MOBX · Mobix Labs, Inc · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“Management believes that there is substantial doubt concerning the Company's ability to continue as a going concern as the Company currently does not have adequate liquidity to meet its operating needs and satisfy its obligations for at least the next twelve months.”View the 10-Q filed Aug 18, 2026
Every disclosed holder of MOBX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns MOBX
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 2,586,584 | 15.24% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 1,889,270 | 11.13% |
| Remaining | 12,499,024 | 73.63% |
| Registered funds (N-PORT, not summed) | 566,479 | 3.34% |
Shares outstanding: 16,974,878, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of MOBX
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
515,405 | ||
| 1.1 |
James J. Peterson
13D
CIK 1192204 · Unknown · Dec 21, 2023
|
385,412 | ||
| 2 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
459,158 | ||
| 3 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
359,662 | ||
| 4 |
ARISTEIA CAPITAL, L.L.C.
13F
CIK 1080171 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
352,430 | ||
| 5 |
ARMISTICE CAPITAL, LLC
13G
CIK 1601086 · Registered investment adviser · Dec 31, 2025
Rule 13d-1(b), qualified institution
|
337,751 | ||
| 6 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
317,598 | ||
| 7 |
|
314,286 | ||
| 8 |
BATTAGLIA FABRIZIO
Insider
CIK 2005280 · May 5, 2025
Director, Chief Executive Officer, issuer-wide, not summed
|
286,820 | ||
| 9 |
Jiong Ma
13D
CIK 1855211 · Unknown · Dec 21, 2023
|
263,565 | ||
| 10 |
|
238,812 | ||
| 11 |
Vanguard Capital Wealth Advisors
13F
CIK 1730578 · Registered investment adviser · Sep 30, 2026
Classes MOBX, MOBXW
|
223,774 | ||
| 12 |
Chavant Family Office LLC
13D
CIK 1854872 · Apr 29, 2024
|
203,751 | ||
| 13 |
Arena Capital Advisors, LLC- CA
13F
CIK 1833078 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
190,616 | ||
| 14 |
|
169,948 | ||
| 15 |
SANSONE PHILIP
Insider
CIK 2067346 · Oct 8, 2026
Director, Chief Executive Officer, issuer-wide, not summed
|
163,516 | ||
| 16 |
SAMINI KEYVAN
Insider
CIK 2004846 · Aug 21, 2026
Director, President, CFO & Director, issuer-wide, not summed
|
162,405 | ||
| 16.1 |
Keyvan Samini
13D
CIK 2004846 · Unknown · May 5, 2025
|
331,673 | ||
| 17 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
160,720 | ||
| 18 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
111,880 | ||
| 19 |
|
105,977 | ||
| 20 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
99,496 | ||
| 21 |
|
98,638 | ||
| 22 |
|
97,709 | ||
| 23 |
UBS Group AG
13F
CIK 1610520 · Bank · Jun 30, 2026
Classes MOBX, MOBXW, carried, not yet filed for the newest quarter
|
93,927 | ||
| 24 |
WHITEBOX ADVISORS LLC
13F
CIK 1257391 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
93,000 | ||
| 25 |
Corient Private Wealth LLC
13F
CIK 1948780 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,209 | ||
| 26 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
Classes MOBX, MOBXW, carried, not yet filed for the newest quarter
|
76,882 | ||
| 27 |
Aristides Capital LLC
13F
CIK 1595521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
72,377 | ||
| 28 |
Alessandra Capital Management, LLC
13F
CIK 2132506 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,789 | ||
| 29 |
Polar Asset Management Partners Inc.
13G
CIK 1326389 · Registered investment adviser · Dec 31, 2023
Rule 13d-1(b), qualified institution
|
52,832 | ||
| 30 |
|
52,630 | ||
| 31 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,049 | ||
| 32 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
46,946 | ||
| 33 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34,045 | ||
| 33.1 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
31,869 | ||
| 34 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,231 | ||
| 35 |
Connective Capital Management, LLC
13F
CIK 1543568 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,397 | ||
| 36 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,373 | ||
| 37 |
Greenland Capital Management LP
13F
CIK 1896430 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,788 | ||
| 38 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,527 | ||
| 39 |
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
13F
CIK 1510434 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,000 | ||
| 40 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
12,085 | ||
| 41 |
Nokomis Capital, L.L.C.
13F
CIK 1541055 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,493 | ||
| 42 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
11,104 | ||
| 43 |
|
10,652 | ||
| 44 |
Krilogy Financial LLC
13F
CIK 1659047 · Registered investment adviser · Sep 30, 2026
|
10,201 | ||
| 45 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
2,743 | ||
| 46 |
1290 VT Micro Cap Portfolio
Fund
S000044688 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
2,176 | ||
| 47 |
MassMutual Private Wealth & Trust, FSB
13F
CIK 1103653 · Unknown · Sep 30, 2026
|
1,700 | ||
| 48 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
698 | ||
| 49 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
555 | ||
| 50 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
464 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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