NEOVW · NeoVolta Inc. · Holdings

$0.70 +0.00 (+0.00%)

Market Cap

$135.73M

59.01M

Volume · Oct 30 1170 Avg daily vol (3M) 8728

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NEOVW: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 6

Total Value: $308,953

Total Shares: 219,585

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 6 13F filers · Δ vs Mar 31, 2026

Top Holder

56.7%

−10.5 pts

Top 5

99.5%

−0.5 pts

Top 10

100.0%

0.0 pts

HHI

3,951

Highly concentrated−1,238

Who Holds NEOVW

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 6 filers, like-for-like change -10.3%; actively managed books -10.3%.

Holder type	Share	Filers	Change	New
Registered adviser	18.8%	2	+2.0%	0
Bank	0.5%	1	0.0%	0
Holding company	0.5%	1	new	1
Broker-dealer	0.0%	0	—	0
Unknown	80.3%	2	-13.3%	0

Style	Share	Filers	Change	New
Concentrated	80.3%	2	-13.3%	0
Diversified active	19.7%	4	+4.4%	1
Not measured	0.0%	0	—	0
Unknown	0.0%	0	—	0

Turnover	Share	Filers	Change	New
Low turnover	0.5%	1	new	1
Medium turnover	7.6%	2	0.0%	0
High turnover	68.7%	2	-14.2%	0
Unknown	23.2%	1	-2.1%	0
Not measured	0.0%	0	—	0

Holding horizon	Share	Filers	Change	New
Short horizon	80.3%	2	-13.3%	0
Medium horizon	7.2%	1	0.0%	0
Long horizon	0.9%	2	+100.0%	1
Unknown	11.6%	1	+3.3%	0
Not measured	0.0%	0	—	0

13F book size	Share	Filers	Change	New
Under $1B	64.3%	2	-15.5%	0
$10B to $100B	35.3%	3	+0.9%	1
$100B or more	0.5%	1	0.0%	0
$1B to $10B	0.0%	0	—	0
Not measured	0.0%	0	—	0

Client base	Share	Filers	Change	New
Individuals and high net worth	7.2%	1	0.0%	0
Pooled investment vehicles	11.6%	1	+3.3%	0
Unknown	81.2%	4	-12.7%	1

Private funds	Share	Filers	Change	New
Hedge funds	11.6%	1	+3.3%	0
No private funds	7.2%	1	0.0%	0
Unknown	81.2%	4	-12.7%	1

Location	Share	Filers	Change	New	Exited
United States	99.5%	5	-10.3%	1	0
Outside the US	0.5%	1	0.0%	0	0

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

6 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

16.7% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

100.0%

of 13F shares, Herfindahl 0.398

Active holders

-10.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 10.3 quarters

Under 1 year 12.7% 1 to 3 years 30.7% 3 years or more 56.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Shared Holders

Companies NEOVW's active holders also own, quarter ended Dec 31, 2025

#	Company	Shared holders	Similarity
1	ACIO Aptus Collared Investment Opportunity ETF	3	0.073
2	ARVR First Trust Indxx Metaverse ETF	3	0.066
3	ASML Asml Holding NV	3	0.042
4	T At&T Inc.	3	0.034
5	PM Philip Morris International Inc.	3	0.033
6	BIL State Street SPDR Bloomberg 1-3 Month T-Bill ETF	3	0.033
7	AMGN Amgen Inc	3	0.031
8	AMD Advanced Micro Devices Inc	3	0.030
9	PLTR Palantir Technologies Inc.	3	0.030
10	TSM Taiwan Semiconductor Manufacturing Co Ltd	3	0.030

Shareholder Targets

13F filers that own its peers but not NEOVW, quarter ended Dec 31, 2025

Found through its holder-overlap peers: ACIO, ARVR, ASML, T, PM, BIL, AMGN, AMD, PLTR, TSM, UNH, MCD, MA, CSCO, COST, HD, TSLA, WMT, LLY, XOM. 6,937 filers in all.

#	Filer	In peers	Of book	Largest peers
1	LILLY ENDOWMENT INC Unknown, Unknown	$99,075,312,953 1 held	100.0%	LLY
2	Capital World Investors Adviser, Diversified active	$96,531,909,113 17 held	13.2%	PM, TSLA, LLY
3	NORGES BANK Non-US, Index-like	$87,104,748,372 14 held	9.34%	TSLA, LLY, XOM
4	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$76,223,326,731 18 held	8.30%	LLY, TSLA, MA
5	Invesco Ltd. Adviser, Diversified active	$74,947,130,037 18 held	9.31%	TSLA, PLTR, COST
6	Capital International Investors Adviser, Diversified active	$67,032,878,472 13 held	10.6%	PM, LLY, MA
7	PNC FINANCIAL SERVICES GROUP, INC. Bank, Concentrated	$62,488,510,515 20 held	34.5%	LLY, XOM, HD
8	Capital Research Global Investors Adviser, Diversified active	$61,805,839,156 17 held	11.4%	LLY, PM, MA
9	GOLDMAN SACHS GROUP INC Holding company, Index-like	$52,641,860,476 20 held	7.61%	TSLA, LLY, WMT
10	Bank of New York Mellon Corp Bank, Index-like	$51,927,148,010 19 held	9.20%	TSLA, XOM, LLY

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: +1

Institutional value: -3.2%

Shares held: -10.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Large Walleye Capital LLC	+815	25,544

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Small Warberg Asset Management LLC	−25,841	125,321
Large Clear Street Group Inc.	−1,102	50,944

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Large OSAIC HOLDINGS, INC.	1,000	$1,420

Top Sold-Out Positions

vs Mar 31, 2026

No fully closed positions this quarter.

Filter: New 1 Increased 1 Reduced 2 Sold out 0 Unchanged 2

Holder type: Registered adviser 2 Bank 1 Holding company 1 Unknown 2

Showing 6 of 6

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Warberg Asset Management LLC NEOVW

$175,099

56.67%

125,321

Clear Street Group Inc. NEOVW

$72,340

23.41%

50,944

Walleye Capital LLC NEOVW

$36,272

11.74%

25,544

Legacy Wealth Managment, LLC/ID NEOVW

$22,402

7.25%

15,776

UBS Group AG NEOVW

$1,420

0.46%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,000	$1,420	100.0%	Defined

OSAIC HOLDINGS, INC. NEOVW

$1,420

0.46%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,000	$1,420	100.0%	Defined

Key facts CIK 1748137 CUSIP 640655106 Visit website Investor relations