FXU · First Trust Utilities AlphaDEX Fund · Fund Operations ETF
$46.73
+0.71 (+1.54%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
536.76K
Avg daily vol (3M)
249.33K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover First Trust Exchange-Traded AlphaDEX Fund and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-10-13 | 2026-07-31 | N-1A | 811-22019 | Original | — | — |
| 2025-10-09 | 2025-07-31 | N-1A | 811-22019 | Original | — | — |
| 2024-10-11 | 2024-07-31 | N-1A | 811-22019 | Original | — | — |
| 2023-10-11 | 2023-07-31 | N-1A | 811-22019 | Original | — | — |
| 2022-10-12 | 2022-07-31 | N-1A | 811-22019 | Original | — | — |
| 2021-10-12 | 2021-07-31 | N-1A | 811-22019 | Original | — | — |
| 2021-08-23 | 2020-07-31 | N-1A | 811-22019 | Amendment | — | — |
| 2020-10-14 | 2020-07-31 | N-1A | 811-22019 | Original | — | — |
Showing 1–8 of 8 filings
Service providers (latest report, filed 2026-10-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | First Trust Advisors L.P. | US | — |
| Custodian | CIBC Mellon Trust Company | CA | — |
| Custodian | The Bank of New York Mellon | US | — |
| Custodian | The Bank of New York Mellon (United Kingdom) | GB | — |
| Transfer Agent | The Bank of New York Mellon | US | — |
| Administrator | The Bank of New York Mellon | US | — |
| Pricing Service | Bloomberg L.P. | US | — |
| Pricing Service | ICE Data Pricing & Reference Data, LLC | US | — |
| Pricing Service | LSEG Pricing Service | GB | — |
| Shareholder Servicing Agent | The Bank of New York Mellon | US | — |
| Principal Underwriter | First Trust Portfolios L.P. | US | Yes |
| Independent Public Accountant | Deloitte & Touche LLP | US | — |