APLY · YieldMax(R) Aapl Option Income Strategy ETF · Holdings ETF

$12.00 -0.04 (-0.33%)

Volume · Oct 23 53.46K Avg daily vol (3M) 89.61K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

Quarter:

Holders: 23

Total Value: $68,286,753

Total Shares: 5,902,054

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 23 13F filers

Top Holder

95.0%

of institutional value

Top 5

98.5%

of institutional value

Top 10

99.8%

of institutional value

HHI

9,036

Highly concentrated

Who Holds APLY

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 23 filers, like-for-like change +54.4%; actively managed books +54.4%; index-like books -83.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	96.0%	10	+55.8%	3	1
Bank	0.0%	2	+4.1%	0	0
Holding company	0.0%	2	-83.1%	0	0
Broker-dealer	0.0%	0	—	0	0
Unknown	3.9%	9	+27.0%	5	0

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	-83.2%	0	0
Concentrated	1.4%	3	+16.7%	0	0
Diversified active	98.6%	19	+55.2%	8	1
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	0.5%	11	+19.9%	2	0
Medium turnover	97.4%	6	+55.5%	2	0
High turnover	1.8%	5	+14.0%	3	0
Unknown	0.2%	1	+274.4%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.9%	3	-10.4%	2	1
Medium horizon	0.4%	3	-8.6%	2	0
Long horizon	97.8%	16	+56.1%	4	0
Unknown	0.9%	1	+34.2%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.5%	4	+28.4%	1	1
$1B to $10B	0.6%	6	-36.6%	4	0
$10B to $100B	95.5%	6	+56.7%	2	0
$100B or more	2.4%	7	+40.1%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.6%	8	+62.9%	3	1
Registered funds and BDCs	95.0%	1	+56.2%	0	0
Other investment advisers	0.4%	1	-10.2%	0	0
Pooled investment vehicles	0.0%	0	—	0	0
Corporations	0.0%	0	—	0	0
Unknown	4.0%	13	+26.6%	5	0

Private funds	Share	Filers	Change	New	Exited
No private funds	96.0%	10	+55.8%	3	1
Hedge funds	0.0%	0	—	0	0
Other private funds	0.0%	0	—	0	0
Private funds, type not stated	0.0%	0	—	0	0
Unknown	4.0%	13	+26.6%	5	0

Location	Share	Filers	Change	New	Exited
United States	100.0%	21	+54.4%	7	1
Outside the US	0.0%	2	+19.7%	1	0

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

23 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

13.0% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

99.8%

of 13F shares, Herfindahl 0.904

Active holders

+54.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 9.7 quarters

Under 1 year 3.13% 1 to 3 years 96.9% 3 years or more 0.002% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Fund Ownership of APLY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	4,888,589	2
Active funds	0	0
Unclassified	0	0
All registered funds	4,888,589	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: +6

Institutional value: —

Shares held: +54.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Tidal Investments LLC	+2,018,994	5,608,914
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+22,216	104,241
Mid Cavalier Investments, LLC	+14,049	55,172
Mega Cetera Investment Advisers	+4,698	20,647
Large Allworth Financial LP	+521	6,062

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid OLD MISSION CAPITAL LLC	−34,531	20,120
Small ZEGA Investments, LLC	−2,579	22,731
Mega MORGAN STANLEY	−500	101
Mega FMR LLC	−1	1

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large IMC-Chicago, LLC	20,281	$234,651
Mega JANE STREET GROUP, LLC	13,463	$155,766
Mid StoneX Group Inc.	13,318	$154,089
Small Stirlingshire Investments, Inc.	11,233	$129,965
Mid Ameritas Advisory Services, LLC	799	$9,244

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Small MCGUIRE CAPITAL ADVISORS INC	3,000	$0

Filter: New 8 Increased 9 Reduced 4 Sold out 1 Unchanged 2

Holder type: Registered adviser 10 Bank 2 Holding company 2 Unknown 9

Showing 23 of 23

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Tidal Investments LLC APLY

$64,895,134

95.03%

5,608,914

SUSQUEHANNA INTERNATIONAL GROUP, LLP APLY

$1,206,068

1.77%

104,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	75,309	$871,325	72.2%	Other
G1 EXECUTION SERVICES, LLC	28,932	$334,743	27.8%	Other

Cavalier Investments, LLC APLY

$638,340

0.93%

55,172

ZEGA Investments, LLC APLY

$262,997

0.39%

22,731

Cetera Investment Advisers APLY

$238,885

0.35%

20,647

IMC-Chicago, LLC APLY

$234,651

0.34%

20,281

OLD MISSION CAPITAL LLC APLY

$232,788

0.34%

20,120

JANE STREET GROUP, LLC APLY

$155,766

0.23%

13,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	13,463	$155,766	100.0%	Defined

StoneX Group Inc. APLY

$154,089

0.23%

13,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	13,318	$154,089	100.0%	Defined

Stirlingshire Investments, Inc. APLY

$129,965

0.19%

11,233

Allworth Financial LP APLY

$70,137

0.10%

6,062

Steward Partners Investment Advisory, LLC APLY

$36,688

0.05%

3,171

ROYAL BANK OF CANADA APLY

$11,095

0.02%

959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	59	$682	6.1%	Defined
RBC Dominion Securities Inc.	900	$10,413	93.9%	Defined

Ameritas Advisory Services, LLC APLY

$9,244

0.01%

799

NBC SECURITIES, INC. APLY

$3,471

0.01%

300

AE Wealth Management LLC APLY

$3,077

0.00%

266

TD Waterhouse Canada Inc. APLY

$1,654

0.00%

143

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	143	$1,654	100.0%	Defined

SIMPLEX TRADING, LLC APLY

$1,191

0.00%

103

MORGAN STANLEY APLY

$1,168

0.00%

101

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	101	$1,168	100.0%	Defined

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC APLY

$254

0.00%

HARBOUR INVESTMENTS, INC. APLY

$69

0.00%

WELLS FARGO & COMPANY/MN APLY

$11

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$11	100.0%	Defined

FMR LLC APLY

$11

0.00%