8-K

RBB Bancorp (RBB)

8-K 2022-08-01 For: 2022-07-29
View Original
Added on April 06, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 29, 2022

RBB BANCORP

(Exact name of Registrant as Specified in Its Charter)

California 001-38149 27-2776416
(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)
1055 Wilshire Blvd., 12^th^ Floor,<br><br> <br>Los Angeles, California 90017
(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, Including Area Code: (213) 627-9888

Not Applicable ****

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12 (b) of the Act:

Title of each class Trading Symbol(s) Name of exchange on which registered
Common Stock, No Par Value RBB NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 7.01 Regulation FD Disclosure.

On July 29, 2022 RBB Bancorp made available on its website an investor presentation regarding the Company’s second quarter of 2022 financial results (Exhibit 99.1).

Beginning on August 1st, 2022, David Morris, Interim President, Chief Executive Officer and Chief Financial Officer, made this presentation in person, telephonically and via webcast to various investors and other parties.

The investor presentation, a copy of which is furnished herewith as Exhibit 99.1, is incorporated herein by reference. The investor presentation replaces and supersedes investor presentation materials furnished as an exhibit to the Company’s Current Reports on Form 8-K.

The information contained in this Item 7.01, and Exhibit 99.1 attached hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. Such information shall not be incorporated by reference into any filing, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.
99.1 Investor Presentation regarding RBB second quarter 2022 results
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

RBB BANCORP<br><br> <br>(Registrant)
Date:  July 29, 2022 By: /s/ David Morris
**** David Morris
Interim President and Chief Executive Officer,
**** Executive Vice President and<br><br> <br>Chief Financial Officer

Image Exhibit

Exhibit 99.1

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