FEBW · AllianzIM U.S. Equity Buffer20 Feb ETF ETF

$36.30 -0.03 (-0.07%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 50

Total Value: $83,161,554

Total Shares: 2,483,918

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 50 13F filers · Δ vs Dec 31, 2025

Top Holder

14.1%

−5.4 pts

Top 5

54.6%

−2.8 pts

Top 10

74.3%

−1.4 pts

HHI

746

Broadly held−119

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: +16.8%

Shares held: +18.5%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega LPL Financial LLC	+156,541	291,467
Mid Allianz SE	+151,481	156,481
Large Kestra Advisory Services, LLC	+51,370	300,238
Mid Spire Wealth Management	+50,346	85,246
Mid HARBOUR INVESTMENTS, INC.	+21,457	61,995

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−58,810	350,191
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−24,418	8,960
Micro AMERICAN ASSET MANAGEMENT INC.	−9,062	152,324
Mid OLD MISSION CAPITAL LLC	−6,179	31,115
Small Fortis Capital Management LLC	−4,117	19,182

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid World Investment Advisors	60,210	$2,015,830
Micro ACCESS FINANCIAL SERVICES, INC.	20,980	$702,410
Small Westshore Wealth, LLC	15,547	$520,513
Micro SRH ADVISORS, LLC	14,500	$485,460
Small Tyche Wealth Partners LLC	13,775	$461,187

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small Allianz Investment Management LLC	109,429	$3,716,537
Small Elevated Capital Advisors, LLC	37,080	$1,259,348
Micro Skyview Financial Group LLC	8,012	$272,111
Mid GTS SECURITIES LLC	6,500	$220,759
Mid Global Retirement Partners, LLC	6,463	$219,502

Filter: New 9 Increased 21 Reduced 9 Sold out 6 Unchanged 11

Showing 50 of 50

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OSAIC HOLDINGS, INC. FEBW

$11,724,393

14.10%

350,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	345,939	$11,582,037	98.8%	Defined
Osaic Advisory Services, LLC	4,252	$142,356	1.2%	Defined

Kestra Advisory Services, LLC FEBW

$10,051,968

12.09%

300,238

LPL Financial LLC FEBW

$9,758,315

11.73%

291,467

COMMONWEALTH EQUITY SERVICES, LLC FEBW

$8,635,061

10.38%

257,917

Allianz SE FEBW

$5,238,983

6.30%

156,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Investment Management U.S. LLC	5,000	$167,400	3.2%	Defined
Allianz Investment Management LLC	151,481	$5,071,583	96.8%	Defined

AMERICAN ASSET MANAGEMENT INC. FEBW

$5,099,807

6.13%

152,324

RAYMOND JAMES FINANCIAL INC FEBW

$3,650,123

4.39%

109,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,276	$42,720	1.2%	Defined
Raymond James Financial Services Advisors, Inc.	107,748	$3,607,403	98.8%	Defined

Spire Wealth Management FEBW

$2,854,036

3.43%

85,246

Modern Wealth Management, LLC FEBW

$2,445,513

2.94%

73,044

Cetera Investment Advisers FEBW

$2,306,537

2.77%

68,893

HARBOUR INVESTMENTS, INC. FEBW

$2,075,592

2.50%

61,995

World Investment Advisors FEBW

$2,015,830

2.42%

60,210

ENVESTNET ASSET MANAGEMENT INC FEBW

$1,266,314

1.52%

37,823

Focus Financial Network, Inc. FEBW

$1,224,531

1.47%

36,575

JIM SAULNIER & ASSOCIATES, LLC FEBW

$1,171,230

1.41%

34,983

OLD MISSION CAPITAL LLC FEBW

$1,041,730

1.25%

31,115

Cambridge Investment Research Advisors, Inc. FEBW

$925,320

1.11%

27,638

Forty-three Eighteen Advisors, LLC FEBW

$884,441

1.06%

26,417

Joseph P. Lucia & Associates, LLC FEBW

$825,951

0.99%

24,670

Farther Finance Advisors, LLC FEBW

$822,469

0.99%

24,566

Clear Point Advisors Inc. FEBW

$736,861

0.89%

22,009

First Heartland Consultants, Inc. FEBW

$723,067

0.87%

21,597

ACCESS FINANCIAL SERVICES, INC. FEBW

$702,410

0.84%

20,980

Fortis Capital Management LLC FEBW

$642,213

0.77%

19,182

INDEPENDENT FINANCIAL GROUP, LLC FEBW

$618,676

0.74%

18,479

Westshore Wealth, LLC FEBW

$520,513

0.63%

15,547

SRH ADVISORS, LLC FEBW

$485,460

0.58%

14,500

Tyche Wealth Partners LLC FEBW

$461,187

0.55%

13,775

Stonebridge Financial Group, LLC / MO FEBW

$454,357

0.55%

13,571

MML INVESTORS SERVICES, LLC FEBW

$421,848

0.51%

12,600

Concurrent Investment Advisors, LLC FEBW

$307,915

0.37%

9,197

Foundations Investment Advisors, LLC FEBW

$302,525

0.36%

9,036

SUSQUEHANNA INTERNATIONAL GROUP, LLP FEBW

$299,980

0.36%

8,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	8,960	$299,980	100.0%	Other

Moors & Cabot, Inc. FEBW

$272,862

0.33%

8,150

Sanctuary Advisors, LLC FEBW

$272,125

0.33%

8,128

Secure Asset Management, LLC FEBW

$267,873

0.32%

8,001

Castle Rock Wealth Management, LLC FEBW

$259,838

0.31%

7,761

AE Wealth Management LLC FEBW

$240,251

0.29%

7,176

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURED RETIREMENT ADVISORS, LLC	335	$11,215	4.7%	Other
Held directly	6,841	$229,036	95.3%	Sole

Gallagher Fiduciary Advisors, LLC FEBW

$236,871

0.28%

7,075

JANE STREET GROUP, LLC FEBW

$213,803

0.26%

6,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	6,386	$213,803	100.0%	Defined

NBC SECURITIES, INC. FEBW

$183,102

0.22%

5,469

Luminist Capital LLC FEBW

$164,185

0.20%

4,904

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC FEBW

$114,401

0.14%

3,417

Atlantic Private Wealth, LLC FEBW

$100,440

0.12%

3,000

IFP Advisors, Inc FEBW

$36,493

0.04%

1,090

CREATIVE FINANCIAL DESIGNS INC /ADV FEBW

$30,132

0.04%

900

Lloyd Advisory Services, LLC. FEBW

$21,192

0.03%

633

Kingdom Financial Group LLC. FEBW

$21,192

0.03%

633

PFS Partners, LLC FEBW

$20,088

0.02%

600

Financial Network Wealth Advisors LLC FEBW

$11,550

0.01%

345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	183	$6,215	100.0%	Defined