DIAL · Columbia Diversified Fixed Income Allocation ETF ETF

Alerts for DIAL

$17.83 -0.02 (-0.11%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,069,126

Total Shares: 113,876

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+40.2 pts

Top 5

100.0%

+20.6 pts

Top 10

100.0%

+10.4 pts

HHI

10,000

Highly concentrated+6,298

Quarterly Activity

vs Sep 30, 2023

New

0

Increased

1

Decreased

0

Sold Out

42

Unchanged

0

Holder count: -42

Institutional value: -99.1%

Shares held: -99.1%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+19,399	113,876

Top Sellers

vs Sep 30, 2023

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega AMERIPRISE FINANCIAL INC	7,844,184	$132,056,835
Mega WELLS FARGO & COMPANY/MN	751,182	$12,646,148
Mega MORGAN STANLEY	729,575	$12,282,395
Mega BANK OF AMERICA CORP /DE/	581,774	$9,794,164
Mid Pine Valley Investments Ltd Liability Co	509,282	$8,573,762

Filter: New 0 Increased 1 Reduced 0 Sold out 42 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC DIAL

$2,069,126

100.00%

113,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	113,876	$2,069,126	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,633,929	$27,507,194	20.8%	Defined
Ameriprise Financial Services, LLC joint	87,328	$1,470,166	1.1%	Defined
Columbia Wanger Asset Management, LLC	6,122,276	$103,068,516	78.0%	Defined
Ameriprise Bank, FSB	651	$10,959	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	77,265	$1,300,756	10.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	673,917	$11,345,392	89.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	729,575	$12,282,395	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	67,292	$1,132,860	11.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	514,482	$8,661,304	88.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	475,632	$8,007,264	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	160,394	$2,700,232	89.8%	Defined
FSC SECURITES, INC.	28	$471	0.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	5,454	$91,818	3.1%	Defined
SECURITIES AMERICA ADVISORS INC	10,103	$170,084	5.7%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	2,550	$42,929	1.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	133,345	$2,244,863	99.5%	Defined
RBC Private Counsel (USA) Inc.	610	$10,269	0.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST FOUNDATION BANK	1,202	$20,235	1.0%	Defined
Held directly	117,213	$1,973,280	99.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	57,097	$961,227	95.7%	Defined
UBS Securities LLC	2,541	$42,777	4.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	33,775	$568,602	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	11,877	$199,949	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	2,364	$39,797	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	948	$15,959	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	76	$1,279	100.0%	Sole