Indivior Pharmaceuticals, Inc 6-K, filed Mar 4, 2024
Indivior Pharmaceuticals, Inc. (INDV)
6-K
2024-03-04
For: 2024-03-04
View Original
Added on
April 10, 2026
About this 6-K
Indivior Pharmaceuticals, Inc filed this 6-K on March 4, 2024.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
________________________
Washington, D.C. 20549
_____________________
FORM 6-K
_____________________
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
Date: March 4, 2024
Commission File Number: 001-37835
________________________________________
Indivior PLC
________________________________________
10710 Midlothian Turnpike, Suite 125
North Chesterfield, Virginia 23235
(Address of principal executive office)
_______________________________
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7): ☐
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EXHIBIT INDEX
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Exhibit No.
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Description
of Exhibit
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99.1
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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Indivior PLC
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Date: March 4,
2024
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/s/
Kathryn Hudson
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Name:
Kathryn Hudson
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Title:
Company Secretary
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Exhibit 99.1
INDIVIOR PLC (THE 'COMPANY')
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS
DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY
ASSOCIATED WITH THEM
The relevant notification set out below is provided in accordance
with the requirements of the UK Market Abuse
Regulation.
The Company announces that it was notified on March 1, 2024 of the
following changes to the interests of Directors and persons
discharging managerial responsibilities ('PDMR') in the Ordinary
Shares of $0.50 each in the Company ('Shares').
In accordance with the Rules of the Indivior Long-Term Incentive
Plan ('LTIP'), conditional awards held by the PDMRs named below,
which were granted on March 1, 2021, vested on March 1, 2024.
The vesting of these awards was settled on a net settled basis,
resulting in the delivery of shares in the amounts set out
below.
|
Name of PDMR
|
Number of vested Shares
|
Number of Shares delivered1
|
Number of vested Shares subject to two-year holding
period
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|
Cynthia
Cetani
|
120,353
|
66,073
|
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|
Mark
Crossley2
|
300,000
|
-
|
287,700
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|
Jon
Fogle
|
193,624
|
106,305
|
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|
Christian
Heidbreder
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244,825
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134,408
|
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Kathryn
Hudson
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53,367
|
28,283
|
|
|
Vishal
Kalia
|
64,558
|
35,442
|
|
|
Ryan
Preblick2
|
213,665
|
-
|
204,904
|
|
Richard
Simkin
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298,241
|
163,734
|
|
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Hillel
West
|
139,727
|
93,990
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1.
Includes Shares delivered in the form of Depositary Interests
('DIs').
2.
Mark Crossley and Ryan Preblick's awards vested on a net-settled
basis on March 1, 2024 to account for US social taxes due.
The vested awards are subject to a further two-year holding
period.
Following these transactions, the PDMRs have beneficial interests
in the following number of Shares:
|
Name of PDMR
|
Number of Shares
held1
|
|
Cynthia
Cetani
|
187,810
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|
Mark
Crossley
|
90,032
|
|
Jon
Fogle
|
166,651
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Christian
Heidbreder
|
227,330
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Kathryn
Hudson
|
61,141
|
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Vishal
Kalia
|
124,947
|
|
Ryan
Preblick
|
64,466
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Richard
Simkin
|
251,324
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Hillel
West
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121,723
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3.
Includes Shares held in the form of DIs.
Kathryn Hudson
Company Secretary
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1
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Details of the person discharging managerial responsibilities /
person closely associated
|
||
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a)
|
Name
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Cynthia
Cetani
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|
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2
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Reason for the notification
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||
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a)
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Position/status
|
PDMR -
Chief Integrity and Compliance Officer
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b)
|
Initial notification /Amendment
|
Initial
notification
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|
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Name
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Indivior
PLC
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b)
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LEI
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213800V3NCQTY7IED471
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
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b)
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Nature of the transaction
|
Number
of shares delivered on vesting of Conditional Award over Ordinary
Shares of US$0.50. Vesting has been settled on a net settlement
basis.
|
|
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c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
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|
nil
|
66,073
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||
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d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
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March
1, 2024
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|
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f)
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Place of the transaction
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n/a
|
|
|
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||
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|
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||
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1
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Details of the person discharging managerial responsibilities /
person closely associated
|
||
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a)
|
Name
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Mark
Crossley
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2
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Reason for the notification
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||
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a)
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Position/status
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PDMR -
Chief Executive Officer
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b)
|
Initial notification /Amendment
|
Initial
notification
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|
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
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|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Vesting
of Conditional Award over Ordinary Shares of US$0.50. Vesting has
been settled on a net settlement basis. Shares subject to a
further two-year holding period.
|
|
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c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
287,700
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||
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d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
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e)
|
Date of the transaction
|
March
1, 2024
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|
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f)
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Place of the transaction
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n/a
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|
1
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Details of the person discharging managerial responsibilities /
person closely associated
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||
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a)
|
Name
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Jon
Fogle
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2
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Reason for the notification
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||
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a)
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Position/status
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PDMR -
Chief Human Resources Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Delivery
of shares on vesting of Conditional Award over Ordinary Shares of
US$0.50. Vesting has been settled on a net settlement
basis.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
106,305
|
||
|
d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
|
March
1, 2024
|
|
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f)
|
Place of the transaction
|
n/a
|
|
|
1
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Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
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Christian
Heidbreder
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|
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2
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Reason for the notification
|
||
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a)
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Position/status
|
PDMR -
Chief Scientific Officer
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b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Delivery
of shares on vesting of Conditional Award over Ordinary Shares of
US$0.50. Vesting has been settled on a net settlement
basis.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
134,408
|
||
|
d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
|
March
1, 2024
|
|
|
f)
|
Place of the transaction
|
n/a
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Kathryn
Hudson
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
PDMR -
Company Secretary
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Delivery
of shares on vesting of Conditional Award over Ordinary Shares of
US$0.50. Vesting has been settled on a net settlement
basis.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
28,283
|
||
|
d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
|
March
1, 2024
|
|
|
f)
|
Place of the transaction
|
n/a
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Vishal
Kalia
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
PDMR -
Chief Strategy Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Delivery
of shares on vesting of Conditional Award over Ordinary Shares of
US$0.50. Vesting has been settled on a net settlement
basis.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
35,442
|
||
|
d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
|
March
1, 2024
|
|
|
f)
|
Place of the transaction
|
n/a
|
|
|
|
|
||
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Ryan
Preblick
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
PDMR -
Chief Financial Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Vesting
of Conditional Award over Ordinary Shares of US$0.50. Vesting has
been settled on a net settlement basis. Shares subject to a further
two-year holding period.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
204,904
|
||
|
d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
|
March
1, 2024
|
|
|
f)
|
Place of the transaction
|
n/a
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Richard
Simkin
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
PDMR -
Chief Commercial Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Delivery
of shares on vesting of Conditional Award over Ordinary Shares of
US$0.50. Vesting has been settled on a net settlement
basis.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
163,734
|
||
|
d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
|
March
1, 2024
|
|
|
f)
|
Place of the transaction
|
n/a
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Hillel
West
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
PDMR -
Chief Manufacturing and Supply Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Indivior
PLC
|
|
|
b)
|
LEI
|
213800V3NCQTY7IED471
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares of US$0.50
GB00BN4HT335
|
|
|
b)
|
Nature of the transaction
|
Delivery
of shares on vesting of Conditional Award over Ordinary Shares of
US$0.50. Vesting has been settled on a net settlement
basis.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
nil
|
93,990
|
||
|
d)
|
Aggregated information
- Volume
- Price
-
Total
|
n/a
|
|
|
e)
|
Date of the transaction
|
March
1, 2024
|
|
|
f)
|
Place of the transaction
|
n/a
|
|
Indivior PLC's Legal Entity Identifier code is
213800V3NCQTY7IED471.