Catherine Avery Investment Management LLC

CIK

2103454

Location

LONGBOAT KEY, FL

Portfolio Value

Small $221,988,201

Diversification

Diversified

Filing Date

Global Rank

#3,955 / 8,603 ▲ 808 · as of Mar 2026

Top Industry

Drug Manufacturers - General 11.1%

3Y Alpha vs SPY

+10.4%

Period ended 3 months ago

Filed May 15, 2026 · 55d

6 quarters · since Dec 2024

Clone Performance

Feb 2025–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+39.5%

SPY

+24.0%

Annualised alpha

+10.3%

Max drawdown

−17.4%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

103 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

3.3%

−0.2 pts

Top 5

15.9%

−0.7 pts

Top 10

30.8%

−1.0 pts

HHI

260

Diversified+3

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	20.9%	$46,353,804	16
Financial Services	14.1%	$31,293,611	14
Consumer Cyclical	12.7%	$28,108,447	10
Healthcare	11.2%	$24,941,868	11
Energy	10.1%	$22,379,526	6
Industrials	9.9%	$22,054,416	15
Consumer Defensive	6.6%	$14,680,247	11
Communication Services	5.9%	$13,113,939	8
Utilities	5.3%	$11,700,793	4
Basic Materials	3.3%	$7,328,295	6
Unclassified	0.0%	$33,255	2

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HPE	Hewlett Packard Enterprise Co	+83,974	256,671	$6,111,336
OMC	Omnicom Group Inc.	+81,620	82,023	$6,177,152
KEY	Keycorp /New/	+77,035	268,094	$5,375,284
PFE	Pfizer Inc	+53,343	205,820	$5,779,425
BBY	Best Buy Co Inc	+40,011	95,181	$6,110,620
TFC	Truist Financial Corp	+36,417	119,423	$5,489,875
BAC	Bank Of America Corp /De/	+36,397	114,498	$5,581,777
LEN	Lennar Corp /New/	+26,958	58,503	$5,080,400
VZ	Verizon Communications Inc	+26,786	135,143	$6,784,178
CSCO	Cisco Systems, Inc.	+22,140	90,716	$7,038,654
ORCL	Oracle Corp	+20,190	42,568	$6,262,178
KO	Coca Cola Co	+19,077	86,378	$6,569,046
SWK	Stanley Black & Decker, Inc.	+18,669	78,248	$5,560,302
QCOM	Qualcomm Inc/De	+16,347	41,372	$5,327,886
OKE	Oneok Inc /New/	+15,036	72,600	$6,562,314
C	Citigroup Inc	+14,393	63,718	$7,226,258
UPS	United Parcel Service Inc	+14,128	56,869	$5,594,772
NEE	Nextera Energy Inc	+13,648	71,507	$6,641,570
BMY	Bristol Myers Squibb Co	+12,024	104,863	$6,359,940
IBM	International Business Machines Corp	+10,187	28,509	$6,910,296
PKG	Packaging Corp Of America	+9,204	25,223	$5,352,825
MRK	Merck & Co., Inc.	+8,550	53,682	$6,457,407
FCX	Freeport-Mcmoran Inc	+8,013	114,221	$6,713,910
PSX	Phillips 66	+7,775	30,991	$5,645,940
TGT	Target Corp	+7,231	53,413	$6,473,655
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BKR	Baker Hughes Co	−85,237	13,161	$803,479
RTX	RTX Corp	−20,755	8,821	$1,701,570
JCI	Johnson Controls International plc	−1,748	8,872	$1,161,788
EVRG	Evergy, Inc.	−1,135	14,148	$1,159,004
F	Ford Motor Co	−652	2,691	$31,054
BEN	Franklin Resources Inc	−584	3,844	$90,795
STX	Seagate Technology Holdings plc	−519	12,625	$4,945,970
AAPL	Apple Inc.	−408	1,100	$279,169
GOOGL	Alphabet Inc.	−317	334	$96,045
MS	Morgan Stanley	−309	3,880	$638,531
VLO	Valero Energy Corp/Tx	−289	7,497	$1,852,358
NVDA	Nvidia Corp	−177	1,235	$215,384
CMI	Cummins Inc	−169	2,307	$1,241,212
DIS	Walt Disney Co	−138	72	$6,939
MDT	Medtronic plc	−135	2,925	$253,451
ICE	Intercontinental Exchange, Inc.	−117	35	$5,504
JNJ	Johnson & Johnson	−113	1,434	$350,526
MSFT	Microsoft Corp	−113	7,019	$2,598,223
CAT	Caterpillar Inc	−54	98	$69,429
PLTR	Palantir Technologies Inc.	−54	770	$112,635
CF	CF Industries Holdings, Inc.	−51	10	$1,298
GM	General Motors Co	−50	200	$14,900
AXP	American Express Co	−50	500	$151,240
ABBV	AbbVie Inc.	−40	116	$25,228
NFLX	Netflix Inc	−30	200	$19,230
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
ES	Eversource Energy	55,000	$3,810,400
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
LYB	LyondellBasell Industries N.V.	654	$28,318
BRK-B	Berkshire Hathaway Inc	31	$15,582
MRP	Millrose Properties, Inc.	516	$15,412
CAG	Conagra Brands Inc.	783	$13,553
CALM	Cal-Maine Foods Inc	157	$12,492
RS	Reliance, Inc.	30	$8,666
ETN	Eaton Corp plc	25	$7,962
ETR	Entergy Corp /De/	84	$7,764
PYPL	PayPal Holdings, Inc.	129	$7,531
KVUE	Kenvue Inc.	398	$6,865
SOUN	Soundhound Ai, Inc.	629	$6,271
TTD	Trade Desk, Inc.	136	$5,162
UHS	Universal Health Services Inc	21	$4,578
ELV	Elevance Health, Inc.	13	$4,557
HPQ	Hp Inc	191	$4,255
SBET	Sharplink, Inc.	450	$4,023
BP	Bp PLC	113	$3,924
CVS	CVS HEALTH Corp	41	$3,253
MA	Mastercard Inc	5	$2,854
RCL	Royal Caribbean Cruises Ltd	10	$2,789
BMNR	Bitmine Immersion Technologies, Inc.	80	$2,172
AFL	Aflac Inc	17	$1,874
NOW	ServiceNow, Inc.	10	$1,531
NOK	Nokia Corp	200	$1,294
QQQ	Invesco Qqq Trust, Series 1	2	$1,228
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

103 positions · $221,988,201 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 103 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CVX	Chevron Corp Energy	Added	35,128	+4,131	$7,267,983	+53.8%	3.27%
C	Citigroup Inc Financial Services	Added	63,718	+14,393	$7,226,258	+25.5%	3.26%
CSCO	Cisco Systems, Inc. Technology	Added	90,716	+22,140	$7,038,654	+33.2%	3.17%
IBM	International Business Machines Corp Technology	Added	28,509	+10,187	$6,910,296	+27.3%	3.11%
VZ	Verizon Communications Inc Communication Services	Added	135,143	+26,786	$6,784,178	+53.7%	3.06%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	114,221	+8,013	$6,713,910	+24.5%	3.02%
NEE	Nextera Energy Inc Utilities	Added	71,507	+13,648	$6,641,570	+43.0%	2.99%
KO	Coca Cola Co Consumer Defensive	Added	86,378	+19,077	$6,569,046	+39.6%	2.96%
OKE	Oneok Inc /New/ Energy	Added	72,600	+15,036	$6,562,314	+55.1%	2.96%
JPM	Jpmorgan Chase & Co Financial Services	Added	22,283	+5,884	$6,554,767	+24.0%	2.95%
TGT	Target Corp Consumer Defensive	Added	53,413	+7,231	$6,473,655	+43.4%	2.92%
MRK	Merck & Co., Inc. Healthcare	Added	53,682	+8,550	$6,457,407	+35.9%	2.91%
BMY	Bristol Myers Squibb Co Healthcare	Added	104,863	+12,024	$6,359,940	+27.0%	2.86%
LHX	L3harris Technologies, Inc. /De/ Industrials	Added	18,363	+2,472	$6,337,989	+35.9%	2.86%
AVGO	Broadcom Inc. Technology	Added	20,383	+4,803	$6,308,742	+17.0%	2.84%
ORCL	Oracle Corp Technology	Added	42,568	+20,190	$6,262,178	+43.6%	2.82%
OMC	Omnicom Group Inc. Communication Services	Added	82,023	+81,620	$6,177,152	+18882.1%	2.78%
HPE	Hewlett Packard Enterprise Co Technology	Added	256,671	+83,974	$6,111,336	+47.3%	2.75%
BBY	Best Buy Co Inc Consumer Cyclical	Added	95,181	+40,011	$6,110,620	+65.5%	2.75%
MCD	Mcdonalds Corp Consumer Cyclical	Added	19,196	+4,882	$5,965,924	+36.4%	2.69%
PFE	Pfizer Inc Healthcare	Added	205,820	+53,343	$5,779,425	+52.2%	2.60%
PSX	Phillips 66 Energy	Added	30,991	+7,775	$5,645,940	+88.5%	2.54%
UPS	United Parcel Service Inc Industrials	Added	56,869	+14,128	$5,594,772	+32.0%	2.52%
AMGN	Amgen Inc Healthcare	Added	15,875	+3,336	$5,585,618	+36.1%	2.52%
BAC	Bank Of America Corp /De/ Financial Services	Added	114,498	+36,397	$5,581,777	+29.9%	2.51%
SWK	Stanley Black & Decker, Inc. Industrials	Added	78,248	+18,669	$5,560,302	+25.6%	2.50%
HD	Home Depot, Inc. Consumer Cyclical	Added	16,760	+7,058	$5,512,196	+65.1%	2.48%
TFC	Truist Financial Corp Financial Services	Added	119,423	+36,417	$5,489,875	+34.4%	2.47%
KEY	Keycorp /New/ Financial Services	Added	268,094	+77,035	$5,375,284	+36.3%	2.42%
PKG	Packaging Corp Of America Consumer Cyclical	Added	25,223	+9,204	$5,352,825	+62.0%	2.41%
QCOM	Qualcomm Inc/De Technology	Added	41,372	+16,347	$5,327,886	+24.5%	2.40%
LEN	Lennar Corp /New/ Consumer Cyclical	Added	58,503	+26,958	$5,080,400	+56.7%	2.29%
STX	Seagate Technology Holdings plc Technology	Reduced	12,625	-519	$4,945,970	+36.6%	2.23%
ES	Eversource Energy Utilities	NEW	55,000	NEW	$3,810,400	NEW	1.72%
MSFT	Microsoft Corp Technology	Reduced	7,019	-113	$2,598,223	−24.7%	1.17%
VLO	Valero Energy Corp/Tx Energy	Reduced	7,497	-289	$1,852,358	+46.1%	0.83%
RTX	RTX Corp Industrials	Reduced	8,821	-20,755	$1,701,570	−68.6%	0.77%
CL	Colgate Palmolive Co Consumer Defensive	Held	17,012	0	$1,449,932	+7.9%	0.65%
CMI	Cummins Inc Industrials	Reduced	2,307	-169	$1,241,212	−1.8%	0.56%
JCI	Johnson Controls International plc Industrials	Reduced	8,872	-1,748	$1,161,788	−8.6%	0.52%
EVRG	Evergy, Inc. Utilities	Reduced	14,148	-1,135	$1,159,004	+4.6%	0.52%
BKR	Baker Hughes Co Energy	Reduced	13,161	-85,237	$803,479	−82.1%	0.36%
MS	Morgan Stanley Financial Services	Reduced	3,880	-309	$638,531	−14.1%	0.29%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	1,686	+440	$489,766	+59.1%	0.22%
JNJ	Johnson & Johnson Healthcare	Reduced	1,434	-113	$350,526	+9.5%	0.16%
AAPL	Apple Inc. Technology	Reduced	1,100	-408	$279,169	−31.9%	0.13%
MDT	Medtronic plc Healthcare	Reduced	2,925	-135	$253,451	−13.8%	0.11%
WMB	Williams Companies, Inc. Energy	Held	3,400	0	$247,452	+21.1%	0.11%
NVDA	Nvidia Corp Technology	Reduced	1,235	-177	$215,384	−18.2%	0.10%
WM	Waste Management Inc Industrials	Held	700	0	$160,853	+4.6%	0.07%