MBRX · Moleculin Biotech, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These factors raise substantial doubt regarding the Company's ability to continue as a going concern.”View the 10-Q filed May 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-22 | KLEMP WALTER V |
Director, CEO and President |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
360 |
| 2026-06-22 | KLEMP WALTER V |
Director, CEO and President |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 22, 2023, the reporting person was granted 1,439 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Includes 250,002 shares of common stock underlying Series E warrants to purchase common stock. |
Restricted Stock Units
|
360 |
| 2026-06-22 | Foster Jonathan P. |
EVP & CFO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 22, 2023, the reporting person was granted 693 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock. |
Restricted Stock Units
|
174 |
| 2026-06-22 | PICKER DONALD H |
CSO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
21 |
| 2026-06-22 | PICKER DONALD H |
CSO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 22, 2023, the reporting person was granted 283 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
Restricted Stock Units
|
71 |
| 2026-06-22 | KLEMP WALTER V |
Director, CEO and President |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
88 |
| 2026-06-22 | Foster Jonathan P. |
EVP & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
41 |
| 2026-06-22 | PICKER DONALD H |
CSO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
71 |
| 2026-06-22 | Foster Jonathan P. |
EVP & CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
174 |
| 2026-06-20 | Foster Jonathan P. |
EVP & CFO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 20, 2022, the reporting person was granted 434 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock. |
Restricted Stock Units
|
109 |
| 2026-06-20 | KLEMP WALTER V |
Director, CEO and President |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 20, 2022, the reporting person was granted 600 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Includes 250,002 shares of common stock underlying Series E warrants to purchase common stock. |
Restricted Stock Units
|
150 |
| 2026-06-20 | Foster Jonathan P. |
EVP & CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
109 |
| 2026-06-20 | PICKER DONALD H |
CSO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
44 |
| 2026-06-20 | PICKER DONALD H |
CSO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 20, 2022, the reporting person was granted 173 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
Restricted Stock Units
|
44 |
| 2026-06-20 | KLEMP WALTER V |
Director, CEO and President |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
37 |
| 2026-06-20 | KLEMP WALTER V |
Director, CEO and President |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
150 |
| 2026-06-20 | PICKER DONALD H |
CSO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
13 |
| 2026-06-20 | Foster Jonathan P. |
EVP & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
31 |
| 2025-11-12 | KLEMP WALTER V |
Director, CEO and President |
Award↑
Filing footnotes — Performance Based Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one shares of Company common stock. Issued in connection with the reporting person's employment with the Company. On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest. |
Performance Based Restricted Stock Units
|
750,000 |
| 2025-11-12 | PICKER DONALD H |
CSO |
Award↑
Filing footnotes — Performance Based Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one shares of Company common stock. Issued in connection with the reporting person's employment with the Company. On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest. |
Performance Based Restricted Stock Units
|
200,000 |
| 2025-11-12 | PICKER DONALD H |
CSO |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Issued in connection with the reporting person's employment with the Company. The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. |
Stock option (right to buy)
|
200,000 |
| 2025-11-12 | Foster Jonathan P. |
EVP & CFO |
Award↑
Filing footnotes — Performance Based Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one shares of Company common stock. Issued in connection with the reporting person's employment with the Company. On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest. |
Performance Based Restricted Stock Units
|
400,000 |
| 2025-11-12 | George Robert E. |
Director |
Award↑
Filing footnotes — Stock Options (right to buy) (Direct)
The options were issued in connection with the reporting person's Board of Director service to the Company. The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. |
Stock Options (right to buy)
|
150,000 |
| 2025-11-12 | KLEMP WALTER V |
Director, CEO and President |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Issued in connection with the reporting person's employment with the Company. The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. |
Stock option (right to buy)
|
830,000 |
| 2025-11-12 | Climaco John M |
Director |
Award↑
Filing footnotes — Stock Options (right to buy) (Direct)
The options were issued in connection with the reporting person's Board of Director service to the Company. The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. |
Stock Options (right to buy)
|
150,000 |
| 2025-11-12 | CANNON MICHAEL D |
Director |
Award↑
Filing footnotes — Stock Options (right to buy) (Direct)
The options were issued in connection with the reporting person's Board of Director service to the Company. The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. |
Stock Options (right to buy)
|
150,000 |
| 2025-11-12 | Foster Jonathan P. |
EVP & CFO |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Issued in connection with the reporting person's employment with the Company. The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. |
Stock option (right to buy)
|
600,000 |
| 2025-11-12 | Cermak Elizabeth |
Director |
Award↑
Filing footnotes — Stock Options (right to buy) (Direct)
The options were issued in connection with the reporting person's Board of Director service to the Company. The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. |
Stock Options (right to buy)
|
150,000 |
| 2025-11-12 | Yan Joy |
Director |
Award↑
Filing footnotes — Stock Options (right to buy) (Direct)
The options were issued in connection with the reporting person's Board of Director service to the Company. The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. |
Stock Options (right to buy)
|
150,000 |
| 2025-11-04 | KLEMP WALTER V |
Director, CEO and President |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On November 4, 2024, the reporting person was granted 115,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
Restricted Stock Units
|
28,750 |
| 2025-11-04 | KLEMP WALTER V |
Director, CEO and President |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
7,001 |
| 2025-11-04 | Foster Jonathan P. |
EVP & CFO |
Convert↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
5,023 |
| 2025-11-04 | KLEMP WALTER V |
Director, CEO and President |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
28,750 |
| 2025-11-04 | PICKER DONALD H |
CSO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On November 4, 2024, the reporting person was granted 35,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date |
Restricted Stock Units
|
8,750 |
| 2025-11-04 | Foster Jonathan P. |
EVP & CFO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On November 4, 2024, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
Restricted Stock Units
|
20,625 |
| 2025-11-04 | Foster Jonathan P. |
EVP & CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
20,625 |
| 2025-11-04 | PICKER DONALD H |
CSO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
2,131 |
| 2025-11-04 | PICKER DONALD H |
CSO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
8,750 |
| 2025-06-23 | KLEMP WALTER V |
Director, CEO and President |
Buy↓
Filing footnotes — Series E Warrants (Direct)
On June 23, 2025, the reporting person acquired 675,675 shares of common stock and Series E warrants to purchase 2,027,025 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. |
Series E Warrants
|
2,027,025 |
| 2025-06-23 | Foster Jonathan P. |
EVP & CFO |
Buy↓
Filing footnotes — Series E Warrants (Direct)
On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. |
Series E Warrants
|
810,810 |
| 2025-06-23 | Foster Jonathan P. |
EVP & CFO |
Buy↑
Filing footnotes — Common Stock (Direct)
On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. |
Common Stock
|
270,270 |
| 2025-06-23 | KLEMP WALTER V |
Director, CEO and President |
Buy↑
Filing footnotes — Common Stock (Direct)
On June 23, 2025, the reporting person acquired 675,675 shares of common stock and Series E warrants to purchase 2,027,025 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. |
Common Stock
|
675,675 |
| 2025-06-22 | KLEMP WALTER V |
Director, CEO and President |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
2,190 |
| 2025-06-22 | Foster Jonathan P. |
EVP & CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
4,328 |
| 2025-06-22 | Foster Jonathan P. |
EVP & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
1,054 |
| 2025-06-22 | PICKER DONALD H |
CSO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld for payment of taxes upon vesting of restricted stock unit awards. |
Common Stock
|
430 |
| 2025-06-22 | PICKER DONALD H |
CSO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 22, 2023, the reporting person was granted 7,063 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
Restricted Stock Units
|
1,766 |
| 2025-06-22 | Foster Jonathan P. |
EVP & CFO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
Restricted Stock Units
|
4,328 |
| 2025-06-22 | KLEMP WALTER V |
Director, CEO and President |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
8,990 |
| 2025-06-22 | KLEMP WALTER V |
Director, CEO and President |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On June 22, 2023, the reporting person was granted 35,959 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
Restricted Stock Units
|
8,990 |