PLMKW · Plum Acquisition Corp. IV · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“As of June 30, 2026, management has determined that mandatory liquidation, should a Business Combination not occur, and potential subsequent dissolution and the liquidity condition issue raise substantial doubt about the Company's ability to continue as a going concern for one year from the date the unaudited condensed consolidated financial statements are issued.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-09 | Aghamiri Aidin |
Director |
Other↓
Filing footnotes — Class B ordinary shares (Direct)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The reported Class B Shares converted into Class A Shares pursuant to an election by the Reporting Person. |
Class B ordinary shares
|
25,000 |
| 2026-07-09 | Sahai Avanish |
Director |
Other↓
Filing footnotes — Class B ordinary shares (Indirect)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The reported Class B Shares converted into Class A Shares pursuant to an election by the Reporting Person. The shares are held by Karnavy Sahai Trust, of which the Reporting Person is the trustee. |
Class B ordinary shares
(I)
|
25,000 |
| 2026-07-09 | Gandhi Anjai |
Director |
Other↓
Filing footnotes — Class B ordinary shares (Indirect)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The reported Class B Shares converted into Class A Shares pursuant to an election by the Reporting Person. The shares are held by Anjai M. Gandhi 2014 Revocable Trust, of which the Reporting Person is the trustee. |
Class B ordinary shares
(I)
|
25,000 |
| 2026-07-09 | Chou Allan |
Director |
Other↓
Filing footnotes — Class B ordinary shares (Direct)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The reported Class B Shares converted into Class A Shares pursuant to an election by the Reporting Person. |
Class B ordinary shares
|
25,000 |
| 2026-07-09 | PLUM PARTNERS IV, LLC |
10% Owner |
Other↑
Filing footnotes — Class A ordinary shares (Direct)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The securities are held directly by Plum Partners IV, LLC (the "Sponsor"). Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Class A ordinary shares
|
5,649,999 |
| 2026-07-09 | Sahai Avanish |
Director |
Other↑
Filing footnotes — Class A ordinary shares (Indirect)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The shares are held by Karnavy Sahai Trust, of which the Reporting Person is the trustee. |
Class A ordinary shares
(I)
|
25,000 |
| 2026-07-09 | PLUM PARTNERS IV, LLC |
10% Owner |
Other↓
Filing footnotes — Class B ordinary shares (Direct)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The reported Class B Shares converted into Class A Shares pursuant to an election by the Sponsor. The securities are held directly by Plum Partners IV, LLC (the "Sponsor"). Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Class B ordinary shares
|
5,649,999 |
| 2026-07-09 | Aghamiri Aidin |
Director |
Other↑
Filing footnotes — Class A ordinary shares (Direct)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. |
Class A ordinary shares
|
25,000 |
| 2026-07-09 | Roy Kanishka |
Director, Chief Executive Officer, 10% Owner |
Other↓
Filing footnotes — Class B ordinary shares (Indirect)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The reported Class B Shares converted into Class A Shares pursuant to an election by the Sponsor. The securities are held directly by Plum Partners IV, LLC (the "Sponsor"). Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Class B ordinary shares
(I)
|
5,649,999 |
| 2026-07-09 | Roy Kanishka |
Director, Chief Executive Officer, 10% Owner |
Other↑
Filing footnotes — Class A ordinary shares (Indirect)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The securities are held directly by Plum Partners IV, LLC (the "Sponsor"). Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Class A ordinary shares
(I)
|
5,649,999 |
| 2026-07-09 | Chou Allan |
Director |
Other↑
Filing footnotes — Class A ordinary shares (Direct)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. |
Class A ordinary shares
|
25,000 |
| 2026-07-09 | Gandhi Anjai |
Director |
Other↑
Filing footnotes — Class A ordinary shares (Indirect)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. The shares are held by Anjai M. Gandhi 2014 Revocable Trust, of which the Reporting Person is the trustee. |
Class A ordinary shares
(I)
|
25,000 |
| 2025-04-25 | Roy Kanishka |
Director, Chief Executive Officer, 10% Owner |
Other↓
Filing footnotes — Class B ordinary shares (Indirect)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. Represents the Class B Shares transferred by the Sponsor to Aidin Aghamiri for services as a director. The securities are held directly by Plum Partners IV, LLC (the "Sponsor"). Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Class B ordinary shares
(I)
|
25,000 |
| 2025-04-25 | PLUM PARTNERS IV, LLC |
10% Owner |
Other↓
Filing footnotes — Class B ordinary shares (Direct)
Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date. Represents the Class B Shares transferred by the Sponsor to Aidin Aghamiri for services as a director. The securities are held directly by Plum Partners IV, LLC (the "Sponsor"). Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Class B ordinary shares
|
25,000 |