IOCT · Holdings ETF

$37.74 +0.14 (+0.37%)

Volume · Oct 20 6934 Avg daily vol (3M) 24.6K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 21

Total Value: $27,168,926

Total Shares: 728,068

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 21 13F filers · Δ vs Jun 30, 2026

Top Holder

30.9%

+19.8 pts

Top 5

79.7%

+41.7 pts

Top 10

91.0%

+35.4 pts

HHI

1,995

Moderately concentrated+1,564

Who Holds IOCT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 99 filers, like-for-like change -5.4%; actively managed books -5.3%; index-like books -100.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	79.3%	74	-5.8%	6	5
Bank	4.4%	3	-10.7%	0	0
Broker-dealer	1.1%	1	+8.2%	0	0
Holding company	3.3%	1	+14.6%	0	1
Unknown	12.0%	20	-6.5%	1	1

Style	Share	Filers	Change	New	Exited
Concentrated	38.8%	32	-9.1%	3	4
Diversified active	61.2%	67	-2.7%	4	2
Index-like	0.0%	0	-100.0%	0	1
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	76.0%	73	-0.1%	5	4
Medium turnover	8.2%	13	-36.9%	1	2
High turnover	1.9%	5	-14.5%	1	0
Unknown	13.9%	8	-3.9%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.6%	9	-3.9%	0	1
Medium horizon	21.3%	21	+9.2%	3	2
Long horizon	63.2%	66	-10.4%	3	4
Unknown	0.9%	3	+68.0%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	28.4%	38	-10.3%	3	4
$1B to $10B	31.7%	32	-4.2%	3	2
$10B to $100B	30.2%	22	-1.3%	1	0
$100B or more	9.8%	7	-6.8%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	67.4%	67	-9.8%	4	4
Pension and profit sharing plans	11.3%	5	+23.2%	1	1
Other investment advisers	0.6%	2	+136.2%	1	0
Diversified	0.0%	0	—	0	0
Pooled investment vehicles	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Unknown	20.7%	25	-4.0%	1	2

Private funds	Share	Filers	Change	New	Exited
Private equity funds	6.3%	3	-10.9%	0	0
Venture capital funds	0.3%	1	0.0%	0	0
Real estate funds	0.7%	2	0.0%	0	0
Other private funds	6.7%	6	-6.1%	0	0
Mixed private funds	0.0%	0	—	0	0
No private funds	65.0%	61	-5.1%	6	4
Hedge funds	0.2%	1	-53.2%	0	1
Unknown	20.7%	25	-4.0%	1	2

Location	Share	Filers	Change	New	Exited
United States	100.0%	99	-5.4%	7	7
Outside the US	0.0%	0	—	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

39 13F filers, quarter ended Dec 31, 2022

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

43.6% of filers hold it in their top 10

Sep 30, 2022: 12

Holders above 5%

median weight 0.029%

Sep 30, 2022: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

82.0%

of 13F shares, Herfindahl 0.088

Active holders

+122.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 2.1 quarters

Under 1 year 82.7% 1 to 3 years 17.3% 3 years or more 0.000% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Dec 31, 2022, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$23.19

estimated per share

Sep 30, 2022: $23.57

Quarter-end price

$23.77

implied by 13F values

Estimated gain or loss

+2.5%

price against the estimated cost

Estimated at a loss

3.93%

of costed 13F value

Estimated cost covers 69.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -78

Institutional value: -81.0%

Shares held: -81.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid IFP Advisors, Inc	+6,179	222,267
Small BFI Wealth Solutions, LLC	+2,961	55,535
Mid AdvisorNet Financial, Inc	+465	9,193

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Global Strategic Investment Solutions, LLC	−14,831	212,028
Small GILL CAPITAL PARTNERS, LLC	−2,060	30,930
Mid WealthPlan Investment Management, LLC	−579	10,822
Small CYPRESS FINANCIAL PLANNING LLC	−71	11,105
Mid Fragasso Financial Advisors Inc	−43	17,880

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Large Concurrent Investment Advisors, LLC	8,905	$336,341
Mid NorthCrest Asset Manangement, LLC	8,740	$330,109
Small WealthPLAN Partners, LLC	5,881	$222,125
Small HBW ADVISORY SERVICES LLC	5,308	$200,483
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	9,224	$18,198

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid PFG Advisors	92,052	$3,405,003
Small RED CRANE WEALTH MANAGEMENT, LLC	49,999	$1,849,463

Filter: New 5 Increased 3 Reduced 6 Sold out 2 Unchanged 7

Holder type: Registered adviser 15 Unknown 6

Showing 21 of 21

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid IFP Advisors, Inc Registered adviser IOCT	$8,395,024	30.90%	222,267	—	+6,179 +2.9%	Shares	2026-10-16
Small Global Strategic Investment Solutions, LLC Registered adviser IOCT	$8,008,297	29.48%	212,028	—	-14,831 -6.5%	Shares	2026-10-16
Small BFI Wealth Solutions, LLC Registered adviser IOCT	$2,097,556	7.72%	55,535	—	+2,961 +5.6%	Shares	2026-10-16
Mid Signal Advisors Wealth, LLC IOCT	$1,993,500	7.34%	52,780	—	-21 -0.0%	Shares	2026-10-13
Small GILL CAPITAL PARTNERS, LLC IOCT	$1,168,226	4.30%	30,930	—	-2,060 -6.2%	Shares	2026-10-13
Small FIDUCIARY FINANCIAL GROUP, LLC IOCT	$1,095,141	4.03%	28,995	—	0 0.0%	Shares	2026-10-13
Mid Fragasso Financial Advisors Inc Registered adviser IOCT	$675,327	2.49%	17,880	—	-43 -0.2%	Shares	2026-10-13
Small Liberty Atlantic Advisors LLC IOCT	$451,275	1.66%	11,948	—	0 0.0%	Shares	2026-10-14
Small CYPRESS FINANCIAL PLANNING LLC Registered adviser IOCT	$419,435	1.54%	11,105	—	-71 -0.6%	Shares	2026-10-09
Mid Forvis Mazars Wealth Advisors, LLC Registered adviser IOCT	$417,245	1.54%	11,047	—	0 0.0%	Shares	2026-10-13
Mid WealthPlan Investment Management, LLC Registered adviser IOCT	$408,746	1.50%	10,822	—	-579 -5.1%	Shares	2026-10-15
Mid AdvisorNet Financial, Inc Registered adviser IOCT	$347,219	1.28%	9,193	—	+465 +5.3%	Shares	2026-10-15
Large Concurrent Investment Advisors, LLC Registered adviser IOCT	$336,341	1.24%	8,905	—	New	Shares	2026-10-16
Mid NorthCrest Asset Manangement, LLC IOCT	$330,109	1.22%	8,740	—	New	Shares	2026-10-13
Small NewCorp Financial Services, Inc. Registered adviser IOCT	$323,764	1.19%	8,572	—	0 0.0%	Shares	2026-10-14
Small WealthPLAN Partners, LLC Registered adviser IOCT	$222,125	0.82%	5,881	—	New	Shares	2026-10-15
Small HBW ADVISORY SERVICES LLC Registered adviser IOCT	$200,483	0.74%	5,308	—	New	Shares	2026-10-15
Small James T. Borello RIA Registered adviser IOCT	$154,668	0.57%	4,095	—	0 0.0%	Shares	2026-10-16
Mid CoreCap Advisors, LLC Registered adviser IOCT	$87,362	0.32%	2,313	—	0 0.0%	Shares	2026-10-08
Large Farther Finance Advisors, LLC Registered adviser IOCT	$18,885	0.07%	500	—	0 0.0%	Shares	2026-10-08
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC IOCT	$18,198	0.07%	9,224	—	New	Shares	2026-10-13
Mid PFG Advisors Registered adviser IOCT	$3,405,003	12.53%	92,052	—	Sold Out	Shares	2026-07-16
Small RED CRANE WEALTH MANAGEMENT, LLC IOCT	$1,849,463	6.81%	49,999	—	Sold Out	Shares	2026-07-29
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