ICU · SeaStar Medical Holding Corp
Substantial doubt about the company's ability to continue as a going concern.
“The Company does *not* believe that its cash on hand will be sufficient to enable it to fund its operations, including clinical trial expenses and capital expenditure requirements for at least *12* months from the issuance of these unaudited condensed consolidated financial statements. The Company believes that these conditions raise substantial doubt about its ability to continue as a going concern.”View the 10-Q filed May 13, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Chung Kevin |
Chief Medical Officer |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents a restricted stock unit award ("RSU"). The RSU will vest in three equal installment on July 1, 2026, November 1, 2026, and March 1, 2027. |
Common Stock, par value $0.0001
|
7,202 |
| 2026-07-01 | Van Heel Kenneth |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represent a restricted stock unit award ("RSU"). The RSUs will vest in full on July 1, 2027. |
Common Stock, par value $0.0001
|
4,000 |
| 2026-07-01 | Neuman John |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represent a restricted stock unit award ("RSU"). The RSUs will vest in full on July 1, 2027. |
Common Stock, par value $0.0001
|
4,000 |
| 2026-07-01 | Vincent Bernadette N |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represent a restricted stock unit award ("RSU"). The RSUs will vest in full on July 1, 2027. |
Common Stock, par value $0.0001
|
4,000 |
| 2026-07-01 | Baird Jennifer A |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represent a restricted stock unit award ("RSU"). The RSUs will vest in full on July 1, 2027. |
Common Stock, par value $0.0001
|
4,000 |
| 2026-07-01 | Schlorff Eric |
Chief Executive Officer |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents a restricted stock unit award ("RSU"). The RSU will vest in three equal installment on July 1, 2026, November 1, 2026, and March 1, 2027. |
Common Stock, par value $0.0001
|
10,288 |
| 2026-02-06 | Van Heel Kenneth |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents a RSU award. The RSUs will vest in full on February 6, 2027. |
Common Stock, par value $0.0001
|
3,000 |
| 2026-02-06 | Vincent Bernadette N |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents a RSU award. The RSUs will vest in full on February 6, 2027. |
Common Stock, par value $0.0001
|
3,000 |
| 2026-02-06 | Baird Jennifer A |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents a RSU award. The RSUs will vest in full on February 6, 2027. |
Common Stock, par value $0.0001
|
3,000 |
| 2026-02-06 | Schlorff Eric |
Chief Executive Officer |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents an RSU award. The RSU award vests in equal installments on the first, second and third anniversaries of February 6, 2026 |
Common Stock, par value $0.0001
|
30,000 |
| 2026-02-06 | Chung Kevin |
Chief Medical Officer |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents an RSU award. The RSU award vests in equal installments on the first, second and third anniversaries of February 6, 2026 |
Common Stock, par value $0.0001
|
15,000 |
| 2026-02-06 | Neuman John |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents a RSU award. The RSUs will vest in full on February 6, 2027. |
Common Stock, par value $0.0001
|
3,000 |
| 2026-02-06 | Towne Bradford K |
Principal Accounting Officer |
Award↑
Filing footnotes — Common Stock, par value $0.0001 (Direct)
Represents an RSU award. The RSU award vests in equal installments on the first, second and third anniversaries of February 6, 2026 |
Common Stock, par value $0.0001
|
7,500 |
| 2025-12-19 | Baird Jennifer A |
Director |
Buy↑
|
Common Stock
|
4,200 |
| 2025-12-09 | Messinger Michael |
Chief Financial Officer |
Buy↑
|
Common Stock
|
14,500 |
| 2025-08-27 | Van Heel Kenneth |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
The price reported in Row 2, Column 4 is a weighted average price of $0.8565. These shares were purchased in multiple transactions at prices ranging from $0.8531 to $0.8599 inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Common Stock, par value $0.0001 per share
|
10,000 |
| 2025-08-26 | Van Heel Kenneth |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
The price reported in Row 1, Column 4 is a weighted average price of $0.8899. These shares were purchased in multiple transactions at prices ranging from $0.885 to $0.89 inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Common Stock, par value $0.0001 per share
|
25,000 |
| 2025-08-22 | Chung Kevin |
Chief Medical Officer |
Buy↑
|
Common Stock, par value $0.0001 per share
|
10,000 |
| 2025-07-10 | Baird Jennifer A |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on July 3, 2026. |
Common Stock, par value $0.0001 per share
|
4,000 |
| 2025-07-10 | Neuman John |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
Represents a RSU award. The RSUs will vest in full on July 3, 2026. The total includes 5,333 shares underlying RSUs that were previously reported in Table II. |
Common Stock, par value $0.0001 per share
|
4,000 |
| 2025-07-10 | Van Heel Kenneth |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
Represents a RSU award. The RSUs will vest in full on July 3, 2026. |
Common Stock, par value $0.0001 per share
|
4,000 |
| 2025-07-10 | Vincent Bernadette N |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
Represents a RSU award. The RSUs will vest in full on July 3, 2026. The total includes 5,333 shares underlying RSUs that were previously reported in Table II. |
Common Stock, par value $0.0001 per share
|
4,000 |
| 2025-07-01 | Schlorff Eric |
Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. As previously reported, on November 15, 2024, the reporting person was granted 65,000 RSUs, vesting in three approximately equal annual installments on the first, second and third anniversaries of July 1, 2024. The total does not include 43,333 shares underlying RSUs that are now reported in Table I. |
Restricted Stock Unit
|
21,667 |
| 2025-07-01 | Chung Kevin |
Chief Medical Officer |
Convert↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
This Form 4 is being filed to report the vesting of certain restricted stock unit ("RSU") awards and the moving of unvested RSU awards previously reported in Table II to Table I. Reflects RSUs that upon vesting converted into shares of ICU common stock. The total includes 25,000 shares underlying RSUs that were previously reported in Table II. Reflects a reduction by one share to correct a previous rounding error. |
Common Stock, par value $0.0001 per share
|
5,000 |
| 2025-07-01 | Chung Kevin |
Chief Medical Officer |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. As previously reported, on November 15, 2024, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments on the first, second and third anniversaries of July 1, 2024. The total does not include 25,000 shares underlying RSUs that are now reported in Table I. |
Restricted Stock Unit
|
5,000 |
| 2025-07-01 | Schlorff Eric |
Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
This Form 4 is being filed to report the vesting of certain restricted stock unit ("RSU") awards and the moving of unvested RSU awards previously reported in Table II to Table I. Reflects RSUs that upon vesting converted into shares of ICU common stock. The total includes 43,333 shares underlying RSUs that were previously reported in Table II. On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-25 reverse split. |
Common Stock, par value $0.0001 per share
|
21,667 |
| 2025-06-30 | Baird Jennifer A |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
The total includes 5,333 shares underlying RSUs that were previously reported in Table II. |
Common Stock, par value $0.0001 per share
|
10,000 |
| 2025-06-24 | Neuman John |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
The price reported in Column 4 is a weighted average price of $0.3599. These shares were purchased in multiple transactions at prices ranging from $0.359 to $0.36, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Common Stock, par value $0.0001 per share
|
40,000 |
| 2025-06-04 | Neuman John |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. As previously reported, on November 13, 2024, the reporting person was granted 8,000 RSUs, vesting in three approximately equal annual installments on the first, second and third anniversaries of June 4, 2024. The total does not include 5,333 shares underlying RSUs that are now reported in Table I. |
Restricted Stock Unit
|
2,667 |
| 2025-06-04 | Van Heel Kenneth |
Director |
Convert↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
This Form 4 is being filed to report the granting and vesting of certain restricted stock unit ("RSU") awards. Reflects RSUs that upon vesting converted into shares of ICU common stock. On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-25 reverse split. |
Common Stock, par value $0.0001 per share
|
4,000 |
| 2025-06-04 | Baird Jennifer A |
Director |
Convert↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
This Form 4 is being filed to report the vesting of certain restricted stock unit ("RSU") awards, the moving of unvested RSU awards previously reported in Table II to Table I and the open market purchase of shares of Common Stock. Reflects RSUs that upon vesting converted into shares of ICU common stock. The total includes 5,333 shares underlying RSUs that were previously reported in Table II. |
Common Stock, par value $0.0001 per share
|
2,667 |
| 2025-06-04 | Van Heel Kenneth |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. As previously reported, on November 13, 2024, the reporting person was granted 4,000 RSUs, which vested in full on June 4, 2025. |
Restricted Stock Unit
|
4,000 |
| 2025-06-04 | Vincent Bernadette N |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. As previously reported, on November 13, 2024, the reporting person was granted 8,000 RSUs, vesting in three approximately equal annual installments on the first, second and third anniversaries of June 4, 2024. The total does not include 5,333 shares underlying RSUs that are now reported in Table I. |
Restricted Stock Unit
|
2,667 |
| 2025-06-04 | Baird Jennifer A |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. As previously reported, on November 13, 2024, the reporting person was granted 8,000 RSUs, vesting in three approximately equal annual installments on the first, second and third anniversaries of June 4, 2024. The total does not include 5,333 shares underlying RSUs that are now reported in Table I. |
Restricted Stock Unit
|
2,667 |
| 2025-06-04 | Neuman John |
Director |
Convert↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
This Form 4 is being filed to report the granting and vesting of certain restricted stock unit ("RSU") awards and the moving of unvested RSU awards previously reported in Table II to Table I. Reflects RSUs that upon vesting converted into shares of ICU common stock. The total includes 5,333 shares underlying RSUs that were previously reported in Table II. |
Common Stock, par value $0.0001 per share
|
2,667 |
| 2025-06-04 | Vincent Bernadette N |
Director |
Convert↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
This Form 4 is being filed to report the granting and vesting of certain restricted stock unit ("RSU") awards and the moving of unvested RSU awards previously reported in Table II to Table I. Reflects RSUs that upon vesting converted into shares of ICU common stock. The total includes 5,333 shares underlying RSUs that were previously reported in Table II. |
Common Stock, par value $0.0001 per share
|
2,667 |
| 2025-05-20 | Baird Jennifer A |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
The price reported in Column 4 is a weighted average price of $1.2815. These shares were purchased in multiple transactions at prices ranging from $1.27 to $1.29, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Common Stock, par value $0.0001 per share
|
10,000 |
| 2025-05-20 | Chung Kevin |
Chief Medical Officer |
Buy↑
|
Common Stock, par value $0.0001 per share
|
4,500 |
| 2025-04-01 | Green David A |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of April 1, 2025. |
Restricted Stock Unit
|
15,000 |
| 2025-04-01 | Chung Kevin |
Chief Medical Officer |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of April 1, 2025. |
Restricted Stock Unit
|
15,000 |
| 2024-12-11 | Neuman John |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
4. The price reported in Column 4 is a weighted average price of $2.0405. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.06, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Common Stock, par value $0.0001 per share
|
10,000 |
| 2024-11-18 | Chung Kevin |
Chief Medical Officer |
Buy↑
|
Common Stock, par value $0.0001 per share
|
4,250 |
| 2024-11-15 | Chung Kevin |
Chief Medical Officer |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of July 1, 2024. |
Restricted Stock Unit
|
15,000 |
| 2024-11-15 | Schlorff Eric |
Chief Executive Officer |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of July 1, 2024. |
Restricted Stock Unit
|
65,000 |
| 2024-11-13 | Van Heel Kenneth |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. 100% of the restricted stock units vest on June 4, 2025. |
Restricted Stock Unit
|
4,000 |
| 2024-11-13 | Barnett Rick |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock 100% of the restricted stock units vest on June 4, 2025. |
Restricted Stock Unit
|
4,000 |
| 2024-11-13 | Vincent Bernadette N |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of June 4, 2024 |
Restricted Stock Unit
|
8,000 |
| 2024-11-13 | Baird Jennifer A |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of June 4, 2024 |
Restricted Stock Unit
|
8,000 |
| 2024-11-13 | Neuman John |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock. The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of June 4, 2024 |
Restricted Stock Unit
|
8,000 |
| 2024-11-13 | Collins Allan |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of ICU common stock 100% of the restricted stock units vest on June 4, 2025. |
Restricted Stock Unit
|
4,000 |