SUIG · SUI Group Holdings Ltd.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-06 | Campbell Kristina Stanier |
Director |
Award↓
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for Common Stock
|
41,513 |
| 2026-07-06 | Campbell Kristina Stanier |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-07-06 | Campbell Kristina Stanier |
Director |
Award↓
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for Common Stock
|
83,026 |
| 2026-07-06 | LISZT HOWARD P |
Director |
Award↑
Filing footnotes — Warrant for common stock (Direct)
Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for common stock
|
16,605 |
| 2026-07-06 | LISZT HOWARD P |
Director |
Award↑
Filing footnotes — Warrant for common stock (Direct)
Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for common stock
|
16,605 |
| 2026-07-06 | LISZT HOWARD P |
Director |
Award↑
Filing footnotes — Warrant for common stock (Direct)
Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for common stock
|
16,605 |
| 2026-07-06 | Campbell Kristina Stanier |
Director |
Award↓
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for Common Stock
|
41,513 |
| 2026-07-06 | Campbell Kristina Stanier |
Director |
Award↓
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for Common Stock
|
41,513 |
| 2026-07-06 | LISZT HOWARD P |
Director |
Award↑
Filing footnotes — Warrant for common stock (Direct)
Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028. |
Warrant for common stock
|
33,211 |
| 2026-01-05 | Quintenz Brian David |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-01-05 | Quintenz Brian David |
Director |
Award↑
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028. |
Warrant for Common Stock
|
41,513 |
| 2026-01-05 | Quintenz Brian David |
Director |
Award↑
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028. |
Warrant for Common Stock
|
41,513 |
| 2026-01-05 | Quintenz Brian David |
Director |
Award↑
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028. |
Warrant for Common Stock
|
41,513 |
| 2026-01-05 | Quintenz Brian David |
Director |
Award↑
Filing footnotes — Warrant for Common Stock (Direct)
Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026. The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028. |
Warrant for Common Stock
|
83,026 |
| 2025-07-31 | Mackintosh Stephen Andrew |
Chief Investment Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-07-31 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock Purchase Warrant (Direct)
The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination. |
Common Stock Purchase Warrant
|
207,565 |
| 2025-07-31 | Wagner Dana |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-07-31 | GERACI JOSEPH ANTHONY II |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Purchase Warrant (Direct)
The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Geraci being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Geraci is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination. |
Common Stock Purchase Warrant
|
103,782 |
| 2025-07-31 | GERACI JOSEPH ANTHONY II |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Purchase Warrant (Direct)
The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Geraci being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Geraci is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination. |
Common Stock Purchase Warrant
|
311,347 |
| 2025-07-31 | Barnett Marius Lance Morris |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-07-31 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock Purchase Warrant (Direct)
The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination. |
Common Stock Purchase Warrant
|
311,347 |
| 2025-07-31 | GERACI JOSEPH ANTHONY II |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Purchase Warrant (Direct)
The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Geraci being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Geraci is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination. |
Common Stock Purchase Warrant
|
207,565 |
| 2025-07-31 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock Purchase Warrant (Direct)
The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination. |
Common Stock Purchase Warrant
|
103,782 |
| 2025-06-30 | GERACI JOSEPH ANTHONY II |
Director, Chief Financial Officer |
Other↓
Filing footnotes — Common stock (Direct)
The reported transaction reflects shares transferred to the reporting person's ex-spouse pursuant to a marital-dissolution decree. The securities owned by the ex-spouse are not beneficially owned by the reporting person. |
Common stock
|
115,469 |
| 2025-06-24 | GERACI JOSEPH ANTHONY II |
Director, Chief Financial Officer |
Other↓
Filing footnotes — Non-Qualified Stock Option (Direct)
The reported transaction reflects shares transferred to the reporting person's ex-spouse pursuant to a marital-dissolution decree. The securities owned by the ex-spouse are not beneficially owned by the reporting person. |
Non-Qualified Stock Option
|
125,000 |
| 2025-05-20 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
2,455 |
| 2025-03-13 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
3,000 |
| 2025-03-13 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
3,000 |
| 2025-03-13 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common stock
|
300 |
| 2025-03-13 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common stock
|
100 |
| 2025-03-13 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
1,784 |
| 2025-03-13 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common stock
|
5,000 |
| 2025-03-13 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
3,000 |
| 2025-03-13 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
2,500 |
| 2025-03-12 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
2,500 |
| 2025-03-12 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2025-03-12 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common stock (Direct)
Share figure includes 30,850 common shares previously reported as held indirectly, but which have been determined to be held directly by the reporting person. |
Common stock
|
10,000 |
| 2025-03-12 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2024-12-11 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
3,500 |
| 2024-12-10 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
1,530 |
| 2024-12-09 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
600 |
| 2024-12-09 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
3,000 |
| 2024-12-08 | ZIPKIN LAURENCE S |
Director |
Buy↑
|
Common Stock
|
300 |
| 2024-11-26 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
2,701 |
| 2024-11-26 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
403 |
| 2024-11-25 | POLINSKY DOUGLAS MICHAEL |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
100 |
| 2023-09-06 | BERMAN LYLE |
Director |
Convert↑
|
Common Stock
|
100,000 |
| 2023-09-06 | BERMAN LYLE |
Director |
Convert↑
|
Non-qualified stock options
|
100,000 |
| 2023-08-31 | ZIPKIN LAURENCE S |
Director |
Convert↑
|
Common Stock
|
100,000 |
| 2023-08-31 | ZIPKIN LAURENCE S |
Director |
Convert↓
|
Non-qualified stock options
|
100,000 |