NOVM · FT Vest U.S. Equity Max Buffer ETF - November ETF

$34.19 +0.02 (+0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 32

Total Value: $14,761,721

Total Shares: 451,236

Institutional Ownership Trend

6 quarters

Holder Concentration

Across 32 13F filers · Δ vs Dec 31, 2025

Top Holder

19.4%

+0.7 pts

Top 5

51.7%

+7.2 pts

Top 10

71.4%

+5.9 pts

HHI

787

Broadly held+103

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: -1.5%

Shares held: -1.0%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mid PARK AVENUE SECURITIES LLC	+27,032	49,115
Large Cetera Investment Advisers	+2,309	37,537
Small Clear Creek Financial Management, LLC	+2,046	87,447
Large TRUIST FINANCIAL CORP	+998	12,702
Mega ENVESTNET ASSET MANAGEMENT INC	+962	31,314

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−7,927	909
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−7,574	15,351
Mid Advisory Services Network, LLC	−6,000	3,363
Large Kestra Advisory Services, LLC	−3,277	8,653
Large COMMONWEALTH EQUITY SERVICES, LLC	−1,003	27,962

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	6,474	$211,790

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid OLD MISSION CAPITAL LLC	12,206	$401,272
Small PKS Advisory Services, LLC	6,235	$204,975
Mid Farther Finance Advisors, LLC	19	$624

Filter: New 1 Increased 5 Reduced 8 Sold out 3 Unchanged 18

Showing 32 of 32

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Clear Creek Financial Management, LLC NOVM

$2,860,741

19.38%

87,447

PARK AVENUE SECURITIES LLC NOVM

$1,606,748

10.88%

49,115

Cetera Investment Advisers NOVM

$1,227,985

8.32%

37,537

ENVESTNET ASSET MANAGEMENT INC NOVM

$1,024,406

6.94%

31,314

COMMONWEALTH EQUITY SERVICES, LLC NOVM

$914,748

6.20%

27,962

Madrona Financial Services, LLC NOVM

$646,068

4.38%

19,749

Waverly Advisors, LLC NOVM

$618,621

4.19%

18,910

MGO ONE SEVEN LLC NOVM

$616,135

4.17%

18,834

Gallagher Fiduciary Advisors, LLC NOVM

$518,680

3.51%

15,855

SUSQUEHANNA INTERNATIONAL GROUP, LLP NOVM

$502,192

3.40%

15,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,351	$502,192	100.0%	Other

TRUIST FINANCIAL CORP NOVM

$415,533

2.81%

12,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	12,702	$415,533	100.0%	Defined

Glen Eagle Advisors, LLC NOVM

$414,846

2.81%

12,681

AE Wealth Management LLC NOVM

$406,896

2.76%

12,438

Capasso Planning Partners LLC NOVM

$394,367

2.67%

12,055

Ameritas Advisory Services, LLC NOVM

$345,132

2.34%

10,550

Kestra Advisory Services, LLC NOVM

$283,074

1.92%

8,653

CWM, LLC NOVM

$276,924

1.88%

8,465

INDEPENDENT FINANCIAL GROUP, LLC NOVM

$250,981

1.70%

7,672

Prasad Wealth Partners, LLC NOVM

$249,444

1.69%

7,625

Buck Wealth Strategies, LLC NOVM

$234,886

1.59%

7,180

VICTORY FINANCIAL GROUP, LLC NOVM

$233,152

1.58%

7,127

CITADEL ADVISORS LLC NOVM

$211,790

1.43%

6,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,474	$211,790	100.0%	Defined

Geneos Wealth Management Inc. NOVM

$195,956

1.33%

5,990

Advisory Services Network, LLC NOVM

$110,017

0.75%

3,363

Capital Analysts, LLC NOVM

$48,220

0.33%

1,474

HARBOUR INVESTMENTS, INC. NOVM

$40,107

0.27%

1,226

OSAIC HOLDINGS, INC. NOVM

$29,737

0.20%

909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Osaic Advisory Services, LLC	909	$29,737	100.0%	Defined

Capital Investment Advisory Services, LLC NOVM

$26,171

0.18%

800

Triumph Capital Management NOVM

$24,535

0.17%

750

Integrity Financial Corp /WA NOVM

$14,983

0.10%

458

Bernard Wealth Management Corp. NOVM

$9,977

0.07%

305

DHJJ Financial Advisors, Ltd. NOVM

$8,669

0.06%

265