SLNZ · Holdings ETF

$45.42 +0.15 (+0.32%)

Volume · Oct 20 260 Avg daily vol (3M) 4516

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 11

Total Value: $200,375,457

Total Shares: 4,390,540

Institutional Ownership Trend

7 quarters

Holder Concentration

Across 11 13F filers · Δ vs Mar 31, 2026

Top Holder

97.1%

+0.3 pts

Top 5

99.5%

+0.3 pts

Top 10

100.0%

+0.0 pts

HHI

9,423

Highly concentrated+59

Who Holds SLNZ

Last 7 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 11 filers, like-for-like change -1.7%; actively managed books -1.7%; index-like books 0.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	0.7%	4	-6.3%	0	0
Bank	0.2%	2	+66.3%	0	0
Broker-dealer	0.2%	1	-9.5%	0	0
Holding company	98.5%	3	-1.7%	0	0
Unknown	0.4%	1	-19.7%	1	2

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	0.0%	0	0
Diversified active	100.0%	10	-1.7%	1	2
Systematic-like	0.0%	0	—	0	0
Concentrated	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	2.1%	6	+1.0%	0	1
Medium turnover	97.1%	3	-1.8%	0	0
High turnover	0.8%	2	+0.2%	1	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Medium horizon	0.1%	1	-58.7%	0	1
Long horizon	99.5%	9	-1.6%	1	1
Short horizon	0.0%	0	—	0	0
Unknown	0.4%	1	-9.0%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.4%	1	-9.0%	0	0
$1B to $10B	0.1%	2	-54.8%	0	1
$10B to $100B	98.7%	3	-1.7%	0	0
$100B or more	0.8%	5	+13.7%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.7%	4	-6.3%	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Other investment advisers	0.0%	0	—	0	0
Pooled investment vehicles	0.0%	0	—	0	0
Unknown	99.3%	7	-1.7%	1	2

Private funds	Share	Filers	Change	New	Exited
No private funds	0.7%	4	-6.3%	0	0
Private equity funds	0.0%	0	—	0	0
Hedge funds	0.0%	0	—	0	0
Unknown	99.3%	7	-1.7%	1	2

Location	Share	Filers	Change	New	Exited
United States	99.8%	9	-1.8%	1	2
Outside the US	0.2%	2	+66.3%	0	0

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

11 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

9.09% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

100.0%

of 13F shares, Herfindahl 0.942

Active holders

-1.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 6.9 quarters

Under 1 year 1.87% 1 to 3 years 98.1% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$47.30

estimated per share

Mar 31, 2026: $47.31

Quarter-end price

$45.64

implied by 13F values

Estimated gain or loss

-3.5%

price against the estimated cost

Estimated at a loss

99.6%

of costed 13F value

Estimated cost covers 100.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of SLNZ by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	9,978	1
Active funds	0	0
Unclassified	0	0
All registered funds	9,978	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -2

Institutional value: -1.4%

Shares held: -2.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large OSAIC HOLDINGS, INC.	+4,985	61,981
Mega ROYAL BANK OF CANADA	+3,642	8,772
Mid CREATIVE FINANCIAL DESIGNS INC /ADV	+14	788

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large TCW GROUP INC	−78,852	4,261,463
Small WBI INVESTMENTS, LLC	−1,560	15,868
Mega LPL Financial LLC	−820	7,851
Large COMMONWEALTH EQUITY SERVICES, LLC	−400	9,113
Mid PRINCIPAL SECURITIES, INC.	−79	4,599

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	19,700	$899,068

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mega JANE STREET GROUP, LLC	18,080	$818,680
Mid PFG Investments, LLC	6,454	$292,243

Filter: New 1 Increased 3 Reduced 6 Sold out 2 Unchanged 1

Holder type: Registered adviser 4 Bank 2 Broker-dealer 1 Holding company 3 Unknown 1

Showing 11 of 11

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

TCW GROUP INC SLNZ

$194,484,647

97.06%

4,261,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TCW ASSET MANAGEMENT CO LLC	2,414,474	$110,191,764	56.7%	Defined
Metropolitan West Asset Management, LLC	1,846,989	$84,292,883	43.3%	Defined

OSAIC HOLDINGS, INC. SLNZ

$2,828,688

1.41%

61,981

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CW Advisors, LLC	61,981	$2,828,688	100.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP SLNZ

$899,068

0.45%

19,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	19,700	$899,068	100.0%	Other

WBI INVESTMENTS, LLC SLNZ

$724,182

0.36%

15,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MILLINGTON SECURITIES, LLC	9,978	$455,375	62.9%	Defined
Held directly	5,890	$268,807	37.1%	Sole

COMMONWEALTH EQUITY SERVICES, LLC SLNZ

$415,899

0.21%

9,113

ROYAL BANK OF CANADA SLNZ

$400,336

0.20%

8,772

LPL Financial LLC SLNZ

$358,303

0.18%

7,851

PRINCIPAL SECURITIES, INC. SLNZ

$209,889

0.10%

4,599

CREATIVE FINANCIAL DESIGNS INC /ADV SLNZ

$35,962

0.02%

788

UBS Group AG SLNZ

$15,836

0.01%

347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	347	$15,836	100.0%	Defined

MORGAN STANLEY SLNZ

$2,647

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	58	$2,647	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	18,080	$818,680	100.0%	Defined