FRTY · Alger Mid Cap 40 ETF ETF

$22.36 -0.17 (-0.75%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 40

Total Value: $79,880,561

Total Shares: 4,100,646

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 40 13F filers · Δ vs Dec 31, 2025

Top Holder

31.1%

+2.9 pts

Top 5

67.0%

−9.4 pts

Top 10

80.6%

−5.9 pts

HHI

1,367

Broadly held−271

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: -20.5%

Shares held: -14.1%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega UBS Group AG	+89,379	1,273,907
Large COMMONWEALTH EQUITY SERVICES, LLC	+86,860	216,956
Mega ENVESTNET ASSET MANAGEMENT INC	+21,459	59,063
Small Brookwood Investment Group LLC	+15,558	300,924
Large TRUIST FINANCIAL CORP	+9,928	27,708

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−893,784	449,456
Mega LPL Financial LLC	−77,892	430,053
Mega RAYMOND JAMES FINANCIAL INC	−34,024	294,024
Small Worth Financial Advisory Group, LLC	−26,667	14,430
Large Cambridge Investment Research Advisors, Inc.	−9,581	42,441

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Small Proactive Wealth Strategies LLC	60,830	$1,184,968
Mid Western Wealth Management, LLC	58,455	$1,138,703
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	25,938	$505,272
Large Cetera Investment Advisers	15,577	$303,439
Large HRT FINANCIAL LP	14,967	$291,557

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Large NewEdge Advisors, LLC	44,902	$945,366
Small Independent Wealth Network Inc.	25,573	$538,413
Small PRIVATE TRUST CO NA	685	$14,421
Small Noble Wealth Management PBC	580	$12,211
Small AdvisorNet Financial, Inc	104	$2,189

Filter: New 9 Increased 15 Reduced 11 Sold out 8 Unchanged 5

Showing 40 of 40

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

UBS Group AG FRTY

$24,815,707

31.07%

1,273,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,273,837	$24,814,344	100.0%	Defined
UBS Securities LLC	70	$1,363	0.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC FRTY

$8,755,402

10.96%

449,456

LPL Financial LLC FRTY

$8,377,432

10.49%

430,053

Brookwood Investment Group LLC FRTY

$5,861,999

7.34%

300,924

RAYMOND JAMES FINANCIAL INC FRTY

$5,727,587

7.17%

294,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	274,092	$5,339,312	93.2%	Defined
Raymond James Financial Services Advisors, Inc.	19,932	$388,275	6.8%	Defined

COMMONWEALTH EQUITY SERVICES, LLC FRTY

$4,226,302

5.29%

216,956

Castle Rock Wealth Management, LLC FRTY

$2,454,635

3.07%

126,008

FLAGSHIP HARBOR ADVISORS, LLC FRTY

$1,507,303

1.89%

77,377

CREATIVE FINANCIAL DESIGNS INC /ADV FRTY

$1,380,742

1.73%

70,880

Advisory Advocates, LLC FRTY

$1,271,518

1.59%

65,273

Proactive Wealth Strategies LLC FRTY

$1,184,968

1.48%

60,830

Sargent Investment Group, LLC FRTY

$1,181,033

1.48%

60,628

Keystone Financial Services, LLC FRTY

$1,174,157

1.47%

60,275

ENVESTNET ASSET MANAGEMENT INC FRTY

$1,150,547

1.44%

59,063

Western Wealth Management, LLC FRTY

$1,138,703

1.43%

58,455

Whipplewood Advisors, LLC FRTY

$970,629

1.22%

49,827

Ascentis Independent Advisors FRTY

$889,300

1.11%

45,652

Cambridge Investment Research Advisors, Inc. FRTY

$826,750

1.03%

42,441

&PARTNERS FRTY

$734,123

0.92%

37,686

ROYAL BANK OF CANADA FRTY

$674,261

0.84%

34,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	34,613	$674,261	100.0%	Defined

DAVENPORT & Co LLC FRTY

$612,314

0.77%

31,433

Balentine LLC FRTY

$594,334

0.74%

30,510

HighTower Advisors, LLC FRTY

$586,211

0.73%

30,093

TRUIST FINANCIAL CORP FRTY

$539,751

0.68%

27,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	27,708	$539,751	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP FRTY

$505,272

0.63%

25,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	11,894	$231,695	45.9%	Other
G1 EXECUTION SERVICES, LLC	14,044	$273,577	54.1%	Other

Cetera Investment Advisers FRTY

$303,439

0.38%

15,577

HRT FINANCIAL LP FRTY

$291,557

0.36%

14,967

Worth Financial Advisory Group, LLC FRTY

$281,096

0.35%

14,430

JONES FINANCIAL COMPANIES LLLP FRTY

$276,557

0.35%

14,197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	14,197	$276,557	100.0%	Sole

STIFEL FINANCIAL CORP FRTY

$273,732

0.34%

14,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	14,052	$273,732	100.0%	Defined

Prosperity Financial Group, Inc. FRTY

$236,487

0.30%

12,140

JANE STREET GROUP, LLC FRTY

$218,818

0.27%

11,233

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,233	$218,818	100.0%	Defined

Kovack Advisors, Inc. FRTY

$214,357

0.27%

11,004

Janney Montgomery Scott LLC FRTY

$203,527

0.25%

10,448

Stonebridge Financial Group, LLC / MO FRTY

$194,877

0.24%

10,004

Tradition Wealth Management, LLC FRTY

$194,800

0.24%

10,000

CWM, LLC FRTY

$37,966

0.05%

1,949

Ritter Daniher Financial Advisory LLC / DE FRTY

$6,934

0.01%

356

Global Wealth Strategies & Associates FRTY

$3,701

0.00%

190

Tradewinds Capital Management, LLC FRTY

$1,733

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	70	$1,473	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3	$63	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$21	100.0%	Defined