NLST · Netlist Inc · Holdings

$5.07 -0.26 (-4.88%) At close · Aug 21 Q2 2026 earnings call transcript

Market Cap

$1.77B

349.58M

Volume · Aug 21 2.89M Avg daily vol (3M) 2.09M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NLST: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 4

Total Value: $312,928

Total Shares: 101,600

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 4 13F filers · Δ vs Mar 31, 2026

Top Holder

43.9%

−3.3 pts

Top 5

100.0%

0.0 pts

Top 10

100.0%

0.0 pts

HHI

3,093

Highly concentrated−530

Who Holds NLST

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 4 filers, like-for-like change +119.3%; actively managed books +119.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	100.0%	4	+119.3%	1	1

Style	Share	Filers	Change	New	Exited
Concentrated	45.3%	2	+11.4%	0	1
Diversified active	54.7%	2	new	1	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	63.1%	2	+228.7%	1	0
Medium turnover	0.0%	0	-100.0%	0	1
Unknown	36.9%	2	+136.6%	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	36.9%	2	+136.6%	0	0
Medium horizon	43.9%	1	+320.6%	1	1
Long horizon	19.2%	1	0.0%	0	0
Unknown	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	36.9%	2	+21.5%	0	1
$1B to $10B	63.1%	2	+228.7%	1	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	100.0%	4	+119.3%	1	1
Diversified	0.0%	0	—	0	0

Private funds	Share	Filers	Change	New	Exited
No private funds	100.0%	4	+119.3%	1	1

Location	Share	Filers	Change	New	Exited
United States	100.0%	4	+119.3%	1	1

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F.

Conviction and Crowding

4 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.006%

Mar 31, 2026: 0

Crowding

0.000%

of shares outstanding, not ranked: fewer than 10 13F filers, too few to rank

Mar 31, 2026: 0.000%

Private-fund advisers

0.000%

of shares outstanding

Institutional ownership

0.030%

0.032% of the estimated free float

Top 10 holders

100.0%

of 13F shares, Herfindahl 0.309

Active holders

+119.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 4.0 quarters

Under 1 year 80.8% 1 to 3 years 0.000% 3 years or more 19.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.49

estimated per share

Quarter-end price

$3.08

implied by 13F values

Estimated gain or loss

+23.6%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 43.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NLST's active holders also own, quarter ended Mar 31, 2026

#	Company	Shared holders	Similarity
1	GE General Electric Co	3	0.034
2	CSCO Cisco Systems, Inc.	3	0.030
3	PG PROCTER & GAMBLE Co	3	0.029
4	COST Costco Wholesale Corp	3	0.028
5	WMT Walmart Inc.	3	0.027
6	AVGO Broadcom Inc.	3	0.026
7	META Meta Platforms, Inc.	3	0.025
8	JPM Jpmorgan Chase & Co	3	0.025
9	NVDA Nvidia Corp	3	0.023
10	AMZN Amazon Com Inc	3	0.023

Shareholder Targets

13F filers that own its peers but not NLST, quarter ended Mar 31, 2026

Found through its holder-overlap peers: GE, CSCO, PG, COST, WMT, AVGO, META, JPM, NVDA, AMZN, AAPL, GOOGL, MSFT. 7,144 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BlackRock, Inc. Holding company, Index-like	$1,669,420,392,902 13 held	29.5%	NVDA, AAPL, GOOGL
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$1,364,967,437,189 13 held	33.8%	NVDA, AAPL, GOOGL
3	STATE STREET CORP Bank, Index-like	$869,536,411,374 13 held	30.2%	NVDA, AAPL, GOOGL
4	FMR LLC Holding company, Diversified active	$644,970,284,094 13 held	34.3%	NVDA, GOOGL, AAPL
5	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$525,446,526,792 13 held	32.7%	NVDA, AAPL, GOOGL
6	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$437,154,790,499 13 held	22.9%	NVDA, AAPL, MSFT
7	JPMORGAN CHASE & CO Bank, Diversified active	$363,132,794,085 13 held	24.3%	NVDA, AAPL, GOOGL
8	MORGAN STANLEY Holding company, Index-like	$362,828,103,259 13 held	22.3%	AAPL, NVDA, GOOGL
9	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$300,217,574,569 13 held	34.8%	NVDA, AAPL, MSFT
10	NORTHERN TRUST CORP Bank, Index-like	$224,621,072,105 13 held	29.8%	NVDA, AAPL, GOOGL

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: +1

Institutional value: +385.6%

Shares held: +146.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Small NORTHLAND SECURITIES, INC.	+15,300	26,500

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mid KINGSWOOD WEALTH ADVISORS, LLC	44,600	$137,368

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Hilltop Partners LLC	10,605	$16,543

Filter: New 1 Increased 1 Reduced 0 Sold out 1 Unchanged 1

Showing 4 of 4

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid KINGSWOOD WEALTH ADVISORS, LLC Registered adviser	$137,368	43.90%	44,600	0.013%	New	Shares	2026-07-27
Small NORTHLAND SECURITIES, INC. Registered adviser	$81,620	26.08%	26,500	0.008%	+15,300 +136.6%	Shares	2026-08-04
Mid Opus Capital Group, LLC Registered adviser	$60,060	19.19%	19,500	0.006%	0 0.0%	Shares	2026-07-31
Small COMPASS FINANCIAL MANAGEMENT LLC Registered adviser	$33,880	10.83%	11,000	0.003%	—	Shares	2026-08-12
Small Hilltop Partners LLC Registered adviser	$16,543	5.29%	10,605	0.003%	Sold Out	Shares	2026-05-12
No holders match your search.

Key facts CIK 1282631 CUSIP 64118P109 Visit website Investor relations