MFEM · PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF ETF

$29.36 +0.38 (+1.31%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 26

Total Value: $67,880,420

Total Shares: 3,569,836

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 26 13F filers · Δ vs Sep 30, 2024

Top Holder

24.7%

+5.4 pts

Top 5

79.9%

+10.9 pts

Top 10

93.1%

+4.1 pts

HHI

1,571

Moderately concentrated+415

Quarterly Activity

vs Sep 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -8

Institutional value: -29.9%

Shares held: -21.7%

Top Buyers

vs Sep 30, 2024

Institution	Added	Now Holds
Small Pasadena Private Wealth, LLC	+36,005	330,160
Large Sanctuary Advisors, LLC	+22,369	548,836
Mid OLD MISSION CAPITAL LLC	+6,365	27,712
Large MML INVESTORS SERVICES, LLC	+5,482	35,032
Mega ENVESTNET ASSET MANAGEMENT INC	+4,851	823,318

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds
Small FLOW TRADERS U.S. LLC	−50,516	17,139
Mid Orion Portfolio Solutions, LLC	−18,337	187,076
Small ALTFEST L J & CO INC	−17,317	74,307
Mega JANE STREET GROUP, LLC	−8,475	39,521
Small Moloney Securities Asset Management, LLC	−7,053	18,886

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)
Small StoneX Group Inc.	121,016	$2,301,119
Micro ENTREWEALTH, LLC	51,656	$982,238
Mega UBS Group AG	2,933	$55,770
Mega ROYAL BANK OF CANADA	2,912	$55,371
Mega MORGAN STANLEY	1	$19

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)
Mid PARK AVENUE SECURITIES LLC	625,815	$13,281,671
Micro INTEGRATED CAPITAL MANAGEMENT, INC.	222,454	$4,721,141
Mega CITADEL ADVISORS LLC	132,195	$2,805,574
Micro Williams & Novak, LLC	56,501	$1,199,120
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	35,600	$755,538

Filter: New 5 Increased 8 Reduced 11 Sold out 13 Unchanged 2

Showing 26 of 26

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Schiavi & Co LLC MFEM

$16,768,453

24.70%

881,854

ENVESTNET ASSET MANAGEMENT INC MFEM

$15,655,391

23.06%

823,318

Sanctuary Advisors, LLC MFEM

$10,436,116

15.37%

548,836

Pasadena Private Wealth, LLC MFEM

$6,277,992

9.25%

330,160

Austin Wealth Management, LLC MFEM

$5,075,902

7.48%

266,942

Orion Portfolio Solutions, LLC MFEM

$3,557,250

5.24%

187,076

StoneX Group Inc. MFEM

$2,301,119

3.39%

121,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc. joint	121,016	$2,301,119	100.0%	Defined

ALTFEST L J & CO INC MFEM

$1,412,947

2.08%

74,307

ENTREWEALTH, LLC MFEM

$982,238

1.45%

51,656

JANE STREET GROUP, LLC MFEM

$751,491

1.11%

39,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	39,521	$751,491	100.0%	Defined

MML INVESTORS SERVICES, LLC MFEM

$666,133

0.98%

35,032

LPL Financial LLC MFEM

$616,827

0.91%

32,439

Cambridge Investment Research Advisors, Inc. MFEM

$537,877

0.79%

28,287

OLD MISSION CAPITAL LLC MFEM

$526,943

0.78%

27,712

AQR CAPITAL MANAGEMENT LLC MFEM

$414,831

0.61%

21,816

Cetera Investment Advisers MFEM

$360,087

0.53%

18,937

Moloney Securities Asset Management, LLC MFEM

$359,117

0.53%

18,886

FLOW TRADERS U.S. LLC MFEM

$325,898

0.48%

17,139

OSAIC HOLDINGS, INC. MFEM

$315,097

0.46%

16,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	13,160	$250,237	79.4%	Defined
OSAIC FA, INC.	3,411	$64,860	20.6%	Defined

COMMONWEALTH EQUITY SERVICES, LLC MFEM

$243,601

0.36%

12,811

WELLS FARGO & COMPANY/MN MFEM

$116,942

0.17%

6,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	6,150	$116,942	100.0%	Defined

Steward Partners Investment Advisory, LLC MFEM

$67,008

0.10%

3,524

UBS Group AG MFEM

$55,770

0.08%

2,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	2,933	$55,770	100.0%	Sole

ROYAL BANK OF CANADA MFEM

$55,371

0.08%

2,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CITY NATIONAL ROCHDALE, LLC	2,912	$55,371	100.0%	Defined

MORGAN STANLEY MFEM

$19

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$19	100.0%	Defined

PROEQUITIES, INC. MFEM

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	132,195	$2,805,574	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	2,703	$57,365	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	1	$21	100.0%	Sole