ABEO · Abeona Therapeutics Inc. · Holdings

$4.45 +0.14 (+3.25%) At close · Oct 27 Q1 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$255.33M

57.18M

Volume · Oct 27 663.24K Avg daily vol (3M) 1.36M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ABEO: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 129

Total Value: $253,943,928

Total Shares: 41,173,371

Showing 1–100 of 136 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 127 13F filers

Top Holder

15.0%

of institutional value

Top 5

43.1%

of institutional value

Top 10

59.8%

of institutional value

HHI

532

Broadly held

Who Holds ABEO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 126 filers, like-for-like change -0.4%; actively managed books -2.6%; index-like books +6.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	58.7%	65	-1.6%	18	8
Exempt adviser	1.0%	4	+59.6%	3	1
Adviser	0.1%	1	+3.2%	0	0
Bank	9.9%	13	+9.4%	1	0
Broker-dealer	0.8%	2	+14.6%	0	0
Benefit plan	0.0%	1	-74.6%	0	0
Non-US	0.3%	6	+46.8%	2	0
Holding company	13.4%	7	+3.3%	0	0
Insurer	0.0%	0	—	0	0
Unknown	15.9%	27	-7.3%	5	3

Style	Share	Filers	Change	New	Exited
Index-like	27.2%	17	+6.2%	0	0
Systematic-like	4.1%	14	-0.5%	8	2
Concentrated	24.8%	18	+8.5%	7	1
Diversified active	43.9%	77	-8.1%	14	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	30.5%	61	+18.9%	11	2
Medium turnover	45.4%	33	-11.7%	5	5
High turnover	16.5%	24	+2.2%	12	5
Unknown	7.5%	8	+6.3%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	24.2%	16	+3.1%	5	2
Medium horizon	18.0%	19	-7.2%	4	2
Long horizon	34.5%	76	+24.2%	14	5
Unknown	23.3%	15	-21.5%	6	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	9.9%	20	-4.9%	8	0
$1B to $10B	43.3%	34	-13.7%	9	7
$10B to $100B	8.8%	23	+191.3%	9	3
$100B or more	38.0%	49	+3.2%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.6%	21	+230.5%	9	2
Pooled investment vehicles	36.7%	20	-12.5%	6	4
Registered funds and BDCs	11.0%	8	-2.2%	0	1
Pension and profit sharing plans	4.2%	2	new	2	0
Insurance companies	0.1%	2	+3.5%	0	0
Governments and sovereign funds	1.2%	3	+80.0%	0	0
Other investment advisers	0.0%	2	+1340.6%	1	0
Diversified	3.5%	6	-4.5%	0	1
Unknown	42.7%	62	+0.2%	11	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	37.8%	26	-9.8%	10	6
Private equity funds	0.1%	2	+90.4%	1	0
Real estate funds	0.0%	4	+24.4%	2	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	0.4%	6	-21.1%	0	1
Mixed private funds	0.1%	1	+167.6%	0	0
Private funds, type not stated	4.0%	2	-10.5%	0	0
No private funds	14.7%	26	+49.7%	8	2
Venture capital funds	2.5%	1	-26.1%	0	0
Unknown	40.3%	57	+0.5%	8	3

Location	Share	Filers	Change	New	Exited
United States	93.5%	109	-1.4%	25	10
Outside the US	6.5%	17	+16.7%	4	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

126 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.794% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.000%

Mar 31, 2026: 1

Crowding

38.6%

of shares outstanding, 91st percentile

Mar 31, 2026: 43.0%

Private-fund advisers

31.1%

of shares outstanding

Institutional ownership

69.1%

73.9% of the estimated free float

Top 10 holders

59.8%

of 13F shares, Herfindahl 0.050

Active holders

-2.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 7 13G (3 institutional, 4 passive, 0 exempt)

How long holders have held it value-weighted 7.9 quarters

Under 1 year 29.2% 1 to 3 years 45.8% 3 years or more 25.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.18

estimated per share

Mar 31, 2026: $5.13

Quarter-end price

$6.18

implied by 13F values

Estimated gain or loss

+19.3%

price against the estimated cost

Estimated at a loss

0.195%

of costed 13F value

Estimated cost covers 76.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ABEO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BNTC Benitec Biopharma Inc.	5	0.393
2	ZVRA Zevra Therapeutics, Inc.	5	0.278
3	SGMT Sagimet Biosciences Inc.	5	0.257
4	FULC Fulcrum Therapeutics, Inc.	4	0.252
5	SPRB Spruce Biosciences, Inc.	4	0.252
6	ELUT Elutia Inc.	3	0.250
7	ARTV Artiva Biotherapeutics, Inc.	4	0.229
8	DCTH Delcath Systems, Inc.	3	0.224
9	VSTM Verastem, Inc.	4	0.222
10	SABS SAB Biotherapeutics, Inc.	4	0.222

Shareholder Targets

13F filers that own its peers but not ABEO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BNTC, ZVRA, SGMT, FULC, SPRB, ELUT, ARTV, DCTH, VSTM, SABS, TELA, SEG, MSLE, PHAT, IMUX, UPB, KYTX, ARVN, KURA, GUTS. 494 filers in all.

#	Filer	In peers	Of book	Largest peers
1	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$216,088,577 3 held	1.90%	ARTV, BNTC, SABS
2	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$135,261,405 1 held	2.95%	PHAT
3	PERSHING SQUARE INC. Registered adviser, Concentrated	$133,632,548 1 held	0.690%	SEG
4	Woodline Partners LP Registered adviser, Systematic-like	$127,869,073 10 held	0.400%	ZVRA, SGMT, KYTX
5	BVF INC/IL Unknown, Concentrated	$123,737,669 3 held	3.45%	KURA, SGMT, IMUX
6	ARMISTICE CAPITAL, LLC Registered adviser, Diversified active	$90,414,100 3 held	2.50%	KURA, VSTM, ARVN
7	FRANKLIN RESOURCES INC Adviser, Diversified active	$88,518,912 9 held	0.020%	BNTC, PHAT, ARTV
8	Medicxi Ventures Management (Jersey) Ltd Exempt adviser, Unknown	$80,990,606 1 held	45.7%	PHAT
9	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$71,315,145 7 held	0.100%	BNTC, SABS, FULC
10	Caligan Partners LP Registered adviser, Concentrated	$67,237,383 3 held	3.24%	SABS, SGMT, ARTV

Fund Ownership of ABEO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.55% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.76%	+0.34 pp	1,578,905	49
Index ETFs	7.79%	+0.40 pp	4,455,279	18
Active ETFs	0.87%	-0.37 pp	495,200	4
Active funds	0.56%	-0.01 pp	321,789	20
Unclassified	0.06%	+0.06 pp	33,384	1
All registered funds	12.04%	+0.42 pp	6,884,557	92

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 67 Exempt adviser 4 Adviser 1 Bank 13 Broker-dealer 2 Benefit plan 1 Non-US 6 Holding company 7 Unknown 28

Showing 100 of 136

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Nantahala Capital Management, LLC

$31,743,508

12.50%

5,136,490

BlackRock, Inc.

$20,718,285

8.16%

3,352,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	6,930	$42,827	0.2%	Sole
BlackRock Investment Management, LLC	132,061	$816,136	3.9%	Sole
BLACKROCK ADVISORS LLC	88,570	$547,362	2.6%	Sole
BlackRock Fund Advisors	1,863,787	$11,518,203	55.6%	Sole
BlackRock Institutional Trust Company, N.A.	1,177,354	$7,276,047	35.1%	Sole
Aperio Group, LLC	83,772	$517,710	2.5%	Sole

Cable Car Capital, LP

$18,585,293

7.32%

3,007,329

AIGH Capital Management LLC

$18,459,660

7.27%

2,987,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Worth Venture Partners, LLC	727,100	$4,493,478	24.3%	Other
Held directly	2,259,900	$13,966,182	75.7%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$13,666,655

5.38%

2,211,433

OneDigital Investment Advisors LLC

$10,215,688

4.02%

1,653,024

AWM Investment Company, Inc.

$9,184,283

3.62%

1,486,130

GEODE CAPITAL MANAGEMENT, LLC

$7,793,536

3.07%

1,261,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	181,406	$1,121,089	14.4%	Defined
Held directly	1,079,684	$6,672,447	85.6%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$7,663,638

3.02%

1,240,071

GOLDMAN SACHS GROUP INC

$7,569,300

2.98%

1,224,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,105,245	$6,830,414	90.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	119,561	$738,886	9.8%	Defined

STATE STREET CORP

$6,428,609

2.53%

1,040,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,040,228	$6,428,609	100.0%	Defined

Nantahala Capital Management, LLC

$6,303,600

2.48%

1,020,000

Propel Bio Management, LLC

$6,075,372

2.39%

983,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Simplify Asset Management Inc.	983,070	$6,075,372	100.0%	Defined

NAN FUNG TRINITY (HK) LTD

$5,912,838

2.33%

956,770

Diametric Capital, LP

$4,666,029

1.84%

755,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	755,021	$4,666,029	100.0%	Defined

J. Goldman & Co LP

$4,191,109

1.65%

678,173

SILVERARC CAPITAL MANAGEMENT, LLC

$3,772,315

1.49%

610,407

Rubric Capital Management LP

$3,762,204

1.48%

608,771

Stonepine Capital Management, LLC

$3,444,015

1.36%

557,284

NORTHERN TRUST CORP

$3,415,252

1.34%

552,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	545,950	$3,373,970	98.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	6,680	$41,282	1.2%	Other

CITIGROUP INC

$3,388,493

1.33%

548,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	548,300	$3,388,493	100.0%	Defined

NATIONAL BANK OF CANADA /FI/

$3,090,000

1.22%

500,000

SUVRETTA CAPITAL MANAGEMENT, LLC

$3,090,000

1.22%

500,000

Knoll Capital Management, LLC

$3,000,482

1.18%

485,515

PANAGORA ASSET MANAGEMENT INC

$2,528,083

1.00%

409,075

BANK OF AMERICA CORP /DE/

$2,301,468

0.91%

372,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	359,669	$2,222,754	96.6%	Defined
BOFA SECURITIES, INC.	12,737	$78,714	3.4%	Defined

MORGAN STANLEY

$2,259,152

0.89%

365,559

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3,914	$24,188	1.1%	Defined
MORGAN STANLEY & CO. LLC	35,176	$217,387	9.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	84,284	$520,875	23.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	102,800	$635,304	28.1%	Defined
Morgan Stanley Bank, N.A.	51,262	$316,799	14.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	88,123	$544,599	24.1%	Defined

TUDOR INVESTMENT CORP ET AL

$2,229,744

0.88%

360,800

BARCLAYS PLC

$2,202,718

0.87%

356,427

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	354,759	$2,192,410	99.5%	Defined
BARCLAYS CAPITAL INC.	1,668	$10,308	0.5%	Defined

VANGUARD FIDUCIARY TRUST CO

$2,150,751

0.85%

348,018

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,802,415

0.71%

291,653

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,722,366

0.68%

278,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	278,700	$1,722,366	100.0%	Other

CITADEL ADVISORS LLC

$1,603,097

0.63%

259,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	67,404	$416,556	26.0%	Defined
Held directly	191,997	$1,186,541	74.0%	Defined

GROUP ONE TRADING LLC

$1,514,384

0.60%

245,046

Simplify Asset Management Inc.

$1,450,748

0.57%

276,333

UBS Group AG

$1,379,863

0.54%

223,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	23,408	$144,661	10.5%	Defined
UBS AG	171,971	$1,062,780	77.0%	Defined
UBS Switzerland AG	27,900	$172,422	12.5%	Defined

ExodusPoint Capital Management, LP

$1,312,168

0.52%

212,325

MILLENNIUM MANAGEMENT LLC

$1,306,050

0.51%

211,335

Bank of New York Mellon Corp

$1,262,238

0.50%

204,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	133,488	$824,955	65.4%	Defined
The Bank of New York Mellon	68,419	$422,829	33.5%	Defined
BNY Mellon, NA joint	2,335	$14,430	1.1%	Defined
Held directly	4	$24	0.0%	Defined

MARSHALL WACE, LLP

$1,204,030

0.47%

194,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	194,827	$1,204,030	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,201,249

0.47%

194,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	194,377	$1,201,249	100.0%	Other

Y-Intercept (Hong Kong) Ltd

$883,753

0.35%

168,334

FMR LLC

$855,910

0.34%

138,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	137,892	$852,172	99.6%	Defined
STRATEGIC ADVISERS LLC	605	$3,738	0.4%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$805,254

0.32%

130,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	130,300	$805,254	100.0%	Other

Headlands Technologies LLC

$773,056

0.30%

125,090

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$744,776

0.29%

120,514

CITADEL ADVISORS LLC

$698,958

0.28%

113,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	113,100	$698,958	100.0%	Defined

Palo Alto Investors LP

$672,785

0.26%

108,865

SEI INVESTMENTS CO

$652,360

0.26%

105,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	105,560	$652,360	100.0%	Sole

Gem Investment Advisors, LLC

$612,339

0.24%

99,084

Corient Private Wealth LLC

$555,631

0.22%

89,908

Nuveen, LLC

$510,628

0.20%

82,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	25,907	$160,105	31.4%	Defined
TEACHERS ADVISORS, LLC joint	56,719	$350,523	68.6%	Defined

Pale Fire Capital SE

$506,420

0.20%

81,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Barta Jan joint	81,945	$506,420	100.0%	Defined

CITADEL ADVISORS LLC

$506,142

0.20%

81,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	81,900	$506,142	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$498,954

0.20%

80,737

LPL Financial LLC

$431,333

0.17%

69,795

AQR CAPITAL MANAGEMENT LLC

$414,447

0.16%

67,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	2,800	$17,304	4.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	422	$2,607	0.6%	Other
Stokes Family Office, LLC	30	$185	0.0%	Other
Held directly	63,811	$394,351	95.2%	Defined

JANE STREET GROUP, LLC

$383,778

0.15%

62,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	62,100	$383,778	100.0%	Defined

Rangeley Capital, LLC

$359,058

0.14%

58,100

D. E. Shaw & Co., Inc.

$352,878

0.14%

57,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	20,100	$124,218	35.2%	Defined
D. E. Shaw Investment Management, L.L.C. joint	37,000	$228,660	64.8%	Defined

RHUMBLINE ADVISERS

$350,721

0.14%

56,751

PRELUDE CAPITAL MANAGEMENT, LLC

$345,696

0.14%

55,938

JPMORGAN CHASE & CO

$312,119

0.12%

50,505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	18,104	$111,882	35.8%	Defined
J.P. Morgan Investment Management Inc.	860	$5,314	1.7%	Defined
J.P. Morgan Securities LLC	31,539	$194,911	62.4%	Defined
J.P. Morgan Securities plc	2	$12	0.0%	Defined

ALLIANCEBERNSTEIN L.P.

$296,331

0.12%

47,950

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	47,950	$296,331	100.0%	Defined

DEUTSCHE BANK AG\

$293,908

0.12%

47,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	47,558	$293,908	100.0%	Defined

JANE STREET GROUP, LLC

$289,842

0.11%

46,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	46,900	$289,842	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$286,844

0.11%

46,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	46,415	$286,844	100.0%	Defined

HARBOR CAPITAL ADVISORS, INC.

$262,683

0.10%

50,035

WINTON GROUP Ltd

$255,852

0.10%

41,400

Main Street Research LLC

$238,016

0.09%

38,514

Jump Financial, LLC

$237,312

0.09%

38,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	38,400	$237,312	100.0%	Defined

WELLS FARGO & COMPANY/MN

$226,113

0.09%

36,588

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	36,517	$225,675	99.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	15	$92	0.0%	Defined
Wells Fargo Securities, LLC	56	$346	0.2%	Defined

DIMENSIONAL FUND ADVISORS LP

$212,412

0.08%

34,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	13,000	$80,340	37.8%	Defined
Held directly	21,371	$132,072	62.2%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$201,412

0.08%

32,591

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	32,591	$201,412	100.0%	Defined

Jain Global LLC

$178,509

0.07%

28,885

Russell Investments Group, Ltd.

$175,616

0.07%

28,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	28,417	$175,616	100.0%	Defined

STIFEL FINANCIAL CORP

$174,739

0.07%

28,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	28,275	$174,739	100.0%	Defined

WEALTH EFFECTS LLC

$162,487

0.06%

30,950

Persistent Asset Partners Ltd

$159,104

0.06%

25,745

Quantbot Technologies LP

$156,656

0.06%

25,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	25,349	$156,656	100.0%	Sole

Atom Investors LP

$153,696

0.06%

24,870

MetLife Investment Management, LLC

$153,053

0.06%

24,766

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	24,766	$153,053	100.0%	Defined

Riverwater Partners LLC

$150,198

0.06%

24,304

Invesco Ltd.

$146,613

0.06%

23,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	7,165	$44,279	30.2%	Defined
Invesco Trust Co joint	16,559	$102,334	69.8%	Defined

Creative Planning

$126,708

0.05%

20,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	703	$4,344	3.4%	Defined
Held directly	19,800	$122,364	96.6%	Sole

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$124,279

0.05%

20,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	20,110	$124,279	100.0%	Defined

NATIXIS

$121,319

0.05%

19,631

Vanguard Global Advisers, LLC

$114,997

0.05%

18,608

StoneX Group Inc.

$106,883

0.04%

17,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	17,295	$106,883	100.0%	Defined

Legato Capital Management LLC

$104,009

0.04%

16,830

SG Americas Securities, LLC

$80,432

0.03%

13,015

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$75,667

0.03%

12,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	12,244	$75,667	100.0%	Defined

Ethic Inc.

$70,105

0.03%

11,344

Police & Firemen's Retirement System of New Jersey

$68,010

0.03%

11,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	11,005	$68,010	100.0%	Defined

Aries Wealth Management

$65,625

0.03%

12,500

Kovack Advisors, Inc.

$65,260

0.03%

10,560

INTECH INVESTMENT MANAGEMENT LLC

$63,079

0.02%

10,207

TWO SIGMA SECURITIES, LLC

$62,893

0.02%

10,177

Truvestments Capital LLC

$60,403

0.02%

9,774

MAI Capital Management

$49,440

0.02%

8,000

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Key facts CIK 318306 CUSIP 00289Y206 13F (30d) 15 filings 15 filers Visit website Investor relations