PENSION & WEALTH MANAGEMENT ADVISORS, INC.

Registered adviser

CIK

2145782

Location

WALTHAM, MA

Portfolio Value

Small $426,726,420

Diversification

Diversified

Filing Date

Global Rank

#4,589 / 8,816 ▼ 66 · as of Jun 2026

Top Industry

Asset Management 11.5%

Period ended 24 days ago

Filed Oct 16, 2026 · 8d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 309546

Roster of Oct 1, 2026

Regulatory AUM

$529,811,638

Main clients

Individuals and high net worth (86% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
May 2026 to Oct 2026	$529,811,638	Individuals and high net worth (86%)
May 2025 to Apr 2026	$452,222,623	Individuals and high net worth (86%)
Apr 2024 to Apr 2025	$301,257,567	Individuals and high net worth (82%)
May 2023 to Mar 2024	$172,137,233	Individuals and high net worth (99%)
Jun 2022 to Apr 2023	$165,208,313	Individuals and high net worth (99%)
Apr 2021 to May 2022	$128,053,975	Individuals and high net worth (99%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.7% of the book (60%+)

Turnover

Low turnover

22.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 12.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 75.7%; sector active share 63.8% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,343 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.2%

−1.0 pts

Top 5

46.1%

−4.9 pts

Top 10

58.7%

−6.0 pts

HHI

513

Diversified−111

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	65.8%	$280,769,495	213
Technology	11.6%	$49,591,194	180
Financial Services	7.6%	$32,223,807	214
Industrials	3.2%	$13,500,791	184
Communication Services	2.6%	$11,228,012	40
Consumer Cyclical	2.3%	$9,676,272	131
Consumer Defensive	2.1%	$8,823,017	51
Healthcare	2.0%	$8,706,031	98
Energy	1.0%	$4,402,303	37
Real Estate	0.7%	$3,154,253	83
Utilities	0.6%	$2,555,569	48
Basic Materials	0.5%	$2,095,676	64

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FBND	Fidelity Total Bond ETF	+93,070	696,387	$30,153,557
SCHK	Schwab 1000 Index ETF	+88,672	1,397,559	$51,234,512
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	+75,730	727,183	$27,211,187
CGIE	Capital Group International Equity ETF	+29,187	401,155	$14,724,394
CLOA		+22,381	147,881	$7,672,362
GSBD	Goldman Sachs BDC, Inc.	+21,169	192,199	$1,747,088
BHK	Blackrock Core Bond Trust	+19,247	164,954	$1,352,622
—		+10,595	124,236	$0
BXSL	Blackstone Secured Lending Fund	+9,840	110,326	$2,645,617
NVDA	Nvidia Corp	+9,770	31,132	$7,109,926
NFLX	Netflix Inc	+9,526	9,536	$663,514
INTC	Intel Corp	+9,247	10,943	$1,315,676
PUMP	ProPetro Holding Corp.	+8,161	16,621	$146,929
AAPL	Apple Inc.	+7,966	24,649	$8,208,609
T	At&T Inc.	+7,499	8,396	$204,862
JCPB	JPMorgan Core Plus Bond ETF	+7,170	7,467	$334,372
FPS	Forgent Power Solutions, Inc.	+6,802	9,406	$352,160
BIPC	Brookfield Infrastructure Corp	+6,099	8,785	$312,833
WMT	Walmart Inc.	+5,537	9,544	$991,812
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+5,206	81,417	$3,358,451
AMZN	Amazon Com Inc	+5,029	16,029	$3,993,625
GOOGL	Alphabet Inc.	+4,990	13,172	$4,532,221
BGY	BlackRock Enhanced International Dividend Trust	+4,548	187,189	$1,053,874
MS	Morgan Stanley	+4,395	5,220	$981,777
BAC	Bank Of America Corp	+4,375	18,394	$1,001,185
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GRAB	Grab Holdings Ltd	−52,798	55,034	$171,155
FLTR	VanEck IG Floating Rate ETF	−7,761	235,752	$6,032,893
NU	Nu Holdings Ltd.	−5,034	28,467	$360,392
VRNS	Varonis Systems Inc	−5,003	15	$711
SDGR	Schrodinger, Inc.	−4,739	5,858	$181,890
PAR	Par Technology Corp	−4,127	5,346	$73,560
IJH	iShares Core S&P Mid-Cap ETF	−3,597	48,267	$3,472,810
VICI	Vici Properties Inc.	−3,218	12,994	$298,472
CDE	Coeur Mining, Inc.	−2,553	16,417	$288,939
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−2,544	6,628	$339,552
CLBT	Cellebrite DI Ltd.	−2,525	30,618	$344,758
ALMU	Aeluma, Inc.	−2,250	13,650	$168,714
FDIS	Fidelity MSCI Consumer Discretionary Index ETF	−2,130	7,749	$733,907
CGBD	Carlyle Secured Lending, Inc.	−2,020	7,645	$81,725
ESTC	Elastic N.V.	−1,994	1,859	$170,470
PAY	Paymentus Holdings, Inc.	−1,896	4,554	$139,534
FLR	Fluor Corp	−1,600	2,675	$128,079
XLF	State Street Corp	−1,391	711	$0
BMY	Bristol Myers Squibb Co	−1,350	10,954	$683,529
DHR	Danaher Corp	−1,321	2,201	$487,631
OLLI	Ollie's Bargain Outlet Holdings, Inc.	−1,234	2,044	$175,068
RVTY	Revvity, Inc.	−1,173	1,154	$176,435
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−1,100	1,570	$170,878
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	−1,094	5,010	$562,322
ADSK	Autodesk, Inc.	−1,018	140	$29,260
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	15,331	$2,312,834
MU	Micron Technology Inc	1,822	$1,940,630
STX	Seagate Technology Holdings plc	1,077	$993,360
CIEN	Ciena Corp	1,872	$658,607
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	12,107	$573,387
NEM	NEWMONT Corp	4,520	$521,336
NTAP	NetApp, Inc.	2,470	$518,897
MKSI	Mks Inc	1,829	$485,343
SNDK	Sandisk Corp	229	$398,434
JBL	Jabil Inc	1,161	$333,044
KLAC	Kla Corp	1,610	$313,837
FTNT	Fortinet, Inc.	1,753	$313,366
IPGP	Ipg Photonics Corp	3,913	$306,309
AMP	Ameriprise Financial Inc	602	$296,394
GD	General Dynamics Corp	886	$294,001
TTWO	Take Two Interactive Software Inc	1,391	$288,632
COHR	Coherent Corp.	943	$271,404
WDC	Western Digital Corp	587	$266,768
ACIW	Aci Worldwide, Inc.	5,455	$266,640
CRM	Salesforce, Inc.	1,141	$261,939
RCL	Royal Caribbean Cruises Ltd	983	$261,340
NDAQ	Nasdaq, Inc.	2,767	$254,591
MOD	Modine Manufacturing Co	1,350	$252,720
ADI	Analog Devices Inc	552	$218,983
SPOT	Spotify Technology S.A.	443	$215,909
No positions match the current search.

Sold Out

Positions the filer fully exited

18 positions

Ticker	Company	Shares	Value
GOF	Guggenheim Strategic Opportunities Fund	27,170	$296,696
CERT	Certara, Inc.	25,931	$169,848
DLN	WisdomTree U.S. LargeCap Dividend Fund	1,550	$149,296
SLV	iShares Silver Trust	1,000	$53,470
BLDR	Builders FirstSource, Inc.	261	$23,354
PULS	PGIM Ultra Short Bond ETF	416	$20,612
PPA	Victory Portfolios II	100	$17,665
ETHA	iShares Ethereum Trust ETF	1,400	$16,645
IGPT	Victory Portfolios II	100	$10,410
LYFT	Lyft, Inc.	643	$9,394
LII	Lennox International Inc	6	$3,437
OPEN	Opendoor Technologies Inc.	647	$2,989
SE	Sea Ltd	30	$2,874
ERX	Direxion Daily Energy Bull 2X Shares	20	$1,524
OGN	Organon & Co.	112	$1,516
HBIO	Harvard Bioscience Inc	225	$1,383
ITA	iShares U.S. Aerospace & Defense ETF	300	$0
ET	Energy Transfer LP	100	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,343 tracked positions · $426,726,420 total · filing declares 1,346 positions · $441,035,958 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,343 positions by value · page 1 of 27

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHK	Schwab 1000 Index ETF	Added	1,397,559	+88,672	$51,234,512	+8.6%	12.01%
FBND	Fidelity Total Bond ETF	Added	696,387	+93,070	$30,153,557	+9.9%	7.07%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Added	727,183	+75,730	$27,211,187	+5.8%	6.38%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	67,456	-748	$25,244,733	+0.0%	5.92%
IXUS	iShares Core MSCI Total International Stock ETF	Added	177,495	+4,368	$16,860,250	+2.0%	3.95%
CGIE	Capital Group International Equity ETF	Added	401,155	+29,187	$14,724,394	+7.6%	3.45%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	112,780	+733	$10,966,727	+2.4%	2.57%
IVV	iShares Core S&P 500 ETF	Reduced	12,787	-287	$9,792,923	+0.0%	2.29%
AAPL	Apple Inc. Technology	Added	24,649	+7,966	$8,208,609	+70.0%	1.92%
CLOA		Added	147,881	+22,381	$7,672,362	+17.8%	1.80%
NVDA	Nvidia Corp Technology	Added	31,132	+9,770	$7,109,926	+66.3%	1.67%
FLTR	VanEck IG Floating Rate ETF	Reduced	235,752	-7,761	$6,032,893	−3.3%	1.41%
MSFT	Microsoft Corp Technology	Added	9,618	+2,804	$4,933,072	+94.1%	1.16%
GOOGL	Alphabet Inc. Communication Services	Added	13,172	+4,990	$4,532,221	+55.0%	1.06%
AMZN	Amazon Com Inc Consumer Cyclical	Added	16,029	+5,029	$3,993,625	+52.3%	0.94%
VIG	Vanguard Specialized Funds	Reduced	15,254	-148	$3,558,910	−2.3%	0.83%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	48,267	-3,597	$3,472,810	−13.2%	0.81%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	6,886	+165	$3,428,883	+2.0%	0.80%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Reduced	15,576	-63	$3,398,838	−3.6%	0.80%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	81,417	+5,206	$3,358,451	+3.9%	0.79%
PM	Philip Morris International Inc. Consumer Defensive	Added	16,553	+1,688	$3,158,643	+17.5%	0.74%
VB	Vanguard Index Funds	Held	10,933	0	$3,110,329	−6.1%	0.73%
VO	VANGUARD MID-CAP INDEX FUND	Held	36,719	0	$2,879,503	−2.7%	0.67%
FNDF	Schwab Fundamental International Equity ETF	Reduced	50,439	-347	$2,711,096	+1.2%	0.64%
BXSL	Blackstone Secured Lending Fund Financial Services	Added	110,326	+9,840	$2,645,617	+11.0%	0.62%
META	Meta Platforms, Inc. Communication Services	Added	3,435	+665	$2,490,993	+59.6%	0.58%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	25,523	-319	$2,486,961	−0.2%	0.58%
SPY	Spdr S&P 500 ETF Trust	Added	3,205	+656	$2,444,229	+28.4%	0.57%
VXUS	Vanguard Total International Stock ETF	Reduced	28,043	-950	$2,382,533	−3.9%	0.56%
SPCX	Space Exploration Technologies Corp Industrials	NEW	15,331	NEW	$2,312,834	NEW	0.54%
AMD	Advanced Micro Devices Inc Technology	Added	3,643	+3,402	$2,228,641	+1491.9%	0.52%
FELC	Fidelity Enhanced Large Cap Core ETF	Reduced	49,374	-479	$2,138,881	+2.4%	0.50%
JSMD	Janus Henderson Small/Mid Cap Growth Alpha ETF	Added	23,265	+576	$2,077,517	−9.6%	0.49%
VTV	VANGUARD VALUE INDEX FUND	Added	9,060	+20	$1,957,684	−0.6%	0.46%
MU	Micron Technology Inc Technology	NEW	1,822	NEW	$1,940,630	NEW	0.45%
ICSH	iShares Ultra Short Duration Bond Active ETF	Added	34,906	+114	$1,759,262	−0.0%	0.41%
GSBD	Goldman Sachs BDC, Inc. Financial Services	Added	192,199	+21,169	$1,747,088	+7.8%	0.41%
IJR	iShares Core S&P Small-Cap ETF	Reduced	12,679	-285	$1,724,851	−10.3%	0.40%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	8,277	-60	$1,620,222	+2.0%	0.38%
FNDA	Schwab Strategic Trust	Reduced	43,879	-297	$1,535,765	−8.7%	0.36%
DHS	WisdomTree U.S. High Dividend Fund	Reduced	13,676	-429	$1,531,301	−4.5%	0.36%
AMAT	Applied Materials Inc Technology	Added	2,831	+1,175	$1,447,716	+20.9%	0.34%
CSCO	Cisco Systems, Inc. Technology	Added	13,397	+3,756	$1,441,919	+27.3%	0.34%
APLD	Applied Digital Corp. Technology	Held	57,904	0	$1,411,120	−34.7%	0.33%
MSDL	Morgan Stanley Direct Lending Fund Financial Services	Added	99,857	+3,561	$1,361,050	−6.5%	0.32%
BHK	Blackrock Core Bond Trust Financial Services	Added	164,954	+19,247	$1,352,622	+1.2%	0.32%
INTC	Intel Corp Technology	Added	10,943	+9,247	$1,315,676	+455.6%	0.31%
GOOG	Alphabet Inc. Communication Services	Added	3,669	+842	$1,250,175	+25.2%	0.29%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	12,184	-580	$1,232,777	−10.4%	0.29%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,708	+603	$1,226,717	+20.7%	0.29%

Showing the top 50 of 1,343 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.