NBSD · Neuberger Short Duration Income ETF ETF

Alerts for NBSD

$50.47 +0.00 (+0.00%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $4,283,262

Total Shares: 84,807

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2026

Top Holder

100.0%

+71.4 pts

Top 5

100.0%

+28.4 pts

Top 10

100.0%

+16.0 pts

HHI

10,000

Highly concentrated+8,660

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

0

Decreased

1

Sold Out

67

Unchanged

0

Holder count: -67

Institutional value: -99.4%

Shares held: -99.4%

Top Buyers

vs Mar 31, 2026

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−43,117	84,807

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	3,991,298	$202,398,720
Mega NEUBERGER BERMAN GROUP LLC	1,899,982	$96,348,087
Mega LPL Financial LLC	1,597,264	$80,997,257
Mega RAYMOND JAMES FINANCIAL INC	1,311,180	$66,489,936
Mega BANK OF AMERICA CORP /DE/	1,185,945	$60,139,269

Filter: New 0 Increased 0 Reduced 1 Sold out 67 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC NBSD

$4,283,262

100.00%

84,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	84,807	$4,283,262	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,991,298	$202,398,720	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	492,528	$24,976,094	37.6%	Defined
Raymond James Financial Services Advisors, Inc.	811,073	$41,129,511	61.9%	Defined
RAYMOND JAMES TRUST N.A.	7,579	$384,331	0.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	12,259	$621,653	1.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	665,787	$33,762,058	56.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	507,899	$25,755,558	42.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	316,045	$16,026,641	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	128,687	$6,525,717	58.4%	Defined
Osaic Advisory Services, LLC	91,497	$4,639,812	41.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	86,938	$4,408,625	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	53,051	$2,690,216	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	52,979	$2,686,565	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	38,682	$1,961,564	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	26,098	$1,323,429	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	9,685	$491,126	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	4,033	$204,513	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	400	$20,284	16.7%	Defined
RBC Trust Co (Delaware) Ltd	2,000	$101,420	83.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SouthState Bank, National Association	55	$2,789	100.0%	Defined