ROI Financial Advisors, LLC

Registered adviser

CIK

2011633

Location

Beaverton, OR

Portfolio Value

Small $189,085,427

Diversification

Diversified

Filing Date

Global Rank

#6,499 / 8,814 ▼ 305 · as of Jun 2026

Top Industry

Semiconductors 25.2%

Period ended 22 days ago

Filed Oct 19, 2026 · 3d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 160100

Roster of Oct 1, 2026

Regulatory AUM

$264,156,070

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$264,156,070	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$220,506,423	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$161,571,742	Individuals and high net worth (97%)
May 2023 to Mar 2024	$126,162,601	Individuals and high net worth (97%)
Apr 2023	$126,162,601	Individuals and high net worth (97%)
Apr 2022 to Mar 2023	$137,668,107	Individuals and high net worth (97%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 52.2%, 27.5 effective positions, active share 55.3% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

9.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.4 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 55.3%; sector active share 21.0% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

72 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.8%

+0.5 pts

Top 5

30.9%

+0.4 pts

Top 10

53.7%

+1.6 pts

HHI

375

Diversified+11

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	42.4%	$80,236,912	18
Unclassified	10.7%	$20,322,140	16
Consumer Defensive	10.6%	$19,979,759	7
Financial Services	10.0%	$18,937,568	6
Communication Services	7.7%	$14,547,828	5
Consumer Cyclical	6.9%	$13,061,580	4
Healthcare	6.2%	$11,757,217	4
Industrials	2.6%	$4,824,399	7
Energy	2.0%	$3,869,997	4
Utilities	0.8%	$1,548,027	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLGV	Franklin U.S. Treasury Bond ETF	+5,438	16,643	$323,373
AMSC	American Superconductor Corp	+2,513	15,355	$446,984
FIXD	First Trust Smith Opportunistic Fixed Income ETF	+1,907	9,976	$411,709
VZ	Verizon Communications Inc	+1,652	19,753	$906,070
MO	Altria Group, Inc.	+1,501	8,540	$575,083
PUI	Victory Portfolios II	+1,481	50,420	$0
FXU	First Trust Utilities AlphaDEX Fund	+1,281	10,790	$473,896
T	At&T Inc.	+1,274	37,539	$915,951
XOM	ExxonMobil Holdings Corp	+1,215	9,111	$1,482,815
KR	Kroger Co	+1,185	10,292	$603,317
INTC	Intel Corp	+928	38,646	$4,646,408
ANET	Arista Networks, Inc.	+864	11,670	$2,375,895
BNDC	FlexShares Trust	+594	27,950	$588,962
AZN	Astrazeneca PLC	+591	2,198	$354,911
COKE	Coca-Cola Consolidated, Inc.	+516	12,027	$2,276,350
LRCX	Lam Research Corp	+495	1,075	$353,148
MTZ	Mastec Inc	+475	957	$204,434
ARM	Arm Holdings PLC	+432	5,617	$1,627,020
AMAT	Applied Materials Inc	+419	2,306	$1,179,242
NAT	NORDIC AMERICAN TANKERS Ltd	+397	11,634	$91,908
CVX	Chevron Corp	+343	4,737	$967,342
LNG	Cheniere Energy, Inc.	+309	4,936	$1,327,932
JPM	Jpmorgan Chase & Co	+257	11,316	$3,743,672
EME	EMCOR Group, Inc.	+237	654	$493,436
MU	Micron Technology Inc	+234	1,187	$1,264,285
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FPE	First Trust Preferred Securities and Income ETF	−6,526	118,056	$2,012,854
AVGO	Broadcom Inc.	−2,363	28,107	$9,870,897
HYDB	iShares High Yield Systematic Bond ETF	−2,186	30,483	$0
NVDA	Nvidia Corp	−2,011	56,421	$12,885,427
PANW	Palo Alto Networks Inc	−1,895	24,352	$9,675,293
ADP	Automatic Data Processing Inc	−1,185	2,888	$745,277
AAPL	Apple Inc.	−996	36,356	$12,107,275
GOOGL	Alphabet Inc.	−918	31,818	$10,947,937
GLD	Spdr Gold Trust	−862	15,671	$5,968,143
PG	PROCTER & GAMBLE Co	−845	9,147	$1,328,876
SLV	iShares Silver Trust	−797	78,907	$4,301,220
HD	Home Depot, Inc.	−632	12,269	$3,490,407
INTU	Intuit Inc.	−616	889	$245,106
VNQ	VANGUARD REAL ESTATE INDEX FUND	−611	3,491	$312,898
IBM	International Business Machines Corp	−532	11,677	$2,568,122
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−531	24,929	$11,372,360
DUK	Duke Energy CORP	−505	13,578	$1,548,027
AMZN	Amazon Com Inc	−474	31,972	$7,965,823
FDL	First Trust Morningstar Dividend Leaders Index Fund	−468	72,356	$3,553,403
V	Visa Inc.	−380	16,932	$6,084,175
LLY	ELI LILLY & Co	−306	9,214	$10,661,335
MSFT	Microsoft Corp	−278	15,486	$7,942,769
BRK-B	Berkshire Hathaway Inc	−215	5,028	$2,503,692
ORCL	Oracle Corp	−212	1,926	$264,439
MA	Mastercard Inc	−138	9,992	$5,510,288
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
CRWD	CrowdStrike Holdings, Inc.	1,132	$299,697
MMM	3M Co	1,763	$289,396
RTX	RTX Corp	1,287	$238,931
MRK	Merck & Co., Inc.	1,405	$204,160
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
SNPS	Synopsys Inc	535	$238,647
RCL	Royal Caribbean Cruises Ltd	649	$206,076
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

72 tracked positions · $189,085,427 total · filing declares 72 positions · $192,522,823 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 72 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	56,421	-2,011	$12,885,427	+10.2%	6.81%
AAPL	Apple Inc. Technology	Reduced	36,356	-996	$12,107,275	+12.0%	6.40%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	24,929	-531	$11,372,360	−6.5%	6.01%
GOOGL	Alphabet Inc. Communication Services	Reduced	31,818	-918	$10,947,937	−6.4%	5.79%
LLY	ELI LILLY & Co Healthcare	Reduced	9,214	-306	$10,661,335	−6.6%	5.64%
AVGO	Broadcom Inc. Technology	Reduced	28,107	-2,363	$9,870,897	−14.2%	5.22%
PANW	Palo Alto Networks Inc Technology	Reduced	24,352	-1,895	$9,675,293	+8.1%	5.12%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	31,972	-474	$7,965,823	+3.0%	4.21%
MSFT	Microsoft Corp Technology	Reduced	15,486	-278	$7,942,769	+35.1%	4.20%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	8,518	-97	$7,754,276	−3.8%	4.10%
V	Visa Inc. Financial Services	Reduced	16,932	-380	$6,084,175	+2.4%	3.22%
GLD	Spdr Gold Trust	Reduced	15,671	-862	$5,968,143	−2.0%	3.16%
WMT	Walmart Inc. Consumer Defensive	Added	56,202	+28	$5,840,511	−8.2%	3.09%
MA	Mastercard Inc Financial Services	Reduced	9,992	-138	$5,510,288	+5.9%	2.91%
INTC	Intel Corp Technology	Added	38,646	+928	$4,646,408	−11.8%	2.46%
SLV	iShares Silver Trust	Reduced	78,907	-797	$4,301,220	+0.9%	2.27%
JPM	Jpmorgan Chase & Co Financial Services	Added	11,316	+257	$3,743,672	+3.4%	1.98%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Reduced	72,356	-468	$3,553,403	+0.3%	1.88%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	12,269	-632	$3,490,407	−23.3%	1.85%
IBM	International Business Machines Corp Technology	Reduced	11,677	-532	$2,568,122	−25.2%	1.36%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	5,028	-215	$2,503,692	−4.6%	1.32%
ANET	Arista Networks, Inc. Technology	Added	11,670	+864	$2,375,895	+29.4%	1.26%
COKE	Coca-Cola Consolidated, Inc. Consumer Defensive	Added	12,027	+516	$2,276,350	+3.6%	1.20%
CAT	Caterpillar Inc Industrials	Added	2,545	+153	$2,063,460	−19.0%	1.09%
FPE	First Trust Preferred Securities and Income ETF	Reduced	118,056	-6,526	$2,012,854	−9.6%	1.06%
ARM	Arm Holdings PLC Technology	Added	5,617	+432	$1,627,020	−11.5%	0.86%
KO	Coca Cola Co Consumer Defensive	Added	18,603	+164	$1,601,346	+6.9%	0.85%
DUK	Duke Energy CORP Utilities	Reduced	13,578	-505	$1,548,027	−13.2%	0.82%
XOM	ExxonMobil Holdings Corp Energy	Added	9,111	+1,215	$1,482,815	+37.4%	0.78%
META	Meta Platforms, Inc. Communication Services	Reduced	1,900	-82	$1,377,842	+23.4%	0.73%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	3,809	-118	$1,351,471	−18.2%	0.71%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	9,147	-845	$1,328,876	−9.3%	0.70%
LNG	Cheniere Energy, Inc. Energy	Added	4,936	+309	$1,327,932	+20.1%	0.70%
MU	Micron Technology Inc Technology	Added	1,187	+234	$1,264,285	+14.9%	0.67%
AMAT	Applied Materials Inc Technology	Added	2,306	+419	$1,179,242	−13.6%	0.62%
LMT	Lockheed Martin Corp Industrials	Added	2,136	+94	$1,087,758	+4.6%	0.58%
CVX	Chevron Corp Energy	Added	4,737	+343	$967,342	+32.8%	0.51%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Reduced	4,364	-115	$952,268	−5.7%	0.50%
T	At&T Inc. Communication Services	Added	37,539	+1,274	$915,951	+22.0%	0.48%
VZ	Verizon Communications Inc Communication Services	Added	19,753	+1,652	$906,070	+18.2%	0.48%
AMD	Advanced Micro Devices Inc Technology	Added	1,331	+168	$814,252	+20.5%	0.43%
ADP	Automatic Data Processing Inc Technology	Reduced	2,888	-1,185	$745,277	−18.3%	0.39%
AMP	Ameriprise Financial Inc Financial Services	Reduced	1,355	-86	$667,134	+0.9%	0.35%
VOO	VANGUARD 500 INDEX FUND	Added	948	+1	$664,415	+2.2%	0.35%
KR	Kroger Co Consumer Defensive	Added	10,292	+1,185	$603,317	+19.3%	0.32%
BNDC	FlexShares Trust	Added	27,950	+594	$588,962	−2.6%	0.31%
MO	Altria Group, Inc. Consumer Defensive	Added	8,540	+1,501	$575,083	+13.6%	0.30%
IDXX	Idexx Laboratories Inc Healthcare	Reduced	1,028	-14	$536,811	−2.1%	0.28%
EME	EMCOR Group, Inc. Industrials	Added	654	+237	$493,436	+42.6%	0.26%
FXU	First Trust Utilities AlphaDEX Fund	Added	10,790	+1,281	$473,896	+1.0%	0.25%

Showing the top 50 of 72 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.