FT · Franklin Universal Trust
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-10-23 | Davis Bjorn |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
10,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
10,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
25,000,000 |
| 2023-06-01 | De Oliveira Marc |
Secretary/Chief Legal Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | Kymn Alexander |
VP & Assistant Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | Gormel Tara E. |
VP & Assistant Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | Debevec Christine M. |
VP & Assistant Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | Hoyt George P. |
Secretary/Chief Legal Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | Goldblat Harris |
VP & Assistant Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | Becker Ted P |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-07 | LUTTIG J MICHAEL |
Insider |
Buy↑
|
Shares of beneficial interest
|
1,193 |
| 2022-01-01 | Kings Christopher |
CFO, CAO and Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2021-10-06 | White Jeffrey |
Interim CFO, CAO and Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2021-07-30 | Kerr Susan |
VP - AML Compliance |
Other↑
|
No Securities Owned
|
0 |
| 2021-05-10 | Williams Valerie |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-12-31 | Kubilis Robert |
CFO, CAO and Treasurer |
Other↑
|
No Securities Owned
|
0 |