PBMR · PGIM S&P 500 Buffer 20 ETF - March ETF

$32.73 -0.01 (-0.03%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 16

Total Value: $26,511,107

Total Shares: 874,406

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 16 13F filers · Δ vs Dec 31, 2025

Top Holder

32.8%

−22.7 pts

Top 5

85.6%

−7.0 pts

Top 10

94.3%

−5.5 pts

HHI

2,032

Moderately concentrated−1,534

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +5

Institutional value: +111.2%

Shares held: +112.5%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Large COMMONWEALTH EQUITY SERVICES, LLC	+177,964	226,658
Large PRUDENTIAL FINANCIAL INC	+58,324	286,374
Micro JIM SAULNIER & ASSOCIATES, LLC	+22,071	94,790
Large Kestra Advisory Services, LLC	+5,068	11,188
Large Cetera Investment Advisers	+4,203	17,748

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds	Open
Micro Blue Water Asset Management	−1,978	15,826

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Small SMITH, MOORE & CO.	97,310	$2,950,341
Mid Spire Wealth Management	43,146	$1,308,143
Small LeClair Wealth Partners LLC	15,826	$479,828
Mega RAYMOND JAMES FINANCIAL INC	14,667	$444,688
Mid KINGSWOOD WEALTH ADVISORS, LLC	12,182	$369,346

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Mega UBS Group AG	1,087	$33,153

Filter: New 6 Increased 7 Reduced 1 Sold out 1 Unchanged 2

Showing 16 of 16

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRUDENTIAL FINANCIAL INC PBMR

$8,682,573

32.75%

286,374

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	286,374	$8,682,573	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC PBMR

$6,872,043

25.92%

226,658

SMITH, MOORE & CO. PBMR

$2,950,341

11.13%

97,310

JIM SAULNIER & ASSOCIATES, LLC PBMR

$2,873,938

10.84%

94,790

Spire Wealth Management PBMR

$1,308,143

4.93%

43,146

Cetera Investment Advisers PBMR

$538,101

2.03%

17,748

Blue Water Asset Management PBMR

$479,828

1.81%

15,826

LeClair Wealth Partners LLC PBMR

$479,828

1.81%

15,826

RAYMOND JAMES FINANCIAL INC PBMR

$444,688

1.68%

14,667

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	14,667	$444,688	100.0%	Defined

KINGSWOOD WEALTH ADVISORS, LLC PBMR

$369,346

1.39%

12,182

DHJJ Financial Advisors, Ltd. PBMR

$367,557

1.39%

12,123

Kestra Advisory Services, LLC PBMR

$339,208

1.28%

11,188

Three Seasons Wealth, LLC PBMR

$281,026

1.06%

9,269

KINTRA WEALTH, LLC PBMR

$253,679

0.96%

8,367

ROYAL BANK OF CANADA PBMR

$139,406

0.53%

4,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	4,598	$139,406	100.0%	Defined

CENTAURUS FINANCIAL, INC. PBMR

$131,402

0.50%

4,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,087	$33,153	100.0%	Defined