HARD · Simplify Commodities Strategy No K-1 ETF ETF

$33.61 -0.22 (-0.65%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 25

Total Value: $60,966,086

Total Shares: 1,723,667

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 25 13F filers · Δ vs Dec 31, 2025

Top Holder

23.5%

−3.7 pts

Top 5

70.0%

+0.3 pts

Top 10

87.8%

−0.1 pts

HHI

1,193

Broadly held−169

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: +157.5%

Shares held: +115.7%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Small Encompass More Asset Management	+303,466	405,214
Mega ENVESTNET ASSET MANAGEMENT INC	+192,059	203,946
Micro Longview Financial Advisors, Inc.	+12,343	229,783
Mid Private Advisor Group, LLC	+6,643	32,810
Micro Global View Capital Management LLC	+5,398	31,788

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mid CreativeOne Wealth, LLC	−18,870	33,261
Large AE Wealth Management LLC	−16,066	120,037
Mid Stratos Wealth Partners, LTD.	−1,140	14,237
Large HighTower Advisors, LLC	−647	24,925

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega LPL Financial LLC	189,518	$6,703,251
Large MML INVESTORS SERVICES, LLC	177,393	$6,274,390
Micro BLVD Private Wealth, LLC	66,808	$2,362,998
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	34,396	$1,216,586
Large Tidal Investments LLC	20,000	$707,400

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small Whalen Wealth Management Inc.	40,897	$1,212,187
Micro Holcombe Financial, Inc.	26,423	$783,177
Small Hilltop Holdings Inc.	12,182	$361,074
Mega CITADEL ADVISORS LLC	7,400	$219,336
Mid Global Retirement Partners, LLC	1,603	$47,512

Filter: New 9 Increased 10 Reduced 4 Sold out 8 Unchanged 2

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Encompass More Asset Management HARD

$14,332,419

23.51%

405,214

Longview Financial Advisors, Inc. HARD

$8,127,424

13.33%

229,783

ENVESTNET ASSET MANAGEMENT INC HARD

$7,213,570

11.83%

203,946

LPL Financial LLC HARD

$6,703,251

11.00%

189,518

MML INVESTORS SERVICES, LLC HARD

$6,274,390

10.29%

177,393

AE Wealth Management LLC HARD

$4,245,705

6.96%

120,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Beacon Capital Management, LLC	1,949	$68,936	1.6%	Other
Brigher Financial	297	$10,504	0.2%	Other
HOWARD BAILEY SECURITIES, LLC	112,577	$3,981,848	93.8%	Other
Park Square Financial Services	102	$3,607	0.1%	Other
Strickler Financial Group	253	$8,948	0.2%	Other
Held directly	4,859	$171,862	4.0%	Sole

BLVD Private Wealth, LLC HARD

$2,362,998

3.88%

66,808

Park Edge Advisors, LLC HARD

$1,892,012

3.10%

53,492

SUSQUEHANNA INTERNATIONAL GROUP, LLP HARD

$1,216,586

2.00%

34,396

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	34,396	$1,216,586	100.0%	Other

CreativeOne Wealth, LLC HARD

$1,176,441

1.93%

33,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVEONE SECURITIES, LLC joint	968	$34,238	2.9%	Other
Held directly	32,293	$1,142,203	97.1%	Sole

Private Advisor Group, LLC HARD

$1,160,489

1.90%

32,810

Global View Capital Management LLC HARD

$1,124,341

1.84%

31,788

HighTower Advisors, LLC HARD

$881,597

1.45%

24,925

Orion Porfolio Solutions, LLC HARD

$870,526

1.43%

24,612

Tidal Investments LLC HARD

$707,400

1.16%

20,000

Stratos Wealth Partners, LTD. HARD

$503,562

0.83%

14,237

Summit Global Investments HARD

$418,108

0.69%

11,821

Bluesphere Advisors LLC HARD

$365,867

0.60%

10,344

Straight Path Wealth Management HARD

$344,857

0.57%

9,750

CWM, LLC HARD

$318,789

0.52%

9,013

Belvedere Trading LLC HARD

$275,886

0.45%

7,800

RAYMOND JAMES FINANCIAL INC HARD

$217,454

0.36%

6,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	6,148	$217,454	100.0%	Defined

OSAIC HOLDINGS, INC. HARD

$159,624

0.26%

4,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	4,513	$159,624	100.0%	Defined

MATHER GROUP, LLC. HARD

$68,476

0.11%

1,936

MORGAN STANLEY HARD

$4,314

0.01%

122

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	122	$4,314	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hilltop Securities Holdings LLC joint	12,182	$361,074	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,400	$219,336	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	181	$5,364	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	138	$4,090	100.0%	Defined