FT · Franklin Universal Trust · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
5,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
10,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
10,000,000 |
| 2023-09-15 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — 3.91% Senior Fixed Rate Notes Due September 15, 2023 (Indirect)
These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
3.91% Senior Fixed Rate Notes Due September 15, 2023
(I)
|
25,000,000 |
| 2022-02-07 | LUTTIG J MICHAEL |
Insider |
Buy↑
|
Shares of beneficial interest
|
1,193 |