Whalen Wealth Management Inc.

Registered adviser

CIK

1894447

Location

LAS VEGAS, NV

Portfolio Value

Small $190,911,968

Diversification

Diversified

Filing Date

Global Rank

#6,601 / 8,811 ▼ 112 · as of Jun 2026

Top Industry

Semiconductors 17.3%

Period ended 21 days ago

Filed Oct 8, 2026 · 13d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 311869

Roster of Oct 1, 2026

Regulatory AUM

$222,958,975

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$222,958,975	Individuals and high net worth (99%)
Feb 2025 to Mar 2026	$192,271,610	Individuals and high net worth (98%)
Apr 2024 to Jan 2025	$157,855,321	Individuals and high net worth (98%)
May 2023 to Mar 2024	$115,954,523	Individuals and high net worth (99%)
Apr 2023	$115,954,523	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$137,842,282	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 29.1%, 70.3 effective positions, active share 48.6% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

High turnover

138.4% over the last four quarters (100%+)

Horizon

Medium horizon

Value-weighted holding period 5.4 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 48.6%; sector active share 11.0% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

202 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.6%

+1.0 pts

Top 5

19.3%

+2.2 pts

Top 10

30.7%

+1.6 pts

HHI

158

Diversified+16

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	30.8%	$58,760,660	45
Unclassified	19.8%	$37,833,351	55
Healthcare	10.0%	$19,077,695	26
Financial Services	9.0%	$17,254,558	20
Communication Services	7.8%	$14,968,638	7
Industrials	6.5%	$12,366,480	20
Consumer Cyclical	5.6%	$10,715,330	6
Consumer Defensive	4.9%	$9,419,868	6
Energy	4.0%	$7,669,083	10
Basic Materials	1.4%	$2,636,096	6
Utilities	0.1%	$210,209	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	+83,449	132,311	$3,285,282
IEF	iShares 7-10 Year Treasury Bond ETF	+42,902	51,374	$0
IBTL	iShares iBonds Dec 2031 Term Treasury ETF	+12,971	214,831	$0
IBIT	iShares Bitcoin Trust ETF	+7,094	18,982	$898,607
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+4,850	161,891	$0
—		+3,833	20,908	$0
NVDA	Nvidia Corp	+3,591	46,638	$10,651,186
DIS	Walt Disney Co	+3,586	9,360	$981,864
WMB	Williams Companies, Inc.	+3,292	13,154	$894,077
TIP	iShares TIPS Bond ETF	+2,766	21,119	$0
ET	Energy Transfer LP	+2,600	30,314	$0
AVGO	Broadcom Inc.	+2,134	8,107	$2,847,097
AMZN	Amazon Com Inc	+2,003	29,165	$7,266,459
GOOG	Alphabet Inc.	+1,999	8,671	$2,954,556
ALGM	Allegro Microsystems, Inc.	+1,767	8,166	$296,834
MO	Altria Group, Inc.	+1,752	6,647	$447,608
SPY	Spdr S&P 500 ETF Trust	+1,390	3,070	$2,341,274
LRCX	Lam Research Corp	+1,373	4,195	$1,378,099
MA	Mastercard Inc	+1,324	4,793	$2,643,195
GOOGL	Alphabet Inc.	+1,313	8,917	$3,068,161
NFLX	Netflix Inc	+1,286	22,933	$1,595,678
CRH	Crh Public Ltd Co	+1,233	5,436	$450,100
RTX	RTX Corp	+1,188	13,086	$2,429,415
MU	Micron Technology Inc	+1,153	2,724	$2,901,359
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+1,034	7,529	$356,573
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JEPI	JPMorgan Equity Premium Income ETF	−49,358	39,414	$2,215,855
MBB	iShares MBS ETF	−25,539	3,431	$0
SHY	iShares 1-3 Year Treasury Bond ETF	−22,321	4,393	$0
IEI	iShares 3-7 Year Treasury Bond ETF	−9,887	55,584	$0
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	−7,439	3,610	$569,224
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	−6,262	19,272	$1,216,641
FCX	Freeport-Mcmoran Inc	−3,982	7,513	$525,910
UAL	United Airlines Holdings, Inc.	−3,559	3,610	$400,529
C	Citigroup Inc	−3,404	3,552	$459,912
SHV	iShares 0-1 Year Treasury Bond ETF	−2,884	75,067	$0
JPM	Jpmorgan Chase & Co	−2,852	7,856	$2,599,000
NBIX	Neurocrine Biosciences Inc	−2,457	3,706	$525,659
ORCL	Oracle Corp	−2,432	6,510	$893,823
HALO	Halozyme Therapeutics, Inc.	−2,410	5,275	$582,360
TOST	Toast, Inc.	−2,401	17,024	$493,525
MS	Morgan Stanley	−1,661	3,959	$744,608
PPT	Franklin Premier Income Trust	−1,358	39,222	$128,648
GPIX	Goldman Sachs S&P 500 Premium Income ETF	−1,334	93,503	$5,220,272
MSFT	Microsoft Corp	−1,262	9,095	$4,664,825
APO	Apollo Global Management, Inc.	−1,201	2,297	$266,589
SGOV	iShares 0-3 Month Treasury Bond ETF	−1,168	12,931	$0
INTC	Intel Corp	−1,126	9,715	$1,168,034
QQQM	Invesco Ltd.	−1,014	1,831	$0
THC	Tenet Healthcare Corp	−864	2,147	$548,687
STM	STMicroelectronics N.V.	−750	4,696	$250,578
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
DBMF	iMGP DBI Managed Futures Strategy ETF	52,537	$1,709,028
BINC		31,718	$1,610,957
FNDE	Schwab Fundamental Emerging Markets Equity ETF	27,843	$1,165,786
EWG	iShares MSCI Germany ETF	26,687	$1,102,439
HARD	Simplify Commodities Strategy No K-1 ETF	32,366	$1,090,086
PICK	iShares MSCI Global Metals & Mining Producers ETF	15,054	$902,637
NUKZ	Range Nuclear Renaissance Index ETF	14,732	$887,308
FTNT	Fortinet, Inc.	3,601	$643,714
NOW	ServiceNow, Inc.	4,621	$619,260
ANET	Arista Networks, Inc.	2,950	$600,590
MCK	Mckesson Corp	675	$576,321
APH	Amphenol Corp	6,708	$565,484
BLK	BlackRock, Inc.	533	$564,068
EUAD	Spinnaker ETF Series	12,732	$533,343
ISRG	Intuitive Surgical Inc	1,304	$530,245
DDOG	Datadog, Inc.	1,922	$526,339
TSM	Taiwan Semiconductor Manufacturing Co Ltd	1,149	$524,162
REMX	VanEck Rare Earth and Strategic Metals ETF	7,638	$490,817
DHR	Danaher Corp	2,173	$481,428
GDX	VanEck Gold Miners ETF	4,911	$431,185
GDXJ	VanEck Junior Gold Miners ETF	3,782	$430,958
TEL	TE Connectivity plc	1,976	$417,094
RDVY	First Trust Rising Dividend Achievers ETF	5,239	$410,161
EMR	Emerson Electric Co	2,634	$408,533
XYL	Xylem Inc.	3,966	$401,636
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
JMBS	Janus Henderson Mortgage-Backed Securities ETF	42,761	$1,923,817
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	16,813	$1,797,814
MTZ	Mastec Inc	1,951	$811,733
ETN	Eaton Corp plc	1,854	$790,026
SEI	Solaris Energy Infrastructure, Inc.	9,729	$782,795
LHX	L3harris Technologies, Inc.	2,354	$684,048
HOOD	Robinhood Markets, Inc.	6,493	$651,118
BWXT	BWX Technologies, Inc.	3,120	$607,308
MMSI	Merit Medical Systems Inc	8,238	$571,222
ELAN	Elanco Animal Health Inc	21,814	$536,842
RBC	RBC Bearings INC	779	$501,722
PHM	Pultegroup Inc	3,612	$495,602
MP	MP Materials Corp.	8,482	$475,076
EWZ	iShares MSCI Brazil ETF	13,486	$465,267
DRI	Darden Restaurants Inc	2,257	$464,964
VMC	Vulcan Materials CO	1,566	$461,985
TJX	Tjx Companies Inc	3,011	$456,166
FITB	Fifth Third Bancorp	7,884	$444,421
UTI	Universal Technical Institute Inc	10,313	$441,087
BHE	Benchmark Electronics Inc	4,336	$427,833
EPRT	Essential Properties Realty Trust, Inc.	14,151	$422,407
ICE	Intercontinental Exchange, Inc.	3,427	$421,897
SOLS	Solstice Advanced Materials Inc.	4,714	$417,660
CTVA	Corteva, Inc.	4,585	$388,303
VST	Vistra Corp.	2,445	$387,850
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

202 tracked positions · $190,911,968 total · filing declares 203 positions · $234,297,467 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 202 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Added	46,638	+3,591	$10,651,186	+23.7%	5.58%
AMZN	Amazon Com Inc Consumer Cyclical	Added	29,165	+2,003	$7,266,459	+12.2%	3.81%
AAPL	Apple Inc. Technology	Added	21,628	+56	$7,202,556	+15.4%	3.77%
META	Meta Platforms, Inc. Communication Services	Reduced	7,737	-72	$5,610,717	+27.6%	2.94%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Reduced	93,503	-1,334	$5,220,272	−0.9%	2.73%
MSFT	Microsoft Corp Technology	Reduced	9,095	-1,262	$4,664,825	+20.7%	2.44%
WMT	Walmart Inc. Consumer Defensive	Added	36,948	+471	$3,839,636	−7.1%	2.01%
LLY	ELI LILLY & Co Healthcare	Added	2,975	+408	$3,442,313	+11.8%	1.80%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	132,311	+83,449	$3,285,282	+163.1%	1.72%
JAAA	Janus Henderson AAA CLO ETF	Reduced	62,709	-605	$3,164,923	−1.0%	1.66%
CVX	Chevron Corp Energy	Added	15,225	+493	$3,109,097	+27.3%	1.63%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Added	4,070	+2,390	$3,103,904	+147.4%	1.63%
GOOGL	Alphabet Inc. Communication Services	Added	8,917	+1,313	$3,068,161	+12.9%	1.61%
GOOG	Alphabet Inc. Communication Services	Added	8,671	+1,999	$2,954,556	+25.3%	1.55%
MU	Micron Technology Inc Technology	Added	2,724	+1,153	$2,901,359	+60.0%	1.52%
AVGO	Broadcom Inc. Technology	Added	8,107	+2,134	$2,847,097	+26.2%	1.49%
AMD	Advanced Micro Devices Inc Technology	Added	4,367	+802	$2,671,555	+29.0%	1.40%
VOO	VANGUARD 500 INDEX FUND	Added	3,788	+211	$2,654,857	+8.1%	1.39%
MA	Mastercard Inc Financial Services	Added	4,793	+1,324	$2,643,195	+48.4%	1.38%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	7,856	-2,852	$2,599,000	−25.8%	1.36%
V	Visa Inc. Financial Services	Added	7,206	+221	$2,589,331	+8.0%	1.36%
RTX	RTX Corp Industrials	Added	13,086	+1,188	$2,429,415	+7.6%	1.27%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	39,414	-49,358	$2,215,855	−55.8%	1.16%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	4,366	+158	$2,174,049	+3.2%	1.14%
GEV	GE Vernova Inc. Industrials	Reduced	2,134	-673	$2,028,345	−38.5%	1.06%
PLTR	Palantir Technologies Inc. Technology	Added	10,752	+424	$2,011,161	+66.9%	1.05%
MRK	Merck & Co., Inc. Healthcare	Added	13,162	+707	$1,912,570	+19.5%	1.00%
XOM	ExxonMobil Holdings Corp Energy	Added	10,823	+495	$1,761,443	+24.7%	0.92%
UNH	Unitedhealth Group Inc Healthcare	Added	4,755	+66	$1,745,465	−10.4%	0.91%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,897	+68	$1,726,914	+0.9%	0.90%
JNJ	Johnson & Johnson Healthcare	Added	6,503	+755	$1,721,604	+17.9%	0.90%
DBMF	iMGP DBI Managed Futures Strategy ETF	NEW	52,537	NEW	$1,709,028	NEW	0.90%
PANW	Palo Alto Networks Inc Technology	Reduced	4,292	-425	$1,705,254	+6.0%	0.89%
BINC		NEW	31,718	NEW	$1,610,957	NEW	0.84%
NFLX	Netflix Inc Communication Services	Added	22,933	+1,286	$1,595,678	+3.2%	0.84%
PM	Philip Morris International Inc. Consumer Defensive	Added	8,224	+541	$1,569,303	+12.9%	0.82%
BAC	Bank Of America Corp Financial Services	Reduced	28,828	-107	$1,569,108	−4.8%	0.82%
DELL	Dell Technologies Inc. Technology	Added	2,834	+106	$1,524,550	+29.5%	0.80%
CAT	Caterpillar Inc Industrials	Added	1,816	+23	$1,472,394	−22.9%	0.77%
IBM	International Business Machines Corp Technology	Added	6,498	+39	$1,429,105	−21.3%	0.75%
LRCX	Lam Research Corp Technology	Added	4,195	+1,373	$1,378,099	+12.7%	0.72%
MRVL	Marvell Technology, Inc. Technology	Added	4,723	+239	$1,247,863	−6.6%	0.65%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Reduced	19,272	-6,262	$1,216,641	−29.1%	0.64%
INTC	Intel Corp Technology	Reduced	9,715	-1,126	$1,168,034	−22.8%	0.61%
FNDE	Schwab Fundamental Emerging Markets Equity ETF	NEW	27,843	NEW	$1,165,786	NEW	0.61%
WFC	Wells Fargo & Company Financial Services	Added	14,525	+129	$1,162,726	−2.3%	0.61%
GE	General Electric Co Industrials	Added	3,680	+270	$1,149,227	−9.8%	0.60%
EWG	iShares MSCI Germany ETF	NEW	26,687	NEW	$1,102,439	NEW	0.58%
HARD	Simplify Commodities Strategy No K-1 ETF	NEW	32,366	NEW	$1,090,086	NEW	0.57%
TXN	Texas Instruments Inc Technology	Added	3,848	+300	$1,077,786	+1.9%	0.56%

Showing the top 50 of 202 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.