SVVC · Firsthand Technology Value Fund, Inc.

Substantial doubt about the company's ability to continue as a going concern.

“These conditions, along with other matters, raise substantial doubt about the Company's ability to continue as a going concern. Management's plans to mitigate these conditions include sale of assets, liquidation of Company, infusion of cash from Advisor, raising capital, and reducing overhead costs. While management believes these plans are probable, there is no guarantee they will be successful.”