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SPECTRUM ASSET MANAGEMENT, INC.

SEC Form ADV profile.

Total regulatory AUM
$18,296,351,612
Discretionary
$13,912,453,814
Non-discretionary
$4,383,897,798

Firm details

CRD number
300463
SEC file number
801-30405
Main office
STAMFORD, CT, United States
Employees
27
SEC status
Approved
Fee structure
Percentage of AUM

As of October 2026.