QMNV · FT Vest Nasdaq-100 Moderate Buffer ETF - November ETF

$25.61 +0.02 (+0.10%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 29

Total Value: $18,166,078

Total Shares: 797,423

Institutional Ownership Trend

6 quarters

Holder Concentration

Across 29 13F filers · Δ vs Dec 31, 2025

Top Holder

17.3%

−11.9 pts

Top 5

56.3%

−5.7 pts

Top 10

80.7%

−0.2 pts

HHI

862

Broadly held−358

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -11

Institutional value: -44.2%

Shares held: -42.7%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Large Kestra Advisory Services, LLC	+21,531	40,583
Small Comprehensive Financial Consultants Institutional, Inc.	+18,083	28,820
Mega ENVESTNET ASSET MANAGEMENT INC	+12,896	30,365
Large Cetera Investment Advisers	+11,239	137,781
Mega LPL Financial LLC	+5,329	92,789

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large MML INVESTORS SERVICES, LLC	−336,147	69,492
Large OSAIC HOLDINGS, INC.	−7,850	5,650
Mega RAYMOND JAMES FINANCIAL INC	−7,368	101,273
Mid INSIGNEO ADVISORY SERVICES, LLC	−2,823	8,816
Micro Grantvest Financial Group LLC	−66	11,708

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)	Open
Mid OLD MISSION CAPITAL LLC	45,964	$1,047,105
Mid Advisory Services Network, LLC	1,325	$30,184

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Micro NORTHEAST PLANNING ASSOCIATES, INC. / NH /	116,889	$2,732,864
Large COMMONWEALTH EQUITY SERVICES, LLC	104,651	$2,446,740
Small Diligent Investors, LLC	46,915	$1,096,872
Micro Sequent Planning LLC	42,833	$1,001,435
Mid Private Advisor Group, LLC	13,700	$320,306

Filter: New 2 Increased 9 Reduced 6 Sold out 13 Unchanged 12

Showing 29 of 29

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Cetera Investment Advisers QMNV

$3,138,788

17.28%

137,781

RAYMOND JAMES FINANCIAL INC QMNV

$2,307,099

12.70%

101,273

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	77,554	$1,766,757	76.6%	Defined
Raymond James Financial Services Advisors, Inc.	23,719	$540,342	23.4%	Defined

LPL Financial LLC QMNV

$2,113,826

11.64%

92,789

MML INVESTORS SERVICES, LLC QMNV

$1,583,097

8.71%

69,492

HighTower Advisors, LLC QMNV

$1,075,787

5.92%

47,223

OLD MISSION CAPITAL LLC QMNV

$1,047,105

5.76%

45,964

CITADEL ADVISORS LLC QMNV

$950,582

5.23%

41,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	41,727	$950,582	100.0%	Defined

Kestra Advisory Services, LLC QMNV

$924,521

5.09%

40,583

Cambridge Investment Research Advisors, Inc. QMNV

$820,070

4.51%

35,998

ENVESTNET ASSET MANAGEMENT INC QMNV

$691,745

3.81%

30,365

Comprehensive Financial Consultants Institutional, Inc. QMNV

$656,548

3.61%

28,820

Sunbelt Securities, Inc. QMNV

$438,648

2.41%

19,255

Foundations Investment Advisors, LLC QMNV

$296,494

1.63%

13,015

Grantvest Financial Group LLC QMNV

$266,719

1.47%

11,708

Mariner, LLC QMNV

$253,666

1.40%

11,135

StoneX Group Inc. QMNV

$244,667

1.35%

10,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc. joint	10,740	$244,667	100.0%	Defined

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC QMNV

$227,810

1.25%

10,000

UPTICK PARTNERS, LLC QMNV

$224,802

1.24%

9,868

MGO ONE SEVEN LLC QMNV

$204,573

1.13%

8,980

INSIGNEO ADVISORY SERVICES, LLC QMNV

$200,837

1.11%

8,816

HARBOUR INVESTMENTS, INC. QMNV

$183,842

1.01%

8,070

OSAIC HOLDINGS, INC. QMNV

$128,712

0.71%

5,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,650	$128,712	100.0%	Defined

CWM, LLC QMNV

$58,615

0.32%

2,573

Y.D. More Investments Ltd QMNV

$34,262

0.19%

1,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
More Investment House Portfolio Management Ltd	1,504	$34,262	100.0%	Defined

Advisory Services Network, LLC QMNV

$30,184

0.17%

1,325

Triumph Capital Management QMNV

$23,920

0.13%

1,050

Capital Analysts, LLC QMNV

$22,781

0.13%

1,000

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC QMNV

$11,344

0.06%

498

Allworth Financial LP QMNV

$5,034

0.03%

221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	12,187	$284,932	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	4,811	$112,481	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	333	$7,785	100.0%	Defined