GRCE
Grace Therapeutics, Inc.Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-01-08 | Kottayil George |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
25% of this option vests on the date of grant and the remaining 75% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2026, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2026-01-08 | NEUGEBOREN EDWARD |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
25% of this option vests on the date of grant and the remaining 75% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2026, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2026-01-08 | Kavuru Vimal |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
25% of this option vests on the date of grant and the remaining 75% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2026, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2026-01-08 | DAVIS A BRIAN |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
25% of this option vests on the date of grant and the remaining 75% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2026, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2025-05-09 | Kottayil George |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of this option vests on the date of grant and the remaining 50% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2025, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2025-05-09 | Kavuru Vimal |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of this option vests on the date of grant and the remaining 50% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2025, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2025-05-09 | DAVIS A BRIAN |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of this option vests on the date of grant and the remaining 50% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2025, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2025-05-09 | NEUGEBOREN EDWARD |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of this option vests on the date of grant and the remaining 50% vests in substantially equal monthly installments on the 30th day of each month until September 30, 2025, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
10,000 |
| 2025-04-14 | D'Andrea Carrie |
VP Clinical Operations |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests quarterly in substantially equal installments over a 3-year period, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
30,000 |
| 2025-04-14 | DelAversano Robert J |
Principal Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests quarterly in substantially equal installments over a 3-year period, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
20,130 |
| 2025-04-14 | Kumar Amresh |
VP Program Management |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests quarterly in substantially equal installments over a 3-year period, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
30,000 |
| 2025-04-14 | Macdonald R. Loch |
Chief Medical Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests quarterly in substantially equal installments over a 3-year period, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
40,000 |
| 2025-04-14 | Kohli Prashant |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests quarterly in substantially equal installments over a 3-year period, subject to the Reporting Person's continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
225,400 |
| 2024-05-06 | Macdonald R. Loch |
Chief Medical Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 05/06/2024 under the Acasti Pharma Stock Option Plan, which vest quarterly in equal installments over a 36-month period. |
Stock Options (Right to Buy)
|
25,380 |
| 2024-05-06 | D'Andrea Carrie |
VP Clinical Operations |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This amendment to Form 4 is being filed to amend the signature block in the original Form 4, filed on May 8, 2024, to reflect the correct signatory. Stock options granted on 05/06/2024 under the Acasti Pharma Stock Option Plan, which vest quarterly in equal installments over a 36-month period. |
Stock Options (Right to Buy)
|
19,740 |
| 2024-05-06 | DelAversano Robert J |
Principal Financial Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 05/06/2024 under the Acasti Pharma Stock Option Plan, which vest quarterly in equal installments over a 36-month period. |
Stock Options (Right to Buy)
|
4,500 |
| 2024-05-06 | Kohli Prashant |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 05/06/2024 under the Acasti Pharma Stock Option Plan, which vest quarterly in equal installments over a 36-month period. |
Stock Options (Right to Buy)
|
128,770 |
| 2024-05-06 | Kumar Amresh |
VP Program Management |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This amendment to Form 4 is being filed to amend the signature block in the original Form 4, filed on May 8, 2024, to reflect the correct signatory. Stock options granted on 05/06/2024 under the Acasti Pharma Stock Option Plan, which vest quarterly in equal installments over a 36-month period. |
Stock Options (Right to Buy)
|
19,740 |
| 2023-12-19 | DAVIS A BRIAN |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 12/19/2023 under the Acasti Pharma Stock Option Plan, which 10,000 shares vest in equal monthly installments over a period of 12 months (provided that 3/12 of the options shall be deemed to have vested upon the date of grant), and 12,500 shares vest in equal quarterly installments over a period of 18 months (Provided that 1/6 of the options shall be deemed to have vested upon the date of grant). |
Stock Options (Right to Buy)
|
22,500 |
| 2023-12-19 | Kavuru Vimal |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 12/19/2023 under the Acasti Pharma Stock Option Plan, which vest in equal monthly installments over a period of 12 months, provided that 3/12 of the options shall be deemed to have vested upon the date of grant. |
Stock Options (Right to Buy)
|
10,000 |
| 2023-12-19 | Kohli Prashant |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 12/19/2023 under the Acasti Pharma Stock Option Plan, which fully vested upon grant. |
Stock Options (Right to Buy)
|
41,668 |
| 2023-12-19 | NEUGEBOREN EDWARD |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 12/19/2023 under the Acasti Pharma Stock Option Plan, which 10,000 shares vest in equal monthly installments over a period of 12 months (provided that 3/12 of the options shall be deemed to have vested upon the date of grant), and 12,500 shares vest in equal quarterly installments over a period of 18 months (Provided that 1/6 of the options shall be deemed to have vested upon the date of grant). |
Stock Options (Right to Buy)
|
22,500 |
| 2023-12-19 | Kottayil George |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 12/19/2023 under the Acasti Pharma Stock Option Plan, which 10,000 shares vest in equal monthly installments over a period of 12 months (provided that 3/12 of the options shall be deemed to have vested upon the date of grant), and 12,500 shares vest in equal quarterly installments over a period of 18 months (Provided that 1/6 of the options shall be deemed to have vested upon the date of grant). |
Stock Options (Right to Buy)
|
22,500 |
| 2023-10-10 | DAVIS A BRIAN |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-09-25 | Kavuru Vimal |
Director |
Buy↑
Filing footnotes — Common Warrants (right to buy) (Indirect)
The Common Warrants reported herein contain an exercise limitation prohibiting the holder from exercising the Common Warrants until such time as the holder and certain other related parties, would not beneficially own after any such exercise more than 19.99% of the then issued and outstanding common shares of the Company (the "Blocker"). Due to the Blocker, the Common Warrants beneficially owned indirectly by the holder are only currently partially exercisable. The Common Warrants will expire on the earlier of (i) the 60th day after the date of the acceptance by the U.S. Food and Drug Administration of a New Drug Application for the Company's product candidate GTX-104 or (ii) September 25, 2028. These securities are held directly by Shore Pharma LLC, of which Vimal Kavuru is the sole member. |
Common Warrants (right to buy)
(I)
|
422,732 |
| 2023-09-25 | Kavuru Vimal |
Director |
Buy↑
Filing footnotes — Common Shares (Indirect)
These indirect holdings have been adjusted to give effect to the Company's 1-for-6 reverse stock split, effective July 10, 2023. These securities are held directly by Shore Pharma LLC, of which Vimal Kavuru is the sole member. |
Common Shares
(I)
|
676,371 |
| 2023-08-31 | Olds Donald |
Director |
Buy↑
|
Common Shares
|
381 |
| 2023-07-14 | Kohli Prashant |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 07/14/2023 under the Acasti Pharma Stock Option Plan, which vest and become exercisable in equal quarterly installments over a period of 36 months. |
Stock Options (Right to Buy)
|
208,334 |
| 2023-07-14 | Macdonald R. Loch |
Chief Medical Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 07/14/2023 under the Acasti Pharma Stock Option Plan, which vest and become exercisable in equal quarterly installments over a period of 36 months. |
Stock Options (Right to Buy)
|
60,000 |
| 2023-07-14 | Olds Donald |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 07/14/2023 under the Acasti Pharma Stock Option Plan, which vest and become exercisable in equal monthly installments over a period of 12 months. |
Stock Options (Right to Buy)
|
12,500 |
| 2023-07-14 | Kumar Amresh |
VP Program Management |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 07/14/2023 under the Acasti Pharma Stock Option Plan, which vest and become exercisable in equal quarterly installments over a period of 36 months. |
Stock Options (Right to Buy)
|
42,000 |
| 2023-07-14 | Derby Michael |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 07/14/2023 under the Acasti Pharma Stock Option Plan, which vest and become exercisable in equal monthly installments over a period of 12 months. |
Stock Options (Right to Buy)
|
12,500 |
| 2023-07-14 | D'Andrea Carrie |
VP Clinical Operations |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 07/14/2023 under the Acasti Pharma Stock Option Plan, which vest and become exercisable in equal quarterly installments over a period of 36 months. |
Stock Options (Right to Buy)
|
42,000 |
| 2023-07-14 | Kavuru Vimal |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Stock options granted on 07/14/2023 under the Acasti Pharma Stock Option Plan, which vest and become exercisable in equal monthly installments over a period of 12 months. |
Stock Options (Right to Buy)
|
12,500 |
| 2023-05-08 | D'Andrea Carrie |
VP Clinical Operations |
Other↑
|
No Securities Owned
|
0 |
| 2023-05-08 | Macdonald R. Loch |
Chief Medical Officer |
Other↑
|
No Securities Owned
|
0 |
| 2022-09-28 | Canan John |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$0.80 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7321 on the date of grant. Stock options granted on 09/28/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
45,000 |
| 2022-09-28 | Derby Michael |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$0.80 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7321 on the date of grant. Stock options granted on 09/28/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
85,000 |
| 2022-09-28 | Kavuru Vimal |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$0.80 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7321 on the date of grant. Stock options granted on 09/28/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
45,000 |
| 2022-09-28 | Olds Donald |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$0.80 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7321 on the date of grant. Stock options granted on 09/28/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
45,000 |
| 2022-06-22 | Lemieux Pierre |
COO, Canada & CSO |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$1.15 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7727 on the date of grant. Stock options granted on 06/22/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
165,000 |
| 2022-06-22 | D'Alvise Janelle |
Director, PRESIDENT & CEO |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$1.15 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7727 on the date of grant. Stock options granted on 06/22/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
560,000 |
| 2022-06-22 | Kottayil George |
Director |
Award↑
Filing footnotes — 06/22/2022 (Direct)
Based on conversion of exercise price of C$1.15 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7727 on the date of grant. Stock options granted on 06/22/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
06/22/2022
|
50,000 |
| 2022-06-22 | Ford Brian D. |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$1.15 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7727 on the date of grant. Stock options granted on 06/22/2022 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
165,000 |
| 2022-03-24 | Derby Michael |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-12 | Ford Brian D. |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant. Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
287,900 |
| 2021-11-12 | Lemieux Pierre |
COO, Canada & CSO |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant. Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
287,900 |
| 2021-11-12 | D'Alvise Janelle |
Director, PRESIDENT & CEO |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant. Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable evenly and on a quarterly basis over 36 months. |
Stock Options (Right to Buy)
|
655,500 |
| 2021-11-12 | Carter Roderick Noel |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant. Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable with respect to 25% of the shares every three months. |
Stock Options (Right to Buy)
|
42,100 |
| 2021-11-12 | Kavuru Vimal |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant. Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable with respect to 25% of the shares every three months. |
Stock Options (Right to Buy)
|
42,100 |