Aries Wealth Management

Registered adviser

CIK

1729515

Location

PORTLAND, ME

Portfolio Value

Small $512,729,256

Diversification

Diversified

Filing Date

Global Rank

#3,800 / 8,818 ▼ 53 · as of Jun 2026

Top Industry

Consumer Electronics 11.5%

Period ended 28 days ago

Filed Oct 23, 2026 · 5d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 175477

Roster of Oct 1, 2026

Regulatory AUM

$658,598,502

Main clients

Individuals and high net worth (86% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$658,598,502	Individuals and high net worth (86%)
Apr 2025 to Mar 2026	$530,707,864	Individuals and high net worth (86%)
Apr 2024 to Mar 2025	$426,103,505	Individuals and high net worth (96%)
May 2023 to Mar 2024	$361,459,970	Individuals and high net worth (97%)
Mar 2023 to Apr 2023	$361,459,970	Individuals and high net worth (97%)
Mar 2022 to Feb 2023	$367,462,622	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 55.3%, 17.5 effective positions, active share 58.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

5.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.3 quarters (12+), a floor since 21.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 58.0%; sector active share 39.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

244 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

15.4%

−0.1 pts

Top 5

43.1%

+0.3 pts

Top 10

55.4%

+0.1 pts

HHI

569

Diversified−3

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	52.0%	$266,365,927	84
Technology	14.0%	$71,975,085	28
Healthcare	6.6%	$34,007,733	26
Industrials	6.6%	$34,007,005	29
Financial Services	5.2%	$26,878,798	28
Communication Services	4.5%	$23,314,678	6
Consumer Cyclical	4.3%	$22,008,820	14
Consumer Defensive	3.5%	$17,805,787	12
Energy	2.2%	$11,191,867	7
Basic Materials	0.7%	$3,511,909	7
Utilities	0.3%	$1,661,647	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GDLC	Grayscale CoinDesk Crypto 5 ETF	+12,755	58,835	$2,256,910
CPSH	Cps Technologies Corp	+11,000	64,900	$242,726
MNST	Monster Beverage Corp	+9,700	19,400	$807,428
EFA	iShares MSCI EAFE ETF	+6,812	216,247	$22,465,900
EEM	iShares MSCI Emerging Markets ETF	+6,452	208,948	$13,955,636
NFLX	Netflix Inc	+4,740	16,810	$1,169,639
ACWX	iShares MSCI ACWI ex U.S. ETF	+3,377	18,813	$1,422,639
ETH	Grayscale Ethereum Staking Mini ETF	+3,310	103,707	$2,643,491
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+2,459	39,548	$1,946,552
VUG	VANGUARD GROWTH INDEX FUND	+2,097	262,881	$23,688,206
VSTM	Verastem, Inc.	+2,000	32,833	$264,305
TAN	Invesco Ltd.	+1,725	8,900	$0
CRWD	CrowdStrike Holdings, Inc.	+1,594	2,094	$554,386
GDX	VanEck Gold Miners ETF	+1,542	40,151	$3,525,257
VTV	VANGUARD VALUE INDEX FUND	+1,477	48,825	$10,550,106
NVDA	Nvidia Corp	+1,390	9,676	$2,209,804
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	+1,200	13,700	$1,189,160
SHY	iShares 1-3 Year Treasury Bond ETF	+1,154	68,299	$5,545,878
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+1,016	43,922	$2,605,013
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+929	53,979	$4,227,095
VB	Vanguard Index Funds	+781	67,418	$19,179,746
BABA	Alibaba Group Holding Ltd	+640	3,915	$421,019
—		+550	8,560	$0
AVGO	Broadcom Inc.	+545	4,647	$1,631,979
SPY	Spdr S&P 500 ETF Trust	+384	26,885	$20,503,307
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PXH	Invesco RAFI Emerging Markets ETF	−5,701	209,863	$6,100,717
JMST	JPMorgan Ultra-Short Municipal Income ETF	−5,375	21,980	$1,111,308
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	−4,774	118,811	$3,664,131
FBTC	Fidelity Wise Origin Bitcoin Fund	−4,480	14,616	$1,061,706
WMT	Walmart Inc.	−4,102	50,242	$5,221,148
EASG	DBX ETF Trust	−3,345	5,840	$0
ABT	Abbott Laboratories	−2,828	15,453	$1,527,219
SUSL	iShares ESG MSCI USA Leaders ETF	−2,485	3,566	$485,999
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−2,439	46,076	$6,749,212
XOM	ExxonMobil Holdings Corp	−1,828	39,584	$6,442,296
MRSH	Marsh & Mclennan Companies, Inc.	−1,735	1,978	$337,703
PXF	Invesco RAFI Developed Markets ex-U.S. ETF	−1,380	20,936	$1,595,951
SGOV	iShares 0-3 Month Treasury Bond ETF	−1,260	140,695	$14,165,172
AAPL	Apple Inc.	−1,222	85,115	$28,344,997
ITW	Illinois Tool Works Inc	−1,200	4,876	$1,254,497
VEU	Vanguard International Equity Index Funds	−1,140	18,407	$1,527,228
BMY	Bristol Myers Squibb Co	−1,000	9,794	$611,145
LDEM	iShares ESG MSCI EM Leaders ETF	−1,000	3,630	$219,596
CAT	Caterpillar Inc	−963	16,562	$13,428,303
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−940	47,221	$4,591,770
BTC	Grayscale Bitcoin Mini Trust ETF	−736	63,806	$2,357,631
PG	PROCTER & GAMBLE Co	−721	19,367	$2,813,637
CL	Colgate Palmolive Co	−668	12,991	$1,108,392
AXSM	Axsome Therapeutics, Inc.	−500	3,500	$645,365
PANW	Palo Alto Networks Inc	−500	900	$357,579
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
AIPO	Tidal Trust II	45,053	$1,270,494
SPCX	Space Exploration Technologies Corp	4,906	$740,119
MRNA	Moderna, Inc.	2,000	$385,140
HECA	Hedgeye Capital Allocation ETF	8,610	$234,192
COIN	Coinbase Global, Inc.	1,137	$211,948
COR	Cencora, Inc.	700	$210,175
SLB	Slb Limited	4,249	$207,011
HLT	Hilton Worldwide Holdings Inc.	650	$206,778
CRCL	Circle Internet Group, Inc.	2,510	$206,246
ICSH	iShares Ultra Short Duration Bond Active ETF	4,000	$201,600
DLY	DoubleLine Yield Opportunities Fund	10,100	$135,037
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
WMB	Williams Companies, Inc.	4,837	$359,582
BWXT	BWX Technologies, Inc.	1,422	$276,792
CVS	CVS HEALTH Corp	2,170	$224,486
DAL	Delta Air Lines, Inc.	2,347	$219,820
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	1,153	$213,570
TTMI	Ttm Technologies Inc	1,128	$210,958
WTAI	WisdomTree Artificial Intelligence and Innovation Fund	4,362	$207,064
ABTC	American Bitcoin Corp.	20,000	$13,620
CGC	Canopy Growth Corp	10,020	$9,519
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

244 tracked positions · $512,729,256 total · filing declares 245 positions · $519,274,374 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 244 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	85,115	-1,222	$28,344,997	+13.5%	5.53%
VUG	VANGUARD GROWTH INDEX FUND	Added	262,881	+2,097	$23,688,206	+5.4%	4.62%
EFA	iShares MSCI EAFE ETF	Added	216,247	+6,812	$22,465,900	+3.3%	4.38%
SPY	Spdr S&P 500 ETF Trust	Added	26,885	+384	$20,503,307	+3.6%	4.00%
VB	Vanguard Index Funds	Added	67,418	+781	$19,179,746	−5.0%	3.74%
MSFT	Microsoft Corp Technology	Added	35,601	+48	$18,259,752	+37.7%	3.56%
VO	VANGUARD MID-CAP INDEX FUND	Added	195,314	+293	$15,316,523	−2.5%	2.99%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	140,695	-1,260	$14,165,172	−0.9%	2.76%
EEM	iShares MSCI Emerging Markets ETF	Added	208,948	+6,452	$13,955,636	+0.7%	2.72%
CAT	Caterpillar Inc Industrials	Reduced	16,562	-963	$13,428,303	−28.0%	2.62%
GOOGL	Alphabet Inc. Communication Services	Added	32,871	+130	$11,310,253	−3.3%	2.21%
AMZN	Amazon Com Inc Consumer Cyclical	Added	43,785	+358	$10,909,032	+5.4%	2.13%
VTV	VANGUARD VALUE INDEX FUND	Added	48,825	+1,477	$10,550,106	+2.2%	2.06%
META	Meta Platforms, Inc. Communication Services	Reduced	10,909	-51	$7,910,988	+28.1%	1.54%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	20,054	+17	$7,505,008	+1.2%	1.46%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	46,076	-2,439	$6,749,212	−8.6%	1.32%
JNJ	Johnson & Johnson Healthcare	Reduced	25,384	-52	$6,720,160	+4.0%	1.31%
IWV	iShares Russell 3000 ETF	Held	15,294	0	$6,601,808	+1.2%	1.29%
XOM	ExxonMobil Holdings Corp Energy	Reduced	39,584	-1,828	$6,442,296	+13.8%	1.26%
PXH	Invesco RAFI Emerging Markets ETF	Reduced	209,863	-5,701	$6,100,717	+1.5%	1.19%
JPM	Jpmorgan Chase & Co Financial Services	Added	17,495	+123	$5,787,870	+1.8%	1.13%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	68,299	+1,154	$5,545,878	+0.6%	1.08%
GLD	Spdr Gold Trust	Added	14,420	+290	$5,491,712	+5.5%	1.07%
QUAL	iShares MSCI USA Quality Factor ETF	Held	23,584	0	$5,241,308	+1.3%	1.02%
WMT	Walmart Inc. Consumer Defensive	Reduced	50,242	-4,102	$5,221,148	−15.2%	1.02%
V	Visa Inc. Financial Services	Added	13,130	+109	$4,718,002	+5.6%	0.92%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Reduced	47,221	-940	$4,591,770	−0.3%	0.90%
LLY	ELI LILLY & Co Healthcare	Reduced	3,889	-243	$4,499,884	−9.2%	0.88%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	53,979	+929	$4,227,095	−3.6%	0.82%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	14,715	-105	$4,186,270	−19.9%	0.82%
MRK	Merck & Co., Inc. Healthcare	Reduced	25,457	-57	$3,699,156	+12.8%	0.72%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Reduced	118,811	-4,774	$3,664,131	−3.9%	0.71%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	4,020	-5	$3,659,566	−2.8%	0.71%
GDX	VanEck Gold Miners ETF	Added	40,151	+1,542	$3,525,257	+21.0%	0.69%
ACWI	iShares MSCI ACWI ETF	Reduced	22,105	-200	$3,509,610	+0.2%	0.68%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	4,821	+73	$3,254,416	+36.7%	0.63%
ABBV	AbbVie Inc. Healthcare	Reduced	11,718	-12	$3,065,311	+3.8%	0.60%
QQQ	Invesco Qqq Trust, Series 1	Added	4,019	+181	$2,973,135	+5.2%	0.58%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	31,047	-2	$2,935,183	−4.5%	0.57%
USMV	iShares MSCI USA Min Vol Factor ETF	Held	28,880	0	$2,814,067	+1.0%	0.55%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	19,367	-721	$2,813,637	−4.5%	0.55%
VOO	VANGUARD 500 INDEX FUND	Reduced	3,884	-94	$2,722,140	−0.4%	0.53%
ETH	Grayscale Ethereum Staking Mini ETF	Added	103,707	+3,310	$2,643,491	+75.2%	0.52%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	43,922	+1,016	$2,605,013	+1.7%	0.51%
IBM	International Business Machines Corp Technology	Held	11,537	0	$2,537,332	−21.8%	0.49%
WM	Waste Management Inc Industrials	Added	12,435	+86	$2,535,745	−7.9%	0.49%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	49,369	+100	$2,529,173	−2.1%	0.49%
KOD	Kodiak Sciences Inc. Healthcare	Held	25,000	0	$2,370,000	+143.3%	0.46%
CB	Chubb Ltd Financial Services	Reduced	7,275	-123	$2,366,193	−6.1%	0.46%
BTC	Grayscale Bitcoin Mini Trust ETF	Reduced	63,806	-736	$2,357,631	+40.8%	0.46%

Showing the top 50 of 244 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.