FXU · First Trust Utilities AlphaDEX Fund ETF
$47.08
-0.05 (-0.11%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 3
Total Value: $1,336,028
Total Shares: 27,078
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 3 13F filers · Δ vs Mar 31, 2026Top Holder
50.3%
+36.0 pts
Top 5
100.0%
+54.1 pts
Top 10
100.0%
+38.8 pts
HHI
4,992
Highly concentrated+4,411
Quarterly Activity
vs Mar 31, 2026
New
2
Increased
0
Decreased
1
Sold Out
196
Unchanged
0
Holder count:
-194
Institutional value:
-99.8%
Shares held:
-99.8%
Top Buyers
vs Mar 31, 2026No qualifying movers this quarter.
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large Corient Private Wealth LLC | −743 | 13,445 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small CARLSON FINANCIAL, INC. | 13,612 | $671,616 | |
| Small TUCKER ASSET MANAGEMENT LLC | 21 | $1,036 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega MORGAN STANLEY | 1,872,458 | $92,855,190 | |
| Mega LPL Financial LLC | 1,790,249 | $88,778,447 | |
| Mega WELLS FARGO & COMPANY/MN | 904,981 | $44,878,007 | |
| Mega BANK OF AMERICA CORP /DE/ | 764,016 | $37,887,553 | |
| Mega RAYMOND JAMES FINANCIAL INC | 695,324 | $34,481,116 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small CARLSON FINANCIAL, INC. FXU | $671,616 | 50.27% | 13,612 | Shares | 2026-08-24 | |
| Large Corient Private Wealth LLC FXU | $663,376 | 49.65% | 13,445 | Shares | 2026-08-27 | |
| Small TUCKER ASSET MANAGEMENT LLC FXU | $1,036 | 0.08% | 21 | Shares | 2026-08-27 |