified active	$43,217,349,518 8 held	5.12%	LLY, AAPL, JNJ
7	Amundi Holding company, Index-like	$42,293,864,060 9 held	10.2%	AAPL, LLY, AMAT
8	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$41,111,656,434 16 held	7.10%	AAPL, LLY, JNJ
9	Fisher Asset Management, LLC Adviser, Diversified active	$36,945,245,680 9 held	11.1%	AAPL, LLY, WMT
10	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Insurer, Diversified active	$36,781,328,726 7 held	25.2%	LLY, JNJ, AAPL

Fund Ownership of DCTH by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.49% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.87%	+0.36 pp	994,313	54
Index ETFs	7.62%	-0.07 pp	2,644,860	19
Active ETFs	0.82%	+0.05 pp	285,630	4
Active funds	2.24%	+1.04 pp	777,095	33
Unclassified	0.07%	+0.06 pp	22,609	1
All registered funds	13.62%	+1.44 pp	4,724,507	111

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 68 Exempt adviser 2 Adviser 1 Bank 12 Broker-dealer 1 Benefit plan 1 Non-US 3 Holding company 9 Unknown 27

Showing 100 of 130

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Rosalind Advisors, Inc.

$41,551,897

18.31%

3,300,389

BlackRock, Inc.

$34,078,633

15.02%

2,706,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	252,640	$3,180,737	9.3%	Sole
BlackRock Investment Management, LLC	86,271	$1,086,151	3.2%	Sole
BLACKROCK ADVISORS LLC	290,420	$3,656,387	10.7%	Sole
BlackRock Fund Advisors	1,186,930	$14,943,448	43.8%	Sole
BlackRock Institutional Trust Company, N.A.	815,801	$10,270,934	30.1%	Sole
BlackRock Japan Co. Ltd	5,139	$64,700	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	2,958	$37,241	0.1%	Sole
Aperio Group, LLC	66,643	$839,035	2.5%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$15,375,499

6.78%

1,221,247

Propel Bio Management, LLC

$10,971,681

4.83%

871,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Simplify Asset Management Inc.	871,460	$10,971,681	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$9,229,917

4.07%

733,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	103,976	$1,309,057	14.2%	Defined
Held directly	629,139	$7,920,860	85.8%	Defined

STATE STREET CORP

$8,552,135

3.77%

679,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	679,280	$8,552,135	100.0%	Defined

ALGERT GLOBAL LLC

$7,311,113

3.22%

580,708

MILLENNIUM MANAGEMENT LLC

$7,130,610

3.14%

566,371

Divisadero Street Capital Management, LP

$6,292,431

2.77%

499,796

MORGAN STANLEY

$5,136,503

2.26%

407,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,740	$34,496	0.7%	Defined
MORGAN STANLEY & CO. LLC	29,669	$373,532	7.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	261,177	$3,288,218	64.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	108,539	$1,366,506	26.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	5,858	$73,751	1.4%	Defined

ExodusPoint Capital Management, LP

$4,530,939

2.00%

359,884

Private Wealth Advisors, LLC

$3,913,765

1.72%

310,863

Simplify Asset Management Inc.

$3,636,033

1.60%

227,679

NORTHERN TRUST CORP

$3,174,038

1.40%

252,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	217,647	$2,740,175	86.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	30,188	$380,066	12.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,273	$53,797	1.7%	Other

GOLDMAN SACHS GROUP INC

$3,151,427

1.39%

250,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	149,750	$1,885,352	59.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	100,562	$1,266,075	40.2%	Defined

ADAR1 Capital Management, LLC

$2,825,007

1.24%

224,385

MARSHALL WACE, LLP

$2,756,743

1.21%

218,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	218,963	$2,756,743	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$2,647,650

1.17%

210,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	2,941	$37,027	1.4%	Defined
Dimensional Ireland Ltd	3,191	$40,174	1.5%	Defined
Held directly	204,166	$2,570,449	97.1%	Sole

KENNEDY CAPITAL MANAGEMENT LLC

$2,570,160

1.13%

204,143

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,435,510

1.07%

193,448

Ikarian Capital, LLC

$2,337,547

1.03%

185,667

VANGUARD FIDUCIARY TRUST CO

$2,290,158

1.01%

181,903

Nuveen, LLC

$2,286,279

1.01%

181,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	11,021	$138,754	6.1%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	103,754	$1,306,262	57.1%	Defined
TEACHERS ADVISORS, LLC joint	66,820	$841,263	36.8%	Defined

AQR CAPITAL MANAGEMENT LLC

$2,177,979

0.96%

172,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	10	$125	0.0%	Other
Prism Planning Partners LLC	156	$1,964	0.1%	Other
Compound Planning, Inc.	19	$239	0.0%	Other
Arax Advisory Partners	3,782	$47,615	2.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	378	$4,759	0.2%	Other
Stokes Family Office, LLC	110	$1,384	0.1%	Other
Held directly	168,538	$2,121,893	97.4%	Defined

CIBC WORLD MARKET INC.

$2,054,788

0.91%

163,208

Caption Management, LLC

$1,894,795

0.83%

150,500

Lane Generational LLC

$1,884,257

0.83%

149,663

HSBC HOLDINGS PLC

$1,707,204

0.75%

135,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	135,600	$1,707,204	100.0%	Defined

Man Group plc

$1,617,752

0.71%

128,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	128,495	$1,617,752	100.0%	Defined

Diametric Capital, LP

$1,546,568

0.68%

122,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	122,841	$1,546,568	100.0%	Defined

Bank of New York Mellon Corp

$1,361,719

0.60%

108,159

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	35,446	$446,265	32.8%	Defined
The Bank of New York Mellon	47,724	$600,845	44.1%	Defined
BNY Mellon, NA joint	6,325	$79,631	5.8%	Defined
Newton Investment Management North America, LLC	18,661	$234,941	17.3%	Defined
Held directly	3	$37	0.0%	Defined

BARCLAYS PLC

$1,359,090

0.60%

107,950

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	107,565	$1,354,243	99.6%	Defined
BARCLAYS CAPITAL INC.	385	$4,847	0.4%	Defined

Capital Advisors Wealth Management, LLC

$1,333,495

0.59%

83,500

Stonepine Capital Management, LLC

$1,259,000

0.55%

100,000

Caption Management, LLC

$1,259,000

0.55%

100,000

Jump Financial, LLC

$1,108,360

0.49%

88,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	89	$1,120	0.1%	Defined
Leap GP LLC joint	87,946	$1,107,240	99.9%	Defined

GSA CAPITAL PARTNERS LLP

$1,082,110

0.48%

85,950

Jefferies Financial Group Inc.

$1,057,308

0.47%

83,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	83,980	$1,057,308	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,050,824

0.46%

83,465

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,022,308

0.45%

81,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	81,200	$1,022,308	100.0%	Other

Caption Management, LLC

$978,243

0.43%

77,700

Russell Investments Group, Ltd.

$851,813

0.38%

67,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	8,259	$103,980	12.2%	Defined
Russell Investments Capital, LLC	59,399	$747,833	87.8%	Defined

FOX RUN MANAGEMENT, L.L.C.

$776,526

0.34%

61,678

BANK OF AMERICA CORP /DE/

$774,586

0.34%

61,524

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	39,232	$493,930	63.8%	Defined
BOFA SECURITIES, INC.	22,292	$280,656	36.2%	Defined

Quantbot Technologies LP

$749,860

0.33%

59,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	59,560	$749,860	100.0%	Sole

D. E. Shaw & Co., Inc.

$728,885

0.32%

57,894

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. Shaw Investment Management, L.L.C. joint	57,894	$728,885	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$725,863

0.32%

57,654

Creative Planning

$609,783

0.27%

48,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,412	$17,777	2.9%	Defined
Held directly	47,022	$592,006	97.1%	Sole

UBS Group AG

$525,177

0.23%

41,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	244	$3,071	0.6%	Defined
UBS AG	37,876	$476,858	90.8%	Defined
UBS Securities LLC	3,594	$45,248	8.6%	Defined

Pale Fire Capital SE

$504,670

0.22%

40,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Barta Jan joint	40,085	$504,670	100.0%	Defined

RHUMBLINE ADVISERS

$458,829

0.20%

36,444

Kopp Family Office, LLC

$450,178

0.20%

28,189

ALPS ADVISORS INC

$441,153

0.19%

35,040

EntryPoint Capital, LLC

$437,640

0.19%

34,761

State of Alaska, Department of Revenue

$409,933

0.18%

25,669

SEI INVESTMENTS CO

$394,935

0.17%

31,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	31,369	$394,935	100.0%	Sole

AMERICAN CENTURY COMPANIES INC

$378,379

0.17%

30,054

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	30,054	$378,379	100.0%	Defined

DEUTSCHE BANK AG\

$368,080

0.16%

29,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	99	$1,246	0.3%	Defined
DWS Investments UK Ltd	29,137	$366,834	99.7%	Defined

Balyasny Asset Management L.P.

$358,412

0.16%

28,468

WELLS FARGO & COMPANY/MN

$356,949

0.16%

28,352

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	24,118	$303,645	85.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,701	$46,595	13.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	252	$3,172	0.9%	Defined
Wells Fargo Securities, LLC	281	$3,537	1.0%	Defined

Leonteq Securities AG

$348,730

0.15%

27,699

CITADEL ADVISORS LLC

$334,894

0.15%

26,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,600	$334,894	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$324,822

0.14%

25,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	25,800	$324,822	100.0%	Defined

BAILARD, INC.

$319,495

0.14%

20,006

BOOTHBAY FUND MANAGEMENT, LLC

$319,483

0.14%

25,376

Excelsior Advisor Network LLC

$318,527

0.14%

25,300

Palisades Investment Partners, LLC

$293,007

0.13%

23,273

WealthPlan Investment Management, LLC

$278,564

0.12%

17,443

PRICE T ROWE ASSOCIATES INC /MD/

$270,420

0.12%

21,479

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	21,479	$270,420	100.0%	Defined

MetLife Investment Management, LLC

$235,042

0.10%

18,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	18,669	$235,042	100.0%	Defined

Invesco Ltd.

$223,936

0.10%

17,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,978	$50,082	22.4%	Defined
Invesco Trust Co joint	11,421	$143,790	64.2%	Defined
Invesco Capital Management LLC	2,388	$30,064	13.4%	Defined

NOMURA HOLDINGS INC

$210,529

0.09%

16,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	16,722	$210,529	100.0%	Defined

CITADEL ADVISORS LLC

$202,699

0.09%

16,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,100	$202,699	100.0%	Defined

CITADEL ADVISORS LLC

$189,391

0.08%

15,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,043	$189,391	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$188,850

0.08%

15,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,000	$188,850	100.0%	Other

SkyOak Wealth, LLC

$188,850

0.08%

15,000

ROYAL BANK OF CANADA

$179,770

0.08%

14,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	866	$10,902	6.1%	Defined
RBC Capital Markets, LLC	13,338	$167,925	93.4%	Defined
RBC Trust Co (Delaware) Ltd	74	$931	0.5%	Defined
Held directly	1	$12	0.0%	Sole

NBC SECURITIES, INC.

$175,670

0.08%

11,000

CITIGROUP INC

$167,383

0.07%

13,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	13,295	$167,383	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$166,729

0.07%

13,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	13,243	$166,729	100.0%	Defined

JPMORGAN CHASE & CO

$162,887

0.07%

12,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	12,014	$151,255	92.9%	Defined
J.P. Morgan Investment Management Inc.	432	$5,438	3.3%	Defined
J.P. Morgan Securities LLC	375	$4,721	2.9%	Defined
55I, LLC	117	$1,473	0.9%	Other

TUDOR INVESTMENT CORP ET AL

$151,608

0.07%

12,042

MERCER GLOBAL ADVISORS INC /ADV

$140,743

0.06%

11,179

Vanguard Global Advisers, LLC

$133,869

0.06%

10,633

Schonfeld Strategic Advisors LLC

$131,137

0.06%

10,416

LPL Financial LLC

$128,858

0.06%

10,235

TWO SIGMA INVESTMENTS, LP

$126,579

0.06%

10,054

Police & Firemen's Retirement System of New Jersey

$110,729

0.05%

8,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	8,795	$110,729	100.0%	Defined

FMR LLC

$69,206

0.03%

5,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	5,492	$69,144	99.9%	Defined
STRATEGIC ADVISERS LLC	5	$62	0.1%	Defined

Private Wealth Advisors, LLC

$62,950

0.03%

5,000

NEW YORK STATE COMMON RETIREMENT FUND

$60,432

0.03%

4,800

OSAIC HOLDINGS, INC.

$60,255

0.03%

4,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	4,786	$60,255	100.0%	Defined

Persistent Asset Partners Ltd

$52,953

0.02%

4,206

Arax Advisory Partners

$51,883

0.02%

4,121

IFP Advisors, Inc

$48,133

0.02%

3,014

Ameritas Investment Partners, Inc.

$38,714

0.02%

3,075

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	3,075	$38,714	100.0%	Other

Legal & General Group Plc

$34,534

0.02%

2,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,743	$34,534	100.0%	Defined

Activest Wealth Management

$15,970

0.01%

1,000

Tripletail Wealth Management, LLC

$15,863

0.01%

1,260

Federation des caisses Desjardins du Quebec

$14,176

0.01%

1,126

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	126	$1,586	11.2%	Defined
Held directly	1,000	$12,590	88.8%	Defined

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Key facts CIK 872912 CUSIP 24661P807 13F (30d) 22 filings 22 filers Visit website Investor relations