SRCO · Sparta Commercial Services, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-01-16 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 833,334 options vest immediately, 833,334 options vest 01/16/2027, and 833,332 options vest 01/16/2028 |
Non-Qualified Stock Option
|
2,500,000 |
| 2026-01-16 | SRB KRISTIAN |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 116,667 options vest immediately, 116,667 options vest 01/16/2027, and 116,666 options vest 01/16/2028 |
Non-Qualified Stock Option
|
350,000 |
| 2026-01-16 | bean jeffrey buchanan |
Director |
Buy↑
|
Common Stock
|
73,000 |
| 2026-01-16 | bean jeffrey buchanan |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 116,667 options vest immediately, 116,667 options vest 01/16/2027, and 116,666 options vest 01/16/2028 |
Non-Qualified Stock Option
|
350,000 |
| 2026-01-16 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 366,667 options vest immediately, 366,667 options vest 01/16/2027, and 366,666 options vest 01/16/2028 |
Non-Qualified Stock Option
|
1,100,000 |
| 2025-02-20 | bean jeffrey buchanan |
Director |
Buy↑
|
Common Stock
|
2,500 |
| 2025-02-11 | bean jeffrey buchanan |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2025-02-05 | bean jeffrey buchanan |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 100,000 options vest immediately, 100,000 options vest 02/05/2026, and 100,000 options vest 02/05/2027. |
Non-Qualified Stock Option
|
300,000 |
| 2025-02-05 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 300,000 options vest immediately, 300,000 options vest 02/05/2026, and 300,000 options vest 02/05/2027. |
Non-Qualified Stock Option
|
900,000 |
| 2025-02-05 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 700,000 options vest immediately, 700,000 options vest 02/05/2026, and 700,000 options vest 02/05/2027. |
Non-Qualified Stock Option
|
2,100,000 |
| 2025-02-05 | SRB KRISTIAN |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
1. 100,000 options vest immediately, 100,000 options vest 02/05/2026, and 100,000 options vest 02/05/2027. |
Non-Qualified Stock Option
|
300,000 |
| 2024-10-02 | bean jeffrey buchanan |
Director |
Buy↑
|
Common Stock
|
5,000 |
| 2024-05-15 | bean jeffrey buchanan |
Director |
Buy↑
|
Common Stock
(I)
|
75,702 |
| 2024-05-15 | bean jeffrey buchanan |
Director |
Award↑
|
Warrant
(I)
|
35,851 |
| 2024-02-21 | SRB KRISTIAN |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
66,667 options vest immediately, 66,667 options vest 02/21/2025, and 66,666 options vest 02/21/2026. |
Non-Qualified Stock Option
|
200,000 |
| 2024-02-21 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
200,000 options vest immediately, 200,000 options vest 02/21/2025, and 200,000 options vest 02/21/2026. |
Non-Qualified Stock Option
|
600,000 |
| 2024-02-21 | bean jeffrey buchanan |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
66,667 options vest immediately, 66,667 options vest 02/21/2025, and 66,666 options vest 02/21/2026. |
Non-Qualified Stock Option
|
200,000 |
| 2024-02-21 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
466,667 options vest immediately, 466,667 options vest 02/16/2025, and 466,666 options vest 02/08/2026. |
Non-Qualified Stock Option
|
1,400,000 |
| 2023-02-08 | bean jeffrey buchanan |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
66,667 options vest immediately, 66,667 options vest 02/08/2024, and 66,666 options vest 02/08/2025. |
Non-Qualified Stock Option
|
200,000 |
| 2023-02-08 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
133,334 options vest immediately, 133,333 options vest 02/08/2024, and 133,333 options vest 02/08/2025. |
Non-Qualified Stock Option
|
400,000 |
| 2023-02-08 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
316,667 options vest immediately, 316,667 options vest 02/08/2024, and 316,666 options vest 02/08/2025. |
Non-Qualified Stock Option
|
950,000 |
| 2023-02-08 | SRB KRISTIAN |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
66,667 options vest immediately, 66,667 options vest 02/08/2024, and 66,666 options vest 02/08/2025. |
Non-Qualified Stock Option
|
200,000 |
| 2023-02-02 | bean jeffrey buchanan |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2022-12-22 | SRB KRISTIAN |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
The Corporation issued Srb options to convert $50,000 of deferred debt owed to Srb. |
Non-Qualified Stock Option
|
467,290 |
| 2022-12-22 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
The Corporation issued Havens options to convert $100,000 of deferred salary and benefits owed to Havens. |
Non-Qualified Stock Option
|
934,579 |
| 2022-12-22 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
The Corporation issued Ahman options to convert $50,000 of deferred salary owed to Ahman. |
Non-Qualified Stock Option
|
467,290 |
| 2022-01-03 | SRB KRISTIAN |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
62,500 options vest immediately, 62,500 options vest 01/03/2023, and 62,500 options vest 01/03/2024. |
Non-Qualified Stock Option
|
187,500 |
| 2022-01-03 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
166,667 options vest immediately, 166,667 options vest 01/03/2023, and 166,666 options vest 01/03/2024. |
Non-Qualified Stock Option
|
500,000 |
| 2022-01-03 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
The Corporation issued Ahman options to convert $125,000 of deferred salary owed to Ahman. |
Non-Qualified Stock Option
|
1,562,500 |
| 2022-01-03 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
The Corporation issued Havens options to convert $137,465.76 of deferred salary owed to Havens. |
Non-Qualified Stock Option
|
1,718,322 |
| 2022-01-03 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
83,333 options vest immediately, 83,333 options vest 01/03/2023, and 83,334 options vest 01/03/2024. |
Non-Qualified Stock Option
|
250,000 |
| 2022-01-03 | bean jeffrey buchanan |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
62,500 options vest immediately, 62,500 options vest 01/03/2023, and 62,500 options vest 01/03/2024. |
Non-Qualified Stock Option
|
187,500 |
| 2020-07-22 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Non-Qualified Stock Option
|
88,615,323 |
| 2020-07-22 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
|
Non-Qualified Stock Option
|
72,727,272 |
| 2020-07-09 | SRB KRISTIAN |
Director |
Award↑
|
Non-Qualified Stock Option
|
48,214,285 |
| 2020-07-09 | HAVENS ANTHONY L |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
12,541,858 options vest immediately, 12,541,858 options vest 07/09/2021, and 12,541,858 options shall vest 07/09/2022. |
Non-Qualified Stock Option
|
37,625,574 |
| 2020-07-09 | bean jeffrey buchanan |
Director |
Award↑
|
Non-Qualified Stock Option
|
48,214,285 |
| 2020-07-09 | AHMAN SANDRA L |
Director, Vice President Operations, 10% Owner |
Award↑
Filing footnotes — Non-Qualified Stock Option (Direct)
4,180,620 options exercisable immediately, 4,180,620 options exercisable 07/09/2021, 4,180,618 options exercisable 07/09/2022. |
Non-Qualified Stock Option
|
12,541,858 |