HARMONY ASSET MANAGEMENT LLC

Registered adviser

CIK

2002815

Location

Scottsdale, AZ

Portfolio Value

Small $388,697,105

Diversification

Diversified

Filing Date

Global Rank

#4,661 / 8,811 ▼ 239 · as of Jun 2026

Top Industry

Semiconductors 12.5%

Period ended 21 days ago

Filed Oct 20, 2026 · 1d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 116069

Roster of Oct 1, 2026

Regulatory AUM

$462,513,551

Main clients

Individuals and high net worth (80% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Mar 12, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$462,513,551	Individuals and high net worth (80%)
Apr 2025 to Mar 2026	$393,589,232	Individuals and high net worth (77%)
Apr 2024 to Mar 2025	$356,174,080	Individuals and high net worth (65%)
May 2023 to Mar 2024	$313,866,421	Individuals and high net worth (62%)
Mar 2023 to Apr 2023	$313,866,421	Individuals and high net worth (62%)
Apr 2022 to Feb 2023	$116,697,087	Individuals and high net worth (92%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 40.5%, 43.2 effective positions, active share 53.5% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

24.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.0 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 53.5%; sector active share 17.2% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

197 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.2%

+0.1 pts

Top 5

27.1%

+1.0 pts

Top 10

44.5%

+4.0 pts

HHI

260

Diversified+29

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	27.9%	$108,371,028	80
Technology	27.6%	$107,328,035	30
Financial Services	15.8%	$61,579,722	26
Industrials	6.8%	$26,259,361	14
Healthcare	6.7%	$25,893,225	11
Communication Services	5.9%	$23,001,670	6
Consumer Cyclical	4.0%	$15,485,689	6
Energy	2.9%	$11,126,860	11
Basic Materials	1.1%	$4,240,268	3
Consumer Defensive	0.9%	$3,627,875	8
Utilities	0.4%	$1,432,421	1
Real Estate	0.1%	$350,951	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPDN	Direxion Daily S&P 500 Bear 1X Shares	+125,846	152,335	$1,291,800
FLDB	Fidelity Low Duration Bond ETF	+75,125	213,848	$10,720,200
IJH	iShares Core S&P Mid-Cap ETF	+17,820	33,675	$2,422,916
CELH	Celsius Holdings, Inc.	+13,000	33,800	$924,430
CRWD	CrowdStrike Holdings, Inc.	+12,603	16,804	$4,448,859
DUK	Duke Energy CORP	+9,787	12,564	$1,432,421
CVX	Chevron Corp	+9,548	17,117	$3,495,462
SCHG	Schwab U.S. Large-Cap Growth ETF	+6,236	27,504	$988,218
PHYS	Sprott Physical Gold Trust	+6,092	17,671	$552,572
VEA	Vanguard FTSE Developed Markets ETF	+5,826	35,703	$2,520,988
MNST	Monster Beverage Corp	+4,500	9,000	$374,580
WMT	Walmart Inc.	+4,257	6,785	$705,097
ETN	Eaton Corp plc	+3,695	6,934	$2,979,609
VTV	VANGUARD VALUE INDEX FUND	+3,334	19,993	$4,320,087
VUG	VANGUARD GROWTH INDEX FUND	+3,301	22,357	$2,014,589
GNRC	Generac Holdings Inc.	+2,950	16,680	$3,451,926
BOND	PIMCO Active Bond Exchange-Traded Fund	+2,877	9,634	$838,061
SNX	Td Synnex Corp	+2,766	13,166	$3,381,687
NOW	ServiceNow, Inc.	+2,700	18,376	$2,462,567
SCHD	Schwab U.S. Dividend Equity ETF	+2,696	12,281	$399,500
VRT	Vertiv Holdings Co	+2,585	13,646	$3,292,916
APH	Amphenol Corp	+1,843	3,686	$310,729
FSLR	First Solar, Inc.	+1,575	11,335	$1,985,438
BOXX	Alpha Architect 1-3 Month Box ETF	+1,550	4,083	$483,386
SCHW	Schwab Charles Corp	+1,450	20,606	$2,014,030
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
EEM	iShares MSCI Emerging Markets ETF	−18,665	27,048	$1,806,535
NFLX	Netflix Inc	−17,320	13,400	$932,372
CLBT	Cellebrite DI Ltd.	−17,000	18,100	$203,806
ISTB	iShares Core 1-5 Year USD Bond ETF	−12,676	15,125	$714,656
FBND	Fidelity Total Bond ETF	−11,776	62,977	$2,726,904
NEM	NEWMONT Corp	−11,629	3,407	$392,963
ANET	Arista Networks, Inc.	−10,320	10,950	$2,229,310
IYZ	iShares U.S. Telecommunications ETF	−9,473	18,987	$781,884
IBM	International Business Machines Corp	−9,393	9,357	$2,057,885
AMZN	Amazon Com Inc	−7,646	47,071	$11,727,739
IGV	iShares Expanded Tech-Software Sector ETF	−6,254	8,841	$941,389
NUV	Nuveen Municipal Value Fund Inc	−5,700	119,600	$991,484
SHEL	Shell plc	−4,525	4,082	$387,994
WFC	Wells Fargo & Company	−3,009	8,148	$652,247
IDGT	iShares U.S. Digital Infrastructure and Real Estate ETF	−2,771	6,858	$771,044
VB	Vanguard Index Funds	−2,718	2,241	$637,542
JXN	Jackson Financial Inc.	−2,598	7,222	$933,949
AMT	American Tower Corp	−2,563	2,144	$350,951
IGM	iShares Expanded Tech Sector ETF	−2,507	6,862	$1,159,952
—		−2,432	3,918	$0
IYM	iShares U.S. Basic Materials ETF	−2,083	4,282	$762,752
VZ	Verizon Communications Inc	−1,935	26,675	$1,223,582
IYW	iShares, Inc.	−1,793	4,705	$0
PRMB	Primo Brands Corp	−1,500	17,425	$331,946
MTBA	Simplify MBS ETF	−1,500	29,500	$1,379,420
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
VRIG	Invesco Variable Rate Investment Grade ETF	773,844	$19,365,446
LHX	L3harris Technologies, Inc.	2,634	$623,678
MAR	Marriott International Inc	1,150	$409,020
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	2,230	$351,626
WDAY	Workday, Inc.	1,399	$266,453
MPC	Marathon Petroleum Corp	597	$236,065
BMY	Bristol Myers Squibb Co	3,330	$207,792
TMO	Thermo Fisher Scientific Inc.	304	$205,215
FBTC	Fidelity Wise Origin Bitcoin Fund	2,767	$200,994
—		26,715	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	8,641	$515,781
—		1,933	$396,342
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	2,475	$295,812
HONA	Honeywell Aerospace Inc.	1,146	$253,357
WGS	GeneDx Holdings Corp.	3,620	$248,513
GEV	GE Vernova Inc.	206	$242,021
WDC	Western Digital Corp	375	$239,520
AGX	Argan Inc	287	$229,183
WELL	Welltower Inc.	898	$203,819
FTSM	First Trust Enhanced Short Maturity ETF	3,370	$201,290
FIX	Comfort Systems USA Inc	101	$200,176
IYJ	iShares U.S. Industrials ETF	1,389	$0
ITA	iShares U.S. Aerospace & Defense ETF	917	$0
SOXX	iShares Semiconductor ETF	2,162	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

197 tracked positions · $388,697,105 total · filing declares 197 positions · $397,849,739 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 197 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	104,891	-1,472	$23,955,006	+12.6%	6.16%
AAPL	Apple Inc. Technology	Reduced	68,661	-134	$22,865,486	+14.9%	5.88%
CBOE	Cboe Global Markets, Inc. Financial Services	Reduced	73,570	-440	$20,253,085	+12.8%	5.21%
VRIG	Invesco Variable Rate Investment Grade ETF	NEW	773,844	NEW	$19,365,446	NEW	4.98%
GOOGL	Alphabet Inc. Communication Services	Reduced	48,542	-796	$16,702,331	−5.3%	4.30%
MSFT	Microsoft Corp Technology	Reduced	26,426	-1,319	$13,553,895	+31.0%	3.49%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	47,071	-7,646	$11,727,739	−10.1%	3.02%
LLY	ELI LILLY & Co Healthcare	Reduced	9,411	-230	$10,889,279	−5.8%	2.80%
FLDB	Fidelity Low Duration Bond ETF	Added	213,848	+75,125	$10,720,200	+53.8%	2.76%
PANW	Palo Alto Networks Inc Technology	Held	21,952	0	$8,721,749	+16.5%	2.24%
V	Visa Inc. Financial Services	Reduced	20,445	-334	$7,346,501	+3.0%	1.89%
RTX	RTX Corp Industrials	Reduced	31,985	-275	$5,938,015	−3.0%	1.53%
ABBV	AbbVie Inc. Healthcare	Reduced	22,189	-674	$5,804,420	+0.9%	1.49%
MU	Micron Technology Inc Technology	Added	5,186	+13	$5,523,660	−7.5%	1.42%
CME	Cme Group Inc. Financial Services	Added	19,523	+301	$5,114,635	+20.5%	1.32%
IJR	iShares Core S&P Small-Cap ETF	Reduced	37,155	-158	$5,054,566	—	1.30%
QQQ	Invesco Qqq Trust, Series 1	Reduced	6,482	-191	$4,795,189	−2.4%	1.23%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	16,804	+12,603	$4,448,859	+38.8%	1.14%
IWM	iShares Russell 2000 ETF	Reduced	15,984	-10	$4,441,793	—	1.14%
VTV	VANGUARD VALUE INDEX FUND	Added	19,993	+3,334	$4,320,087	+19.0%	1.11%
HEQT	Simplify Hedged Equity ETF	Added	112,980	+5	$3,877,473	+2.3%	1.00%
VOO	VANGUARD 500 INDEX FUND	Added	5,014	+540	$3,514,112	+14.4%	0.90%
CVX	Chevron Corp Energy	Added	17,117	+9,548	$3,495,462	+178.6%	0.90%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,533	-519	$3,457,001	−8.4%	0.89%
JPM	Jpmorgan Chase & Co Financial Services	Added	10,439	+61	$3,453,534	+1.7%	0.89%
GNRC	Generac Holdings Inc. Industrials	Added	16,680	+2,950	$3,451,926	−14.1%	0.89%
SNX	Td Synnex Corp Technology	Added	13,166	+2,766	$3,381,687	+21.6%	0.87%
AMGN	Amgen Inc Healthcare	Added	7,927	+1,215	$3,341,309	+37.5%	0.86%
VRT	Vertiv Holdings Co Industrials	Added	13,646	+2,585	$3,292,916	−11.1%	0.85%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	46,103	-973	$3,227,210	+9.0%	0.83%
DOV	DOVER Corp Industrials	Held	17,216	0	$3,220,252	−16.6%	0.83%
AVGO	Broadcom Inc. Technology	Added	8,871	+594	$3,115,406	−0.4%	0.80%
BLK	BlackRock, Inc. Financial Services	Reduced	2,868	-106	$3,035,175	+6.1%	0.78%
ETN	Eaton Corp plc Industrials	Added	6,934	+3,695	$2,979,609	+115.9%	0.77%
IVZ	Invesco Ltd. Financial Services	Added	96,656	+5	$2,915,144	+14.3%	0.75%
FBND	Fidelity Total Bond ETF	Reduced	62,977	-11,776	$2,726,904	−19.8%	0.70%
BAC	Bank Of America Corp Financial Services	Reduced	49,025	-650	$2,668,430	−5.7%	0.69%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	17,507	-875	$2,661,589	+17.6%	0.68%
META	Meta Platforms, Inc. Communication Services	Reduced	3,606	-86	$2,614,999	+25.7%	0.67%
VEA	Vanguard FTSE Developed Markets ETF	Added	35,703	+5,826	$2,520,988	+18.4%	0.65%
NOW	ServiceNow, Inc. Technology	Added	18,376	+2,700	$2,462,567	+58.2%	0.63%
IJH	iShares Core S&P Mid-Cap ETF	Added	33,675	+17,820	$2,422,916	—	0.62%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	8,208	-820	$2,335,093	−26.7%	0.60%
GS	Goldman Sachs Group Inc Financial Services	Reduced	2,565	-8	$2,309,423	−11.3%	0.59%
AMAT	Applied Materials Inc Technology	Reduced	4,411	-417	$2,255,697	−35.4%	0.58%
ITT	Itt Inc. Industrials	Added	11,080	+150	$2,236,165	+3.5%	0.58%
ANET	Arista Networks, Inc. Technology	Reduced	10,950	-10,320	$2,229,310	−38.3%	0.57%
XOM	ExxonMobil Holdings Corp Energy	Reduced	13,225	-143	$2,152,368	+17.8%	0.55%
JNJ	Johnson & Johnson Healthcare	Reduced	8,117	-224	$2,148,894	+1.4%	0.55%
MRVL	Marvell Technology, Inc. Technology	Reduced	8,010	-25	$2,116,322	−11.6%	0.54%

Showing the top 50 of 197 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.