ZTR · Virtus Total Return Fund Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-05-20 | BRADLEY WILLIAM PATRICK III |
EVP, Fund Services |
Buy↑
|
Common Stock
|
5,000 |
| 2023-09-18 | WITTWER STEVEN GLENN |
Insider |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.17 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
|
6,000 |
| 2023-09-01 | BRADLEY WILLIAM PATRICK III |
EVP, Fund Services |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $5.25 to $5.26 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
|
2,250 |
| 2022-09-21 | Drummond F Ford |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. Since filing his Form 3, Mr. Drummond received 94 shares pursuant to his participation in the Fund's Dividend Reinvestment Program. |
Common Stock
|
373 |
| 2022-09-21 | MCNAMARA GERALDINE M |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. |
Common Stock
|
167 |
| 2022-09-21 | BURKE DONALD C |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. |
Common Stock
|
667 |
| 2022-09-21 | McLoughlin Philip R |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. Since filing his last Form 4, Mr. McLoughlin received 9800 shares pursuant to the mergers of other funds in which Mr. McLoughlin owned shares into this Fund as well as his participation in the Fund's Dividend Reinvestment Program. |
Common Stock
|
2,775 |
| 2022-09-21 | MALLIN JOHN R |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. |
Common Stock
|
3,479 |
| 2022-09-21 | BRADLEY WILLIAM PATRICK III |
EVP, Fund Services |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the number of shares of Common Stock that the Reporting Person and/or his spouse purchased in the Issuer's rights offering. Total includes shares purchased by Reporting Person's spouse. |
Common Stock
|
320 |
| 2022-03-25 | MCDANIEL CONNIE D |
Director |
Buy↑
|
Common Stock
|
1,780 |
| 2022-01-13 | Cogan Sarah E |
Director |
Buy↑
|
Common Stock
|
2,200 |
| 2020-03-10 | MALLIN JOHN R |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This amended form is being filed solely to correct the transaction code filed in the original report. |
Common Stock
|
9,425 |
| 2020-02-26 | WALTON R KEITH |
Director |
Buy↑
|
Common Stock
|
1,500 |